California Code of Regulations
Title 10 - Investment
Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 50 - Business and Industrial Development Corporations
Article 13 - Records
Subarticle 3 - Records Made or Kept by Other Persons
Part 1 - General Provisions
Section 50.14200 - Scope

Universal Citation: 10 CA Code of Regs 50.14200

Current through Register 2024 Notice Reg. No. 38, September 20, 2024

This Subarticle contains regulations relating to the granting of approval pursuant to Financial Code Section 31508 for a licensee to have any other person make or keep any of the records of such licensee. This Part contains general provisions relating to the granting of approval for a licensee to have any other person make or keep any of the records of such licensee. Part 2 (commencing with Section 50.14225) of this Subarticle contains regulations which set forth blanket approvals for a licensee to have another person make or keep the records of such licensee. Part 3 (commencing with Section 50.14250) of this Subarticle contains regulations relating to the granting of approval in a specific case for a licensee to have another person make or keep any of the records of such licensee.

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