Current through Register Vol. 49, No. 9, September, 2024
RULE 3
EXAMINATIONS
3.1 SEMESTER HOUR; ACCREDITED COLLEGES,
UNIVERSITIES, SCHOOLS AND PROGRAMS; CREDIT FOR COURSES
(a) As used in these Rules, a "semester hour"
means the conventional college semester hour. Quarter hours may be converted to
semester hours by multiplying them by two-thirds.
(b) As used in these Rules, "accreditation"
refers to the process of quality control of the education process.
The applicant's degree must have been granted by a four-year
degree-granting college or university that is accredited by one or more
recognized accrediting agencies (including their predecessor or successor
agencies). The Board recognizes the following six (6) accrediting
agencies.
Middle States Commission on Higher Education;
New England Commission of Higher Education;
Higher Learning Commission;
Northwest Commission on Colleges and Universities;
Southern Association of Colleges and Schools Commission on
Colleges; and the WASC
Senior College and University Commission.
Colleges and Universities accredited by these associations are
listed on the Council of Higher Education Accreditation's website.
(c) A candidate is considered as
graduating from an accredited educational institution if at the time the
educational institution grants the applicant's degree, it is accredited at the
appropriate level as outlined in these Rules.
(d) If an educational institution was not
accredited at the time an applicant's degree was received but is so accredited
at the time the application is filed with the Board, the institution will be
deemed to be accredited for the purpose of subsection (c), provided;
(1) the educational institution certifies
that the applicant's total educational program would qualify the applicant for
graduation with a baccalaureate degree during the time the institution has been
accredited; and
(2) the educational
institution furnishes the Board satisfactory proof, including college catalogue
course numbers and descriptions, that the pre-accrediting courses used to
qualify the applicant as an accounting major are substantially equivalent to
post-accrediting courses, and
(3)
the applicant has met the educational requirements outlined in Section
3.2.
(e) If an
applicant's degree was received at an accredited educational institution
pursuant to subsection (c) or (d), but the educational program which was used
to qualify the applicant as an accounting major included courses taken at
non-accredited institutions, either before or after graduation, such courses
will be deemed to have been taken at the accredited institution from which
applicant's degree was received, provided the accredited institution either -
(1) has accepted such courses by including
them in its official transcript; or
(2) has certified to the Board that it will
accept such courses for credit toward graduation.
(f) A graduate of a four-year degree-granting
college or university not accredited at the time applicant's degree was
received or at the time the application was filed will be deemed to be a
graduate of an accredited educational institution if -
(1) a credentials evaluation service that is
a member of the National Association of Credential Evaluation Services or one
approved by the Board certifies that the applicant's degree is equivalent to a
degree from an accredited educational institution defined in subsection (b);
or
(2)
(A) an accredited educational institution as
defined by subsection (b) accepts applicant's non-accredited baccalaureate
degree for admission to a graduate business degree program;
(B) the applicant satisfactorily completes at
least fifteen semester hours, or the equivalent, in post-baccalaureate
education at the accredited institution, of which at least nine semester hours,
or the equivalent, shall be in accounting; and
(C) the accredited educational institution
certifies that the applicant is in good standing for the continuation in the
graduate program, or has maintained a grade point average in these courses that
is necessary for graduation.
(g) The advanced subjects completed to
qualify under subsection (f)(2) may not be used to satisfy the requirements of
section (h).
(h) The accounting and
business concentration or equivalent shall consist of the semester hours
specified in Rule 3.2 below.
3.2 EDUCATION REQUIREMENT
(a) An applicant will be deemed to have met
the education requirement if the applicant has earned a graduate or an
undergraduate degree, either of which includes at least 30 hours in business as
listed in Section 3.2(c) and at least 30 upper-level or 20 graduate hours in
accounting (or a combination thereof) as listed in Section 3.2(b), from a
college or university that meets the criteria for accreditation defined in
Section 3.1(b). Applicants must meet the accounting education requirements
defined in Section 3.2(b) and the business education requirements defined in
Section 3.2(d).
(b) The accounting
component of the applicant's educational program must include at least 30
semester credit hours (SCH) of undergraduate accounting courses above the
principles level or 20 SCH of graduate-level accounting courses, or a
combination thereof. The accounting component must include coverage of
financial accounting, management accounting, governmental and not-for-profit
accounting, federal taxation, auditing and attestation, and accounting
information systems. The applicant must earn a grade of "C" or better in each
course included in the accounting component.
(c) The business component of the applicant's
educational program must include at least 30 SCH of undergraduate courses in
business, other than accounting, or 20 SCH of graduate business courses other
than accounting (or a combination thereof). The applicant must earn a grade of
"C" or better in each course included in the business component.
(d) The Board recognizes the essential need
to include coverage of ethics and written communication in the accounting
component and, therefore, encourages institutions to integrate coverage of both
topics appropriately in the accounting component.
(e) Content areas specified in the accounting
component may be covered in stand alone courses at some institutions or may be
integrated or embedded within related courses at other institutions.
Institutions that use an integrated approach that covers multiple subjects will
be responsible for providing the Board with documentation to establish the
courses within which each content area is covered.
