California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2 - Corporate Securities
Article 8 - Licensing of Broker-Dealers and Agents
Section 260.200 - Designation of Institutional Investors and Governmental Agencies and Instrumentalities by Class

Universal Citation: 10 CA Code of Regs 260.200
Current through Register 2024 Notice Reg. No. 38, September 20, 2024

There are hereby designated pursuant to Section 25200 and Section 25202 of the Code those institutional investors and governmental agencies and instrumentalities specified in Sections 260.102.10 and 260.105.14 of these rules, including corporations having a net worth on a consolidated basis, according to their most recent audited financial statement, of not less than $14,000,000.

1. Amendment filed 4-30-70 as an emergency; designated effective 5-1-70 (Register 70, No. 18).
2. Certificate of Compliance filed 6-10-70 (Register 70, No. 24).
3. Editorial correction adding NOTE filed 4-6-83 (Register 83, No. 15).

Note: Authority cited: Sections 25200, 25202 and 25610, Corporations Code. Reference: Sections 25200 and 25202, Corporations Code.

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