California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2.3 - Capital Access Companies
Article 11 - Books and Records
Section 280.653 - Books and Records: Location and Office Hours

Universal Citation: 10 CA Code of Regs 280.653
Current through Register 2024 Notice Reg. No. 38, September 20, 2024

A capital access company shall keep the Commissioner promptly advised at all times of the address or addresses at which the books and records are maintained and, if the office or location hours at the place where the books and records are maintained are other than 8 a.m. to 5 p.m., Monday through Friday, the hours and days during which the books and records may be reviewed.

1. New section filed 6-24-99; operative 7-1-99 pursuant to Government Code section 11343.4(d) (Register 99, No. 26).

Note: Authority cited: Section 28500, Corporations Code. Reference: Sections 28500 and 28503, Corporations Code.

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