California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2 - Corporate Securities
Article 12 - Advertising Securities
Section 260.300.2 - Qualified Investment Companies

Universal Citation: 10 CA Code of Regs 260.300.2
Current through Register 2024 Notice Reg. No. 38, September 20, 2024

An investment company with a currently effective qualification under Section 25111(c) of the Code is permitted to comply with Section 25300(a) of the Code by filing an advertisement subject to the provisions of that section within 10 calendar days after its initial publication in this state; an investment company qualified under Section 25111(d) of the Code is exempted from Section 25300(a) of the Code.

1. New section filed 4-23-86; effective upon filing pursuant to Government Code Section 11346.2(d) (Register 86, No. 17).

Note: Authority cited: Sections 25610 and 25300, Corporations Code. Reference: Section 25300, Corporations Code.

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