Current through Register Vol. 49, No. 9, September, 2024
1.0
REGULATORY AUTHORITY AND
PURPOSE
1.1 These rules shall be known
as Arkansas Department of Education Division of Elementary and Secondary
Education Rules Governing Background Checks.
1.2 The State Board of Education enacts these
Rules pursuant to its authority as set forth in Ark. Code Ann. §§
6-11-105,
6-17-402,
6-17-410,
6-17-411, 6- 17-414,
6-17-415,
6-17-421,
6-22-105,
25-15-201 et seq., and Act 630 of
2021.
1.3 It is the purpose of
these rules to set forth the requirements for a criminal background check and a
Child Maltreatment Central Registry check for:
1.3.1 Each first-time applicant for a license
issued by the State Board of Education;
1.3.2 Each applicant for his or her license
renewal;
1.3.3 Each applicant for
initial employment in a licensed staff position with an educational
entity;
1.3.4 Each applicant for
initial employment or non-continuous reemployment in a nonlicensed staff
position with an educational entity;
1.3.5 Each preservice teacher; and
1.3.6 Each registered volunteer who is in the
process of obtaining a coaching certificate or will be working with students in
an athletic coaching capacity.
1.4 It is further the purpose of these rules
to prescribe the procedure for revoking, suspending, or placing on probation an
educational license when an applicant is disqualified for licensure on the
basis of a background check under these rules.
1.5 It is further the purpose of these rules
to clarify that superintendents, directors of educational entities, and third
party vendors shall have the responsibility of reporting licensure violations
of teachers, disqualifying offenses of classified employees, disqualifying
offenses of registered volunteer coaches as defined by these rules, and
fraudulent acts by Fiscal Officers to the State Board.
1.6 It is further the purpose of these rules
to provide for the participation in state and federal rap back
programs.
2.0
DEFINITIONS
For the purposes of these rules:
2.1
"Affected District" means a
public school district that loses territory or students as a result of
annexation, consolidation, or detachment.
2.2
"Applicant" includes any
individual who must apply to the Identification Bureau of the Division of
Arkansas State Police for a statewide or nationwide criminal records check or
with the Arkansas Child Maltreatment Central Registry check as a condition for
a license issued by the State Board of Education under Ark. Code Ann. §
6-17-410 or as a condition for
employment by an educational entity under Ark. Code Ann. §§
6-17-411,
6-17-414, or
6-17-421.
2.3
"Breach of Fiduciary Trust"
means the wrongful misappropriation by a person of any fund or property, which
had lawfully been committed to him or her in a fiduciary character.
2.4
"Division" means the
Arkansas Department of Education Division of Elementary and Secondary
Education.
2.5
"Educational
entity" means:
2.5.1 The Division of
Elementary and Secondary Education; or
2.5.2 An entity that is identified by the
Division as a local education agency, except that for a public school operated
by a school district the school district is the educational entity.
2.6
"Employment"
includes any contract of hire, whether written or oral, whether express or
implied, for any type of work on behalf of an educational entity, whether
full-time or part-time, and whether permanent or temporary.
2.6.1 "Employment" also specifically includes
without limitation:
2.6.1.1 Service as a
substitute teacher, whether paid or unpaid; and
2.6.1.2 Student teacher in a supervised
clinical practice, whether paid or unpaid.
2.6.2 "Employment" does not include
contractors and workers for hire from third party vendors under the exclusion
in Section 2.21.2 of these rules.
2.7
"Fiscal Officer" means any
licensed or nonlicensed employee of an educational entity who has any right,
duty, or responsibility to access funds of the educational entity in excess of
five thousand dollars ($5,000), specifically including without limitation
superintendents, Fiscal Officers and bookkeepers.
2.8
"Fraud" means all acts,
omissions and concealments involving a breach of a legal or equitable duty and
resulting in damage to another.
2.9
"Fraudulent Act" means an act:
2.9.1 Performed willfully and with the
specific intent to deceive or cheat for the purpose of either causing some
financial loss to another or bringing about some financial gain to the actor;
and
2.9.2 In which the actor has
pleaded guilty or nolo contendere, or has been found guilty by any court in
this state, another state, or by a federal court.
2.10
"Initial employment" means
the first time that an applicant has been employed by an educational
entity.
2.11
"Law enforcement
officer" means a state police officer, a city police officer, a sheriff
or a deputy sheriff.
2.12
"Letter of provisional eligibility" means a six-month,
non-renewable letter of provisional eligibility for licensure issued by the
State Board of Education to an applicant for first-time licensure during the
period that a criminal records check and Child Maltreatment Central Registry
check are being conducted.
2.13
"Non-continuous reemployment" means employment in an educational
entity by an applicant who was previously employed by the same entity but not
at any point during the immediately preceding school year.
