California Code of Regulations
Title 10 - Investment
Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 50 - Business and Industrial Development Corporations
Article 14 - Reports
Subarticle 4 - Other Reports
Section 50.15305 - Loans and Other Securities
Universal Citation: 10 CA Code of Regs 50.15305
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
Whenever a licensee obtains a loan (other than a loan from a nonaffiliated financial institution or a loan from a governmental agency) or otherwise issues any security, such licensee shall promptly file with the Commissioner a report describing such transaction.
1. Change without regulatory effect amending section and adding new NOTE filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).
Note: Authority cited: Section 31101, Financial Code. Reference: Section 31506, Financial Code.
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