Arkansas Administrative Code
Agency 238 - DEPARTMENT OF AGRICULTURE
Rule 238.00.22-002 - The Unpaved Roads Program Rules
Universal Citation: AR Admin Rules 238.00.22-002
Current through Register Vol. 49, No. 9, September, 2024
I. GENERAL PROVISIONS
Section 1.1
Purpose
and enabling legislation.
These rules implement the Arkansas Unpaved Roads Program provided for in A.C.A. § 14-305-101 et seq.
Section 1.2
Definitions.
A. "Best management practices" means
practices for the construction and maintenance of unpaved roads that are
broadly accepted by road engineers and maintenance professionals as the most
effective approaches to managing unpaved roads that minimize sediment impacts
to adjacent water bodies and aquatic habitats. Best management practices
include the Environmentally Sensitive Road Maintenance for Dirt and Gravel
Roads guidance issued by the United States Department of Agriculture Forest
Service.
B. "Department" means the
Arkansas Department of Agriculture.
C. "Unpaved road" means a surface of natural
material or crushed aggregate that has not been incorporated into a bound layer
using asphalt, oil, or other such binder. Roads with driving surface aggregate
shall be considered unpaved for purposes of the program.
II. ELIGIBILITY, APPLICATION, AND SELECTION
Section 2.1
Eligibility.
A. Counties are
eligible to apply for grants for program funding for county-owned and
maintained roads in Arkansas that are open to public vehicle travel.
B. If different entities own the unpaved road
right-of-way and the property on which the unpaved road traverses, only the
entity that owns, manages, and maintains the road right-of-way is eligible to
apply for program funding, unless the property is managed for the public
trust.
C. Privately owned roads,
including those open to public use, and those owned by associations, private
conservancies, non-profit companies, and other non-public entities, are not
eligible to apply for program funding.
D. Eligible unpaved roads include only roads
open to public motor vehicle travel for a minimum of eight (8) consecutive
weeks annually.
E. All applicants
must complete training held by the Department in best management practices and
maintain certification as provided in these rules before becoming eligible to
apply for project funding. Training certification is valid for a period of five
years.
F. Projects are eligible for
funding only if the projects meet the requirements of A.C.A. §
14-305-101
et seq. and these rules.
Section
2.2
Grant Applications.
A. All applications for program funding must
be received on the application packet form approved by the Department, and the
application must include the following information in addition to the
information required under Ark. Code Ann. §
14-305-105(b):
1. A work plan, which consists of a detailed
hand-drawn or digitally produced sketch of the proposed project, with a plan
view of the road with all planned features including but not limited to any
pipes, aggregate, underdrain, and surface features;
2. The name of the waterbody impacted by the
project;
3. All General Contracts
associated with the project; and
4.
The applicant's signature.
B. All applicants shall be notified in
writing of the Department's funding decision.
Section 2.3
Project Funding and
Expenses.
A. Projects shall be funded
in accordance with Ark. Code Ann. §
14-305-106.
B. Applicants may apply for the full or
partial costs of materials, equipment, and labor required for implementation of
the grant project, up to seventy-five thousand dollars ($75,000.00). The
following expenses may be included for consideration of project funding:
1. Material expenses including, but not
limited to, pipe, stone, fill, fabric, and aggregate.
2. Equipment expenses for the use of
equipment that is owned by the applicant;
a.
Reimbursement of applicant-owned equipment costs may be considered for project
funding if:
i. The expense is less than or
equal to the current Federal Emergency Management Agency (FEMA) Schedule of
Equipment rates as published by FEMA; or
ii. The expense is supported by a legitimate
quote or invoice acceptable to the Department.
3. The cost of contractual labor must be
equal to Davis-Bacon Act wage determinations unless sufficient documentation is
provided to the Department to justify another amount.
4. Equipment expenses for the use of
equipment that that is rented or leased by the applicant;
a. Reimbursement for the cost of rented or
leased by an applicant may be considered for project funding if:
i. The equipment rented or leased was
necessary to complete the project for which the applicant applied;
and
ii. The equipment rented or
leased was only used on the project for which it was rented or
leased.
5.
Expenses for work performed by contractors or subcontractors. However, the
funding shall be paid to the grant recipient and not directly to the grant
recipient's sub-contractors;
6.
