California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2 - Corporate Securities
Article 4 - Standards for the Exercise of the Commissioner's Authority
Subarticle 6 - Recapitalizations and Reorganizations
Section 260.140.60 - Filing of Proxy Materials

If qualification of a recapitalization or reorganization is required, no materials designed to solicit proxies or consents from security holders in connection therewith shall be distributed without the prior filing of such proxy materials with the Commissioner and the issuance of a permit. A preliminary copy of such materials shall be attached as an exhibit to the application for qualification.