California Code of Regulations
Title 10 - Investment
Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 10 - Banks
Article 7 - Acquiring and Holding Equity Securities of Corporations
Subarticle 2 - Investing in Corporations
Part 2 - Regulated Corporations
Section 10.19106 - Audit
Universal Citation: 10 CA Code of Regs 10.19106
Current through Register 2024 Notice Reg. No. 38, September 20, 2024
A regulated corporation shall, at its own expense and as and when the Commissioner may require, have its affairs audited by an independent certified public accountant who is satisfactory to the Commissioner; and the regulated corporation shall file with the Commissioner such report of the accountant as the Commissioner may require.
1. Change without regulatory effect amending section filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).
Note: Authority cited: Section 215, Financial Code. Reference: Section 772, Financial Code.
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