California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 2.3 - Capital Access Companies
- Article 1 - Definitions
- Article 2 - Application for Licensure and Related Forms
- Article 3 - Application Requesting Approval to Surrender License
- Article 4 - Application for Approval to Acquire Control, Merge with, or Purchase or Sell All or Substantially All of the Licensee's Business
- Article 5 - Advertising
- Article 6 - Fees
- Article 7 - Bonding
- Article 8 - Unsafe and Unsound Acts
- Article 9 - Legend Requirement
- Article 10 - Reports to the Commissioner
- Article 11 - Books and Records
- Article 12 - Custody
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