California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 10 - Check Sellers, Bill Payers and Proraters
Article 5 - Notices
Section 1798 - Notice of Actions
Universal Citation: 10 CA Code of Regs 1798
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
A licensee shall immediately notify the Commissioner in writing of any civil or criminal action filed against the licensee or any of its officers or directors.
1. New
section filed 3-27-52; effective thirtieth day thereafter (Register 28, No.
1).
2. Amendment filed 3-20-78; effective thirtieth day thereafter
(Register 78, No. 12).
3. Editorial correction adding NOTE filed
11-17-82 (Register 82, No. 47).
Note: Authority cited: Section 12300, Financial Code. Reference: Section 12221 and 12400, Financial Code.
Disclaimer: These regulations may not be the most recent version. California may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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