California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2 - Corporate Securities
Article 4 - Standards for the Exercise of the Commissioner's Authority
Subarticle 6 - Recapitalizations and Reorganizations
Section 260.140.62 - Hearings
Universal Citation: 10 CA Code of Regs 260.140.62
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
A hearing pursuant to Sections 250.17-250.25 of these rules may be ordered by the Commissioner in unusual circumstances in connection with an application for a permit to sell securities in any recapitalization or reorganization, and such a hearing will be held upon the request of the applicant.
1. Amendment filed 3-20-78; effective thirtieth day thereafter (Register 78, No. 12).
Note: Authority cited: Sections 25140 and 25610, Corporations Code. Reference: Section 25140, Corporations Code.
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