California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2 - Corporate Securities
Article 2 - Exemptions from Qualification
Section 260.105.13.1 - Private Resales Under Securities and Exchange Commission Rule 144A

Universal Citation: 10 CA Code of Regs 260.105.13.1
Current through Register 2024 Notice Reg. No. 38, September 20, 2024

There is hereby exempted from the provisions of Section 25130 of the Code as not being comprehended within the purposes of the Corporate Securities Law of 1968 and the qualification of which is not necessary or appropriate in the public interest or for the protection of investors any offer to resell or resale of restricted securities made in compliance with Rule 144A (17 CFR 230.144A) of the Securities and Exchange Commission.

1. New section filed 3-1-93; operative 3-31-93 (Register 93, No. 10).

Note: Authority cited: Sections 25105 and 25610, Corporations Code. Reference: Sections 25105 and 25130, Corporations Code.

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