California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2 - Corporate Securities
Article 4 - Standards for the Exercise of the Commissioner's Authority
Subarticle 8 - Investment Companies
- Section 260.140.80 - Front-End Load Prohibited
- Section 260.140.80.5 - Contractual Periodic Payment Plan Standards
- Section 260.140.81 - Prohibition on Promotional Shares
- Section 260.140.82 - Prohibition on Options
- Section 260.140.83 - Selling Expenses
- Section 260.140.84 - Investment Company Expense Limitation
- Section 260.140.85 - Prohibited Investments
- Section 260.140.86 - Accumulation Plan
- Section 260.140.87 - Insurance Plan
- Section 260.140.88 - Qualification Termination Date
- Section 260.140.89 - Redemptions in-Kind
Disclaimer: These regulations may not be the most recent version. California may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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