California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2 - Corporate Securities
Article 2 - Exemptions from Qualification
Section 260.101.2 - Certified National Securities Exchanges
Pursuant to subdivision (a) of Section 25101 of the Code, the following national securities exchanges are certified:
The NASDAQ Global Market
The New York Stock Exchange
NYSE Amex
Tier 1 of the NYSE Arca
Tier 1 of the NASDAQ OMX PHLX
1. New
section filed 4-4-78; effective thirtieth day thereafter (Register 78, No.
14).
2. New section refiled 4-4-78; effective thirtieth day
thereafter (Register 78, No. 14).
3. Amendment filed 12-14-79;
effective thirtieth day thereafter (Register 79, No. 50).
4.
Editorial correction of NOTE filed 3-9-83 (Register 83, No. 11).
5.
Change without regulatory effect adding subsection (b) and renumbering
undesignated paragraph as subsection (a) filed 4-19-91 pursuant to section
100, title 1, California Code of
Regulations; operative 4-19-91 (Register 91, No. 21).
6. Amendment
of subsection (a) and new subsection (c) filed 7-29-92; operative 8-28-92
(Register 92, No. 31).
7. Change without regulatory effect amending
subsections (a)-(c) and adding new subsection (d) filed 12-5-95 pursuant to
section 100, title 1, California Code of
Regulations (Register 95, No. 49).
8. Amendment filed 11-10-2009;
operative 12-10-2009 (Register 2009, No. 46).
Note: Authority cited: Sections 25101 and 25610, Corporations Code. Reference: Section 25101, Corporations Code.
