California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2 - Corporate Securities
Article 4 - Standards for the Exercise of the Commissioner's Authority
Subarticle 8 - Investment Companies
Section 260.140.88 - Qualification Termination Date
Universal Citation: 10 CA Code of Regs 260.140.88
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
A Qualification for the offer and sale of shares of an open-end investment company will have a termination date 16 months after the date of the audited financial statements contained in its current application for qualification.
1. New section filed 5-14-69; effective thirtieth day thereafter (Register 69, No. 20).
Note: Authority cited: Sections 25114 and 25610, Corporations Code.
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