California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 11 - Securities Depositories
Section 1805.206.1 - Proxy Statement and Proxy Distribution
Universal Citation: 10 CA Code of Regs 1805.206.1
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
Any statement and proxy received by the securities depository with respect to depositors' securities shall be forwarded immediately to the depositor. Further, no securities depository shall vote any such proxies, except in accordance with and pursuant to the written instructions of the depositor.
1. New section
filed 9-12-73; effective thirtieth day thereafter (Register 73, No.
37).
2. Editorial correction of NOTE filed 3-9-83 (Register 83, No.
11).
3. Editorial correction of NOTE filed 6-24-83 (Register 83, No.
26).
Note: Authority cited: Section 30006, Financial Code. Reference: Sections 30206, 30603 and 30608, Financial Code.
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