2.14
"Nonlicensed staff
position" means a position with an educational entity, which position
does not require the holder of the position to possess an Arkansas teacher's
license.
2.14.1 "Nonlicensed staff position"
includes a:
2.14.1.1 Parental monitor on a
school bus as permitted under A.C.A. §
6-19-127;
2.14.1.2 Staff position for which the
nonlicensed staff person is either paid directly by the educational entity or
by a third party vendor under contract with the educational entity to staff the
position; and
2.14.1.3 Designated
employee position with the Division.
2.15
"Preservice teacher" means
an unlicensed person accepted or enrolled in a teacher preparation program
approved by the Division.
2.16
"Rap Back program" means a state or federal program that provides
notification to the Division of an arrest subsequent to an initial background
check that is conducted pursuant to these rules.
2.17
"Receiving or resulting public
school district" means a public school district that is created or gains
territory or students as the result of a consolidation, annexation, or
detachment.
2.18
"Registered
Volunteer Coach" means a registered volunteer, as defined by Ark Code
Ann. §
6-22-103, who is in the process of
obtaining a coaching certificate or will be working with students in an
athletic coaching capacity.
2.19
"Revocation" means the invalidation of any educator's license. The
revocation will remain permanently in the Division file of the educator and in
the files retained by the PLSB. An Educator whose license has been revoked may
refer to the Division of Elementary and Secondary Education Rules Governing
Educator Licensure on the reinstatement of a revoked license.
2.20
"State Board" means the
Arkansas State Board of Education.
2.21
"Supervised clinical
practice" means the placement of a preservice teacher by a teacher
preparation program approved by the Division at the educational entity for the
purpose of the student completing an internship or a student teaching
experience required by the teacher education program.
3.0
LICENSURE, LICENSE RENEWALS, AND
LICENSE REVOCATION
3.1 Unless a waiver
is granted pursuant to this Section 3.00, the State Board shall not issue a
license or license renewal to, and shall revoke, suspend, or place on probation
the existing license of any individual who:
3.1.1 Has pled guilty, pled nolo contendere
to, or been found guilty of any offense that will or may result in license
revocation under Ark. Code Ann. §
6-17-410;
3.1.2 Has a sealed, an expunged, or a
pardoned conviction for any offense in Ark. Code Ann. §
6-17-410(c) that
involves the physical or sexual injury, mistreatment, or abuse of another.
3.01.2.1 A sealed, an expunged, or a pardoned
conviction shall not disqualify a person if the conviction does not involve the
physical or sexual injury, mistreatment, or abuse of another;
3.1.3 Has a true report in the
Child Maltreatment Central Registry;
3.1.4 Holds a teaching or similar license
obtained by fraudulent means;
3.1.5
Has had a teaching or similar license revoked in another state for any reason
that Arkansas would disqualify the individual for licensure or employment under
these rules;
3.1.6 Intentionally
compromises the validity or security of any student test or testing program
administered by or required by the State Board or the Division;
3.1.7 Has the completed examination test
score of any testing program required by the State Board for teacher licensure
declared invalid by the testing program company and so reported to the Division
by the testing company;
3.1.8 Fails
to establish or maintain the necessary requirements and standards set forth in
Arkansas law or State Board rules and regulations for teacher
licensure;
3.1.9 Knowingly submits
or provides false or misleading information or knowingly failing to submit or
provide information requested or required by law to the Division, the State
Board, or the Arkansas Legislative Audit; or
3.1.10 Knowingly falsifies or directs another
to falsify any grade given to a student, whether the grade was given for an
individual assignment or examination or at the conclusion of a regular grading
period.
3.2 Before
denying an application for licensure or renewal, or taking action against an
existing license, the Division shall provide to the Applicant or licensee a
written notice of the reason for the action and shall afford the Applicant or
licensee the opportunity to request a hearing before the State Board.
3.2.1 Upon receiving the written notice
required by this section a person may:
3.2.1.1
Decline to answer the notice, in which case the State Board shall hold a
hearing to establish by a preponderance of the evidence that cause for the
proposed action exists;
3.2.1.2
Contest the allegations of fact and request a hearing in writing, in which case
the person shall be given an evidentiary hearing before the State Board if one
is requested;
3.2.1.3 Admit the
allegations of fact and request a hearing before the State Board to request a
waiver; or
3.2.1.4 Stipulate or
reach a negotiated agreement, which must be approved by the State
Board.
3.2.2 A
preservice teacher who receives notice under this section and who desires to
request a hearing before applying for licensure shall submit to the Division
the following items with the written request for a hearing:
3.2.2.1 Proof of acceptance or enrollment in
a teacher preparation program approved by the Division; and
3.2.2.2 A written recommendation from the
teacher preparation program.
