California Code of Regulations
Title 10 - Investment
Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 40 - Industrial Loans
Article 1 - General Provisions
Section 40.103 - Criminal Actions: Report to Commissioner
Universal Citation: 10 CA Code of Regs 40.103
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
An industrial loan company shall immediately report in writing to the Commissioner any criminal action filed against such company or its officers, directors or management personnel.
1. Change without regulatory effect renumbering and amending former section 1112 to new section 40.103 filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).
Note: Authority cited: Section 18347, Financial Code. Reference: Section 18117, Financial Code.
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