California Code of Regulations
Title 10 - Investment
Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 80 - Money Transmission
Article 1 - General Provisions
Subarticle 1 - Citation and Construction
Section 80.6 - Financial Statements-Certification

Universal Citation: 10 CA Code of Regs 80.6
Current through Register 2024 Notice Reg. No. 38, September 20, 2024

Whenever the Commissioner or this Subchapter requires that a financial statement be filed with the Commissioner but does not require that such financial statement be set forth on a form provided by the Commissioner, if the financial statement is available as certified by an independent certified public accountant in accordance with United States generally accepted accounting principles, the financial statement as so certified shall be filed with the Commissioner.

1. Change without regulatory effect amending section filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).
2. Amendment of section and NOTE filed 8-11-2015; operative 10-1-2015 (Register 2015, No. 33).

Note: Authority cited: Sections 321 and 334, Financial Code. Reference: Division 1.2, Financial Code.

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