California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2.6 - Franchises
Section 310.210 - Persons Identified in an Application

Universal Citation: 10 CA Code of Regs 310.210

Current through Register 2024 Notice Reg. No. 38, September 20, 2024

(a) For the purposes of Section 31210 of the Code a person shall be deemed identified only if all the information required by:

(1) Item 2 (Identity and Business Experience of Persons Affiliated With The Franchisor; Franchise Brokers) and Item 3 (Litigation) of an offering circular upon the format prescribed by the Uniform Franchise Registration Application, in accordance with Item 2 of the Special Instructions for the Uniform Franchise Offering Circular ("UFOC") (see Section 310.114.1(c) of these rules), or;

(2) a Salesman Disclosure Form prescribed by the Uniform Franchise Registration Application provided that, in an initial application to register the offer and sale of a franchise, Item 2.A. of the Salesman Disclosure Form does not disclose a pending action involving an arrest that did not result in conviction or plea of nolo contendere , has been filed with the Commissioner.

(b) The term "Uniform Franchise Registration Application" means the Uniform Franchise Registration Application, as defined in Section 310.111(b).

1. Amendment filed 11-21-79; designated effective 1-1-80 (Register 79, No. 47).
2. Amendment of subsection (a) filed 10-28-82; effective thirtieth day thereafter (Register 82, No. 44).
3. Amendment filed 7-27-88, operative 8-26-88 (Register 88, No. 32).
4. Amendment of subsection (b) filed 4-6-94; operative 5-6-94 (Register 94, No. 14).

Note: Authority cited: Section 31502, Corporations Code. Reference: Section 31210, Corporations Code.

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