California Code of Regulations
Title 10 - Investment
Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 50 - Business and Industrial Development Corporations
Article 4 - Issuance of License
Subarticle 2 - Application
Section 50.3117 - Information Regarding Promoters
Universal Citation: 10 CA Code of Regs 50.3117
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
In case the applicant was incorporated within three years before the filing of the application, state whether or not there is any promoter of the applicant who is neither a director, officer, controlling person, nor proposed controlling person of the applicant, and, if so, with respect to each such promoter:
(a) In case the promoter is an individual, state:
(1)
Name.
(2) Business
address.
(3) Home
address.
(4) Business or
occupation.
(5) Amount and type of
securities of the applicant which the promoter owns or proposes to own,
directly or indirectly, of record or beneficially.
(6) Whether or not the promoter participates
or proposes to participate in the management or operation of the applicant,
and, if so, a description of such participation.
(b) In case the promoter is any type of person other than an individual, state:
(1)
Name.
(2) Type of person (that is,
corporation, partnership, etc.).
(3) Address of principal office.
(4) Description of business.
(5) Amount and types of securities of the
applicant which the promoter owns or proposes to own, directly or indirectly,
of record or beneficially.
(6)
Whether or not the promoter participates or proposes to participate in the
management or operation of the applicant, and, if so, a description of such
participation.
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