California Code of Regulations
Title 10 - Investment
Chapter 3 - Commissioner of Financial Protection and Innovation
Subchapter 1 - General Provisions
Article 1 - Administration
Section 250.15 - Payment of Fees and Refunds

Universal Citation: 10 CA Code of Regs 250.15

Current through Register 2024 Notice Reg. No. 38, September 20, 2024

Fees required by the statutes administered by the Commissioner or these rules are due and payable upon filing of the application regardless of the action taken thereon and should be submitted together with the application or other filing to which they refer. Checks should be made payable to the "Department of Business Oversight" and need not be certified. Refunds of filing fees paid to the Department are made in accordance with Sections 13140 through 13144 of the California Government Code. Normally, refunds of excess fees paid to the Department do not require the filing of a request for refund. When a request for refund is required, such request should be filed in letter form at the Department's office where the application was filed and should specify the following:

(a) The name of the applicant.

(b) The law under which the application was filed and the date of filing the application.

(c) The number of the receipt issued for the filing fees paid to the Department and the total amount paid.

(d) The amount of the refund claimed as due and the grounds upon which the claim is made.

1. Editorial correction adding NOTE filed 6-7-83 (Register 83, No. 24).
2. Editorial correction of NOTE filed 8-28-85; effective thirtieth day thereafter (Register 85, No. 35).
3. Change without regulatory effect amending NOTE filed 6-3-94 pursuant to title 1, section 100, California Code of Regulations (Register 94, No. 22).
4. Change without regulatory effect amending NOTE filed 12-6-94 pursuant to section 100, title 1, California Code of Regulations (Register 94, No. 49).
5. Change without regulatory effect amending NOTE filed 2-24-99 pursuant to section 100, title 1, California Code of Regulations (Register 99, No. 9).
6. Change without regulatory effect amending first paragraph and NOTE filed 8-13-2014 pursuant to section 100, title 1, California Code of Regulations (Register 2014, No. 33).

Note: Authority cited: Section 17771, Business and Professions Code; Sections 25610, 27003, 29561 and 31502, Corporations Code; Sections 12300, 14201, 17400, 18347, 22150, 28110, 30006 and 50304, Financial Code; Section 5155, Labor Code. Reference: Sections 17750- 17781, Business and Professions Code; Sections 25000- 25804, 27000- 27202, 29500- 29572 and 31000- 31516, Corporations Code; Sections 12000- 12403, 14000- 15451, 17000- 17654, 18000- 18705, 22000- 22780, 28000- 28958, 30000- 30704 and 50000- 50602, Financial Code; and Sections 5150- 5210, Labor Code.

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