California Code of Regulations
Title 10 - Investment
Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 40 - Industrial Loans
Article 12 - Advertising
Section 40.1200 - Advertising: Submission for Examination

Universal Citation: 10 CA Code of Regs 40.1200
Current through Register 2024 Notice Reg. No. 38, September 20, 2024

By order of the Commissioner, advertising of investment certificates shall be submitted by the time specified in the order, to the Commissioner in duplicate over the signature of an officer or employee of the industrial loan company whose name has been submitted to the Commissioner with representations that said person is authorized by the industrial loan company to submit advertising and is familiar with the requirements of Financial Code Section 18062 and regulations regarding advertising.

1. Change without regulatory effect adding new article 12 (sections 40.1200-40.1203) and renumbering former section 1230 to new section 40.1200 filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).

Note: Authority cited: Section 18347, Financial Code. Reference: Section 18062, Financial Code.

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