California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2 - Corporate Securities
Article 2 - Exemptions from Qualification
Section 260.101.3 - Notice Under Section 25101 (b) of the Code. [Repealed]

Universal Citation: 10 CA Code of Regs 260.101.3
Current through Register 2024 Notice Reg. No. 38, September 20, 2024

1. New section filed 4-4-78; effective thirtieth day thereafter (Register 78, No. 14).
2. New section refiled 4-4-78; effective thirtieth day thereafter (Register 78, No. 14).
3. Amendment filed 2-11-85; effective thirtieth day thereafter (Register 85, No. 7).
4. Change without regulatory effect of subsection (b) filed 9-10-87; operative 10-10-87 (Register 87, No. 37).
5. Change without regulatory effect pursuant to section 100(b)(3), title 1, California Code of Regulations filed 12-15-89; operative 1-14-90 (Register 90, No. 1).
6. Amendment of subsection (a), form and NOTE, redesignation and amendment of former subsections (b)-(c) and new subsections (b)(1)-(2) filed 12-4-92; operative 1-4-93 (Register 92, No. 49).
7. Change without regulatory effect repealing section filed 7-9-98 pursuant to section 100, title 1, California Code of Regulations (Register 98, No. 28).

Note: Authority cited: Section 25610, Corporations Code. Reference: Section 25101(b), Corporations Code.

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