California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2 - Corporate Securities
Article 10 - Licensing and Regulation of Investment Advisers
Section 260.231.2 - Application for Investment Adviser Certificate Not Filing Through the Investment Adviser Registration Depository. [Repealed]

Universal Citation: 10 CA Code of Regs 260.231.2
Current through Register 2024 Notice Reg. No. 38, September 20, 2024

1. New section filed 3-4-2003; operative 4-3-2003 (Register 2003, No. 10).
2. Repealer filed 3-6-2007; operative 4-5-2007 (Register 2007, No. 10).

Note: Authority cited: Sections 25231 and 25610, Corporations Code. Reference: 25230, 25231, 25234, 25236, 25237, 25241, 25608 and 25613, Corporations Code; and Sections 7470, 7473, 7490 and 13140- 13144, Government Code.

Disclaimer: These regulations may not be the most recent version. California may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.