California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2.3 - Capital Access Companies
Article 2 - Application for Licensure and Related Forms
Section 280.154 - Amendments to Application
Universal Citation: 10 CA Code of Regs 280.154
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
A licensed capital access company shall, within 30 days after any change in the information contained in its application, other than financial information, file an amendment with the Commissioner. However, for any change in the persons listed in Item 4 of the application, the licensed capital access company must file an amendment with the Commissioner within five days of the change.
1. New section filed 6-24-99; operative 7-1-99 pursuant to Government Code section 11343.4(d) (Register 99, No. 26).
Disclaimer: These regulations may not be the most recent version. California may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.
