California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 10 - Check Sellers, Bill Payers and Proraters
Article 2 - Applications
Section 1782 - Fictitious Employee Names
Universal Citation: 10 CA Code of Regs 1782
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
The use of an alias or fictitious name by an officer, agent, employee or representative of a licensee without the written consent of the Commissioner will be considered a dishonest, unfair and inequitable practice.
1. New
section filed 12-31-58; effective thirtieth day thereafter (Register 59, No.
1).
2. Editorial correction of NOTE filed 10-13-82 (Register 82, No.
42).
Note: Authority cited: Section 12300, Financial Code. Reference: Section 12300, Financial Code.
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