Expenses for engineering, permitting, or other similar consultant costs, not to
exceed ten percent (10%) of the total grant amount between the Department and
the grant recipient.
C.
Grant funds shall not be used to purchase or maintain equipment.
D. Grantee's salaries and other associated
personnel expenses are not eligible for funding.
Section 2.4
Combined Funds.
A. Program funds may be combined with other
funding sources to pay for a project. Program funds may only be used on the
program project. If program funds are combined with other funding sources, the
grant recipient must maintain an accounting acceptable to the Department of
which funds were spent on which portions of the project, and the accounting
must be provided to the Department at the Department's request and in
accordance with Section 3.5(E).
B.
Project funds shall not be combined with other funding sources that have
requirements that are in conflict with best management practices.
C. Projects may be completed in stages where
program funds are used to complete a particular phase of the project and other
funding sources are used to fund different stages of a project.
III. PROJECT ADMINISTRATION
Section 3.1
Unpaved Roads Program Stakeholder Advisory Committee.
A. The Department shall form a committee to
serve the Department in an advisory role. The committee shall:
1. Review and rank grant applications and
provide evaluations to the Department; and
2. Provide technical expertise in the subject
matters of unpaved roads including but not limited to, construction methods and
technologies, sediment abatement methods, conservation of land, soil, and
water, watershed management, road system assessment, fisheries, and aquatic
biology.
Section
3.2
Grant Funding, Project Monitoring, and Reporting.
A. When an entity is selected for grant
funding, the recipient and the Department shall enter into an agreement
regarding the terms and conditions of the project and the disbursement of grant
funds to the recipient.
B. The
Department shall monitor projects funded by the program to ensure compliance
with the purpose of the project and the program, and grant recipients shall
cooperate with the Department.
C.
Grant applicants and recipients are subject to audits and inspections by the
department at any time from the grant application process up to three (3) years
following the closure of the project.
D. Grant recipients shall notify the
Department of the occurrence of anything that may affect the grant recipient's
ability to complete the project in the time allotted in Ark. Code Ann. §
14-305-107.
E. For good cause
shown, the Department may allow one (1) extension not to exceed one (1) year
for a grant recipient that is unable to complete its unpaved road project
within the period stated in Ark. Code Ann. §
14-305-107.
Section 3.3
Grant Changes
and Amendments.
A. If unforeseen
circumstances arise and so require, the Department may, at its discretion, make
changes to the scope of the project that affect the requested funds or
completion timeframe of the grant project.
B. Before any project may be materially
modified by a grant recipient, the Department must approve any proposed
changes.
C. The Department may
approve project modifications if the modification does not result in a failure
to meet any of the selection criteria from Ark. Code Ann. §
14-305-105
which initially qualified the project for funding under the program.
D. If an approved modification results in a
reduction of the total project costs and excess funding, the Department will
de-obligate the excess grant monies.
Section 3.4
Enforcement
Provisions.
A. The Department may
attempt to resolve compliance issues by instituting corrective action,
including but not limited to a warning letter against a grant recipient who
fails to comply with any of the terms agreed upon in the grant
agreement.
B. The Department, after
unsuccessfully attempting to resolve compliance issues through a corrective
action, may withhold, reduce, or de-obligate the grant recipient's program
grant monies.
C. The Department may
take other action as appropriate to recapture program grant monies expended in
contravention to these rules.
Section
3.5
Completion of unpaved road projects.
A. Grant recipients shall comply with the
project completion requirements of Ark. Code Ann. §
14-305-107.
B. Upon completion of the project, the grant
recipient shall notify the Department and schedule a final inspection of the
project.
C. A final inspection must
be completed after project completion.
D. The final inspection must include the
grant recipient and the Department, or the Department's designee, and the
parties must verify:
1. The project is
completed in accordance with the program standards and to the satisfaction of
the Department;
2. All work
elements classified as "in-kind services" are also completed in accordance with
program standards and to the satisfaction of the Department; and
3. That work elements proposed in the work
plan have been properly installed.
E. Upon completion of the project, the grant
recipient shall provide the Department a final financial report including the
separate accounting of grant funds required in Ark. Code Ann. §
14-305-107
and a financial report inclusive of grant and non-grant funds.
F. Projects are not closed until the
Department issues a closure letter.
G. Grant recipients shall comply with the
record retention requirements in Ark. Code Ann. §
14-305-108.
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