California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 15 - Student Loan Servicing Act
Article 2 - Application for Licensure and Related Forms
Section 2033 - Officers, Directors, Partners, and Other Persons: Maintenance of Current List with Commissioner: Information Required

Universal Citation: 10 CA Code of Regs 2033
Current through Register 2024 Notice Reg. No. 38, September 20, 2024

A student loan servicer shall at all times maintain on file with NMLS, in accordance with its procedures for transmission to the Commissioner, a current list of officers, directors, and partners in the case of a partnership, and other persons named in the Forms MU1, MU2, and MU3, as applicable. In the event of any change in the officers, directors, partners, or other persons named in the application, a student loan servicer shall file with NMLS, within ten (10) business days of any change, an amendment to the application containing the same information in relation to such new person(s) as is required in the Forms MU1, MU2, and MU3.

1. New section filed 3-28-2019; operative 3-28-2019 pursuant to Government Code section 11343.4(b)(3) (Register 2019, No. 13).

Note: Authority cited: Section 28106, Financial Code. Reference: Sections 28110 and 28126, Financial Code.

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