California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2 - Corporate Securities
Article 4 - Standards for the Exercise of the Commissioner's Authority
- Section 260.140 - Application of Standards
- Section 260.140.01 - Suitability of Investors
- Section 260.140.05 - Securities of Speculative Business
- Subarticle 1 - Rights of Security Holders
- Subarticle 2 - Selling Expenses and Options to Underwriters
- Subarticle 3 - Promotional Shares
- Subarticle 4 - Rights, Warrants and Options
- Subarticle 5 - Offering Price
- Subarticle 6 - Recapitalizations and Reorganizations
- Subarticle 7 - Stock Dividends and Stock Splits
- Subarticle 7.1 - Mutual Water Companies
- Subarticle 7.2 - Offerings of Debt Securities by Churches
- Subarticle 8 - Investment Companies
- Subarticle 9 - Real Estate Investment Trusts
- Subarticle 10 - Real Estate Programs
- Subarticle 11 - Oil and Gas Interests
- Subarticle 12 - Nonissuer Qualifications
Disclaimer: These regulations may not be the most recent version. California may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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