(f) Internship credit: The accounting or
business component (but not both) may include a maximum of 3 SCH earned for an
accounting internship. Internship credit may not be used to fulfill the subject
matter requirements listed in 3.2(b). The business component may include a
maximum of 3 SCH earned for a business internship, other than in
accounting.
(g) Independent study:
The accounting or business component (but not both) may include a maximum of 3
SCH earned for an independent study. When appropriately documented by the
institution, these hours may be used to fulfill part of the subject matter
requirements listed in 3.2(b).
3.3 APPLICATIONS FOR EXAMINATION
(a) Applications to take the Certified Public
Accountant Examination must be made on a form provided by the Board and
received by the Board on or before a date specified by the Board in the
application form. See Rule 3.8
(b)
An application will not be considered filed until the applicable fees required
by these Rules and all required supporting documents have been received,
including proof of identity as determined by the Board, official transcripts,
proof the educational requirement has been satisfied, and proof that the
Candidate has received the applicable degree, or certification from the school
on a form prescribed by the Board that the degree has, in fact, been earned,
but will be conferred at a later date. In the case where the degree is to be
conferred at a later date, the Applicant shall not be credited with any
score(s) until the official transcript showing that the degree has been
conferred is received by the Board. All transcripts and verification of receipt
of degree must be sent from the appropriate school officials directly to the
Board.
(c) The candidate must cause
official transcripts documenting the degree conferred to be received by the
Board office within 30 days after the degree is conferred.
(d) The Board or its designee will forward
notification of eligibility for the computer-based examination to NASBA's
National Candidate Database.
3.4 TIME AND PLACE OF EXAMINATION
A Notice to Schedule (NTS) will be sent to eligible candidates
via the address indicated on the application form. The candidate will have six
months from the date the NTS is issued to schedule and take the approved
examination sections. Utilizing the NTS, candidates are required to contact the
test delivery provider identified by the Board to schedule the time and place
for the examination at an approved test site. If a candidate requires
rescheduling, the candidate must contact the test delivery provider. Scheduling
reexaminations must be made in accordance with Rule 3.7 below.
3.5 EXAMINATION CONTENT
The examination required by A.C.A. §
17-12-301 shall test the knowledge
and skills required for performance as an entry-level certified public
accountant. The examination shall include the subject areas of accounting and
auditing and related knowledge and skills as the Board may require.
3.6 DETERMINING AND REPORTING
EXAMINATION GRADES
A Candidate shall be required to pass all Test Sections of the
Certified Public Accountant Examination in order to qualify for a certificate.
The Candidate must attain the uniform passing grade established through a
psychometrically acceptable standard-setting procedure and approved by the
Board. Upon receipt of grades reported by the examination provider, the Board
will review and may adopt the examination grades and will report the adopted
grades to the qualified Candidate (one who has met all requirements of Rules
3.2 and 3.3 above).
3.7
RETAKE AND GRANTING OF CREDIT REQUIREMENTS
(a)
A Candidate shall be required to pass all Test Sections of the Certified Public
Accountant Examination in order to qualify for a certificate. A Candidate may
take the required Test Sections individually and in any order. Credit for any
Test Section(s) passed shall be valid for thirty months from the date that the
score was released, without having to attain a minimum score on any failed Test
Section(s) and without regard to whether the Candidate has taken other Test
Sections.
(1) Candidates must pass all three
Core Test Sections and one of the three Discipline Test Sections of the Uniform
CPA Examination within a rolling thirty-month period, which begins on the date
that the score of the first Test Section(s) passed is released.
(2) Candidates cannot retake a failed Test
Section(s) in the same examination window. An examination window refers to a
three-month period in which Candidates have an opportunity to take the CPA
examination (comprised of two months in which the examination is available to
be taken and one month in which the examination will not be offered while
routine maintenance is performed and the item bank is refreshed). Thus,
Candidates will be able to test two out of the three months within an
examination window.
(3) If the
Board determines that the examination system changes necessary to eliminate the
test window limitations have been implemented, subsection (2) will no longer be
effective, and a candidate can retake a test section once their grade for any
previous attempt of that same test section has been released.
(4) In the event that all three Core Test
Sections and one of the Discipline Test sections of the Uniform CPA Examination
are not passed within the rolling thirty-month period, credit for any Test
Section(s) passed outside the thirty-month period will expire and that Test
Section(s) must be retaken. If a Discipline Test section loses credit, then any
one of the three Discipline Test sections may be taken.
(b) The Board may, in particular cases,
extend the term of conditional credit validity notwithstanding the requirements
of subsection (a) upon a showing that the credit was lost by reason of
circumstances beyond the Candidate's control.
(c) A Candidate shall be deemed to have
passed the Uniform CPA Examination once the Candidate holds at the same time
official credit for passing all of the three Core Test Sections and one of the
three Discipline Test sections of the examination.
3.8 CANDIDATE TESTING FEE
(a) The Candidate shall, for each applicable
Test Section pay to the Board or its designee fees charged by the AICPA, NASBA,
and the Test Delivery Provider, as well as the application and section fees
established by the State Board. The application and section fees are
nonrefundable and nontransferable. The fees for AICPA, NASBA, and the Test
Delivery Provider are collected by the Board and held for transfer to the
entities. Those fees are nontransferable but may be partially refunded if
extreme hardship precludes the applicant from scheduling or taking the exam.
