California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2 - Corporate Securities
Article 4 - Standards for the Exercise of the Commissioner's Authority
Subarticle 6 - Recapitalizations and Reorganizations
Section 260.140.62 - Hearings

Universal Citation: 10 CA Code of Regs 260.140.62
Current through Register 2024 Notice Reg. No. 38, September 20, 2024

A hearing pursuant to Sections 250.17-250.25 of these rules may be ordered by the Commissioner in unusual circumstances in connection with an application for a permit to sell securities in any recapitalization or reorganization, and such a hearing will be held upon the request of the applicant.

1. Amendment filed 3-20-78; effective thirtieth day thereafter (Register 78, No. 12).

Note: Authority cited: Sections 25140 and 25610, Corporations Code. Reference: Section 25140, Corporations Code.

Disclaimer: These regulations may not be the most recent version. California may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.