California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2 - Corporate Securities
Article 11 - General Provisions Relating to Agents, Broker-Dealers and Investment Advisers
Section 260.241.1 - Preservation of Records. [Repealed.]

Universal Citation: 10 CA Code of Regs 260.241.1
Current through Register 2024 Notice Reg. No. 38, September 20, 2024

1. Amendment of subsection (f) filed 7-13-70; effective thirtieth day thereafter (Register 70, No. 29).
2. New subsection (b)(8) filed 9-2-77; effective thirtieth day thereafter (Register 77, No. 36).
3. New subsections (b)(9) and (h) filed 6-2-78; effective thirtieth day thereafter (Register 78, No. 22).
4. Amendment filed 4-27-84; effective thirtieth day thereafter (Register 84, No. 18).
5. Amendment of subsection (f) filed 1-7-88; operative 2-6-88 (Register 88, No. 4).
6. Repealer filed 3-6-2008; operative 4-5-2008 (Register 2008, No. 10).

Note: Authority cited: Sections 25241 and 25610, Corporations Code. Reference: Section 25241, Corporations Code.

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