California Code of Regulations
Title 10 - Investment
Chapter 1 - Commissioner of Business Oversight, Division of Financial Institutions
Subchapter 10 - Banks
Article 1 - General Provisions
Subarticle 1 - Citation and Construction
Section 10.5 - Filing of Financial Statements

Universal Citation: 10 CA Code of Regs 10.5
Current through Register 2024 Notice Reg. No. 38, September 20, 2024

Whenever the Commissioner or this Subchapter requires that a financial statement of a person be filed with the Commissioner but does not require that such financial statement be set forth on a form provided by the Commissioner, if the financial statement is available as certified by an independent certified public accountant, the financial statement as so certified shall be filed with the Commissioner.

1. Change without regulatory effect amending section and adding new NOTE filed 8-19-97 pursuant to section 100, title 1, California Code of Regulations (Register 97, No. 34).

Note: Authority cited: Section 215, Financial Code.

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