California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2 - Corporate Securities
Article 4 - Standards for the Exercise of the Commissioner's Authority
Subarticle 8 - Investment Companies
Section 260.140.81 - Prohibition on Promotional Shares

Universal Citation: 10 CA Code of Regs 260.140.81

Current through Register 2024 Notice Reg. No. 38, September 20, 2024

No promotional shares, as defined in Section 260.140.30 of these rules, shall be issued in connection with the sale of securities of an investment company.

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