California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2 - Corporate Securities
Article 2 - Exemptions from Qualification
Section 260.104.1 - Designation of Institutional Investors and Governmental Agencies and Instrumentalities by Class
Universal Citation: 10 CA Code of Regs 260.104.1
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
There are hereby designated pursuant to subdivision (c) of Section 25104 of the Code those institutional investors and governmental agencies and instrumentalities specified in Sections 260.102.10 and 260.105.14 of these rules.
1. Amendment
filed 4-30-70 as an emergency; designated effective 5-1-70 (Register 70, No.
18).
2. Certificate of Compliance filed 6-10-70 (Register 70, No.
24).
3. Editorial correction adding NOTE filed 3-9-83 (Register 83,
No. 11).
Note: Authority cited: Sections 25104(c) and 25610, Corporations Code. Reference: Section 25104, Corporations Code.
Disclaimer: These regulations may not be the most recent version. California may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.