California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 1 - General Provisions
Article 1 - Administration
Section 250.9.1 - Records Subject to Public Inspection
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
Except as provided below and in Sections 250.10 and 250.12, the public records which are subject to public inspection are the following records which are filed with, retained by, or prepared by the Department pursuant to the statutes administered by the Commissioner:
(a) All applications, amendments, supplements and exhibits thereto, filed for any qualification, registration, order, permit, certificate, license, consent or other authority including correspondence between the parties and the Commissioner directly relating thereto. Financial statements, reports, advertising, and correspondence between the parties and the Commissioner directly relating thereto.
(b) All orders, permits, certificates, licenses, consents or other authority.
(c) Notices of public hearings, accusations and statements of issues in connection with any application, qualification, registration, order, permit, certificate, license, consent or other authority; proposed decisions of hearing officers and decisions of the Commissioner; the transcripts of such proceedings; and correspondence between the parties and the Commissioner directly relating thereto.
(d) Public notices in connection with the adoption, amendment or repeal of regulations of the Commissioner; the transcript of such proceedings; and correspondence with the public directly relating thereto, including comments received from the public.
(e) Releases, newsletters and, subject to the provisions of Section 250.12, interpretive opinions, determinations, specific rulings, and the correspondence relating thereto.
1. New
section filed 6-28-74 as procedural and organizational; designated effective
7-1-74 (Register 74, No. 26).
2. Amendment of subsections (b) and
(c) filed 9-2-77; effective thirtieth day thereafter (Register 77, No.
36).
3. Repealer and new section filed 12-29-80; effective thirtieth
day thereafter (Register 81, No. 1).
4. Amendment of subsection (a)
filed 3-16-84; designated effective 3-26-84 pursuant to Government Code section
11346.2(d)
(Register 84, No. 11).
5. Editorial correction of NOTE filed
8-28-85; effective thirtieth day thereafter (Register 85 No. 35).
6.
Amendment of subsection (a) filed 1-3-89; operative 2-1-89 (Register 89, No.
2).
7. Change without regulatory effect amending subsection (a) and
NOTE filed 3-11-94 pursuant to title 1, section
100, California Code of
Regulations (Register 94, No. 10).
8. Change without regulatory
effect amending subsection (e) and NOTE filed 12-6-94 pursuant to section
100, title 1, California Code of
Regulations (Register 94, No. 49).
9. Change without regulatory
effect amending subsection (a) and NOTE filed 2-24-99 pursuant to section
100, title 1, California Code of
Regulations (Register 99, No. 9).
10. Change without regulatory
effect amending subsection (a) filed 6-3-99 pursuant to section
100, title 1, California Code of
Regulations (Register 99, No. 23).
11. Change without regulatory
effect amending subsection (a) and NOTE filed 9-25-2002 pursuant to section
100, title 1, California Code of
Regulations (Register 2002, No. 39).
Note: Authority cited: Section 17771, Business and Professions Code; Sections 25014.6(b)(2), 25610, 27003, 28951 and 31502, Corporations Code; Sections 12300, 14201, 17400, 18347, 22150, 30006 and 50304, Financial Code; and Section 5155, Labor Code. Reference: Sections 25014.6(b)(2), 25605, 25617, 27005, 28505, 31504 and 31505, Corporations Code; Sections 12300, 22160 and 50312, Financial Code; Sections 6253 and 6254, Government Code; and Sections 5155, 5159(d) and 5186, Labor Code.
