California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2 - Corporate Securities
Article 12 - Advertising Securities
Section 260.300.1 - Exemption for Advertisement of Sales by Secured Party or Fiduciary
Universal Citation: 10 CA Code of Regs 260.300.1
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
There is hereby exempted from the provisions of Section 25300(a) of the Code as not being comprehended within the purposes of said Section, any advertisement for any security in a nonissuer transaction if the offer of such security is exempted by Subdivision (e) or Subdivision (f) of Section 25104.
1. New
section filed 5-14-69; effective thirtieth day thereafter (Register 69, No.
20).
2. Editorial correction of NOTE filed 11-8-82 (Register 82, No.
46).
Note: Authority cited: Section 25610, Corporations Code. Reference: Section 25300, Corporations Code.
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