California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 11 - Securities Depositories
Section 1805.205 - Prohibition
Universal Citation: 10 CA Code of Regs 1805.205
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
A securities depository shall not loan or pledge depositors' securities for its own account.
1. New section
filed 9-12-73; effective thirtieth day thereafter (Register 73, No.
37).
2. Editorial correction of NOTE filed 3-9-83 (Register 83, No.
11).
3. Editorial correction of NOTE filed 6-24-83 (Register 83, No.
26).
Note: Authority cited: Section 30006, Financial Code. Reference: Sections 30205, 30206 and 30601, Financial Code.
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