California Code of Regulations
Title 10 - Investment
Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 50 - Business and Industrial Development Corporations
Article 9 - Affiliates
Section 50.9001 - Report on Becoming Affiliate

Universal Citation: 10 CA Code of Regs 50.9001

Current through Register 2024 Notice Reg. No. 38, September 20, 2024

Whenever any person becomes an affiliate (other than a controlling person or subsidiary) of a licensee, the licensee and such affiliate shall promptly file with the Commissioner a report containing the following information with respect to the affiliate:

(a) Name.

(b) Type of person (that is, corporation, partnership, etc.).

(c) Address of principal office.

(d) Description of business.

(e) Description of relationship to the licensee.

1. Amendment of first paragraph, reepaler of subsections (a) and (b)-(d), redesignation of subsections (a)(1)-(5) as new subsections (a)-(e) and new NOTE filed 4-7-97; operative 4-7-97 pursuant to Government Code section 11343.4(d) (Register 97, No. 15).
2. Change without regulatory effect amending section filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).

Note: Authority cited: Section 31101, Financial Code. Reference: Section 31506, Financial Code.

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