California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2.3 - Capital Access Companies
Article 6 - Fees
Section 280.350 - Fees

Universal Citation: 10 CA Code of Regs 280.350

Current through Register 2024 Notice Reg. No. 38, September 20, 2024

(a) The filing fee for an application for a license shall be one thousand four hundred dollars ($1,400).

(b) The filing fee for an application for approval to acquire control of a licensee shall be nine hundred dollars ($900).

(c) Subject to the limitations in Section 28110(a)(3) of the Corporations Code, the filing fee for an application for approval for a licensee to merge with another company, or to purchase all or substantially all of the business of another person, or to sell all or substantially all of its business, shall be nine hundred dollars ($900).

1. New article 6 (section 280.350) and section filed 6-24-99; operative 7-1-99 pursuant to Government Code section 11343.4(d) (Register 99, No. 26).

Note: Authority cited: Section 28951, Corporations Code. Reference: Section 28110, Corporations Code.

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