California Code of Regulations
Title 10 - Investment
Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 50 - Business and Industrial Development Corporations
Article 14 - Reports
Subarticle 4 - Other Reports
Section 50.15308 - Crimes
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
Whenever a licensee is informed or suspects that a crime has been committed by or against it, such licensee shall promptly file with the Commissioner a report containing the following information:
(a) State the name of each individual who was involved or who is suspected of having been involved in the commission of the crime, and describe the relationship, if any, of such individual with the licensee.
(b) State the date on which the crime was committed or is suspected of having been committed.
(c) Describe the circumstances of the crime or of the suspected crime.
(d) State whether or not the licensee has reported the crime or the suspected crime to any governmental agency (other than the Commissioner), and, if so, state the name and address of such governmental agency and the date of such report.
1. Change without regulatory effect amending section and adding new NOTE filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).
Note: Authority cited: Section 31101, Financial Code. Reference: Section 31506, Financial Code.