Extreme hardship is defined as medical emergency of candidate or candidate's
immediate family, or death in immediate family.
Any other extreme hardship situation will be reviewed on a
case-by-case basis by the Board. Documentation of such circumstances must be
submitted along with written request as soon as possible, but no later than 30
days from the date the candidate was scheduled for the applicable section(s) or
30 days from the expiration of the NTS whichever occurs first. The fees to sit
for the examination are enumerated in Rule 12.
(b) A first-time applicant is defined as an
applicant who has never sat for any section of the CPA examination as an
Arkansas applicant, or has never received official scores as an Arkansas
candidate.
(c) A re-exam applicant
is defined as an applicant taking any section of the CPA examination after
sitting as a first-time Arkansas applicant.
3.9 CHEATING
(a) Cheating by a Candidate in applying for,
taking or subsequent to the examination will be deemed to invalidate any grade
otherwise earned by a Candidate on any Test Section of the examination, and may
warrant summary expulsion from the test site and disqualification from taking
the examination for a specified period of time.
(b) For purposes of this Rule, the following
actions or attempted activities, among others, may be considered cheating:
(1) Falsifying or misrepresenting educational
credentials or other information required for admission to the examination; 3
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(2) Communication between
Candidates inside or outside the test site or copying another Candidate's
answers while the examination is in progress;
(3) Communication with others inside or
outside the test site while the examination is in progress;
(4) Substitution of another person to sit in
the test site in the stead of a Candidate;
(5) Reference to crib sheets, textbooks or
other material or electronic media (other than that provided to the Candidate
as part of the examination) inside or outside the test site while the
examination is in progress.
(6)
Violating the nondisclosure prohibitions of the examination or aiding or
abetting another in doing so.
(7)
Retaking or attempting to retake a Test Section by an individual holding a
valid Certificate or by a Candidate who has unexpired credit for having already
passed the same Test Section, unless the individual has been directed to retake
a Test Section pursuant to Board order or unless the individual has been
expressly authorized by the Board to participate in a "secret shopper"
program.
(c) In any case
where it appears that cheating has occurred or is occurring, the Board or its
representatives may either summarily expel the Candidate involved from the
examination or move the Candidate to a position in the Test Center away from
other examinees where the Candidate can be watched more closely.
(d) In any case where the Board believes that
it has evidence that a Candidate has cheated on the examination, including
those cases where the Candidate has been expelled from the examination, the
Board shall conduct an investigation and may conduct a hearing consistent with
the requirements of the state's Administrative Procedures Act following the
examination session for the purpose of determining whether or not there was
cheating, and if so what remedy should be applied. In such proceedings, the
Board shall decide:
(1) Whether the Candidate
shall be given credit for any portion of the examination completed in that
session; and
(2) Whether the
Candidate shall be barred from taking the examination and if so, for what
period of time.
(e) In
any case where the Board or its representative permits a Candidate to continue
taking the examination, it may, depending on the circumstances:
(1) Admonish the Candidate;
(2) Seat the Candidate in a segregated
location for the rest of the examination;
(3) Keep a record of the Candidate's seat
location and identifying information, and the names and identifying information
of the Candidates in close proximity of the Candidate; and/or
(4) Notify the National Candidate Database
and the AICPA and/or the Test Center of the circumstances, so that the
Candidate may be more closely monitored in future examination
sessions.
(f) In any
case in which a Candidate is refused credit for any Test Section of an
examination taken, disqualified from taking any Test Section, or barred from
taking the examination in the future, the Board will provide to the Board of
Accountancy of any other state to which the Candidate may apply for the
examination information as to the Board's findings and actions taken.
3.10 SECURITY AND IRREGULARITIES
Notwithstanding any other provisions under these rules, the
Board may postpone scheduled examinations, the release of grades, or the
issuance of certificates due to a breach of examination security; unauthorized
acquisition or disclosure of the contents of an examination; suspected or
actual negligence, errors, omissions, or irregularities in conducting an
examination; or for any other reasonable cause or unforeseen
circumstance.
3.11
EDUCATION REQUIREMENT FOR LICENSURE
Any candidate who successfully completes the CPA examination
must also complete 150 SCH of education in order to be licensed. Successful
candidates must complete this education requirement within 3 years of the date
the last CPA exam section was passed. Candidates who are unable to complete
this education requirement within 3 years due to extreme hardship (medical or
other) may apply to the Board for an extension.
3.12 REQUIREMENTS FOR RELICENSURE
Anyone applying for relicensure who meets the conditions
established in ACA
17-1-107(b)(1)
and can demonstrate that he or she passed the Certified Public Accountants
(CPA) exam with scores sufficient for licensure at the time the individual's
initial license was issued:
A) Shall
not be required to re-take the CPA exam in order to be re-licensed;
B) Shall not be required to take additional
college courses to meet current standards for licensure, as long as the
education standards were met at the time of initial licensure.