3.2.3 A written request for hearing by the
Applicant, licensee, or board of directors of a school district or
open-enrollment public charter school must be received by the Division's Office
of Legal Services no more than thirty (30) calendar days after the receipt of
the notice of denial, nonrenewal, or other action by the Applicant or licensee.
3.2.3.1 If the person requesting a hearing
fails to appear at the hearing, the hearing shall proceed in the manner
described in Section 3.02.1.1 above.
3.3 Any hearing shall comply with the
procedures set forth in Section 8.00 herein.
3.4 Circumstances for which a waiver may be
granted after a hearing pursuant to Sections 3.02 or 3.03 shall include without
limitation the following:
3.4.1 The age at
which the crime or incident was committed;
3.4.2 The circumstances surrounding the crime
or incident;
3.4.3 The length of
time since the crime or incident;
3.4.4 Subsequent work history;
3.4.5 Employment references;
3.4.6 Character references; and
3.4.7 Other evidence demonstrating that the
applicant does not pose a threat to the health or safety of school children or
school personnel.
3.5
After a hearing, the State Board may take one (1) or more of the following
actions:
3.5.1 Revoke a license permanently or
allow an educator the ability to apply for reinstatement pursuant to Act 628 of
2019;
3.5.2 Suspend a license for a
terminable period of time or indefinitely;
3.5.3 Place or grant a license on
probationary status for a terminable period of time with the license to be
revoked or suspended if the probationary period is not successfully
completed;
3.5.4 Impose a monetary
penalty not to exceed five hundred dollars ($500.00) for each
violation;
3.5.5 Require a licensee
to complete appropriate professional development programs, education courses,
or both;
3.5.6 Require a licensee
to successfully complete a licensing examination, credentialing examination, or
any other examination required by law or rule to obtain a permit, license,
endorsement, or
3.5.7 Impose
conditions or restrictions on the teaching or educational activities of the
licensee;
3.5.8 Impose any other
requirement or penalty as may be appropriate under the circumstances of the
case and which would achieve the State Board's desired disciplinary purposes,
but which would not impair the public health or welfare; or
3.5.9 Take no action against a
license.
3.6 If after a
hearing the State Board approves a waiver for a licensee, the waiver shall also
operate as a waiver under Ark. Code Ann. §
6-17-411 for the licensee to work
for an educational entity.
3.7 If,
after a hearing, the State Board approves a waiver for a preservice teacher:
3.7.1 The individual may obtain a license
only upon:
3.7.1.1 Successful completion of
the teacher preparation program for which the preservice teacher has provided
proof of acceptance or enrollment under Section 3.02.2.1; and
3.7.1.2 Fulfillment of all other requirements
for licensure.
3.7.2 A
waiver granted under this Section 3.06 shall also operate as a waiver under
Ark. Code Ann. §
6-17-414 for the preservice teacher
to work for a school district as a student teacher.
Source: Ark. Code Ann. §
6-17-410.
4.0
BACKGROUND
CHECKS REQUIRED FOR LICENSURE AND SCHOOL EMPLOYMENT
4.1 Except as otherwise provided herein, an
Applicant may not be issued a firs time license or license renewal, nor may an
Applicant be employed by or serve in a supervised clinical practice at an
educational entity, or work as a registered volunteer coach without the
successful completion of a criminal records check and the successful completion
of a Child Maltreatment Central Registry check as required by these Rules.
4.1.1 Before a teacher or administrator may
be hired for employment at an Arkansas school, the school hiring officer shall
check the Arkansas Educator Licensure System (AELS) to determine whether the
State Board has acted upon a violation of Standard 1 by the applicant.
Source: Ark. Code Ann. §
6-17-428(p)
4.1.2 Registered volunteer
coaches, as a condition for unsupervised contact with students, shall complete
a criminal records check per Ark. Code Ann. §
6-17-414 and meet the requirements
of Section 4.6 of these rules.
4.2
Applicants for a first-time license
issued by the State Board:
4.2.1 Each
first-time Applicant for a license issued by the State Board shall be required
to apply to:
4.2.1.1 The Identification
Bureau of the Division of Arkansas State Police for a state and federal
criminal records check including the taking of fingerprints; and
4.2.1.2 The Division of Human Services for a
Child Maltreatment Central Registry check.
4.2.2 A background check for a first-time
Applicant for a license obtained during the twelve (12) months before the
license is issued meets the requirement under 4.02.1 for the first-time
Applicant.
4.2.3 The State Board
may issue a six-month, non-renewable letter of provisional eligibility for
licensure to a first-time Applicant if the Applicant meets all other
qualifications, pending the results of the nationwide criminal records and
Child Maltreatment Central Registry checks.
4.2.4 The Commissioner of Elementary and
Secondary Education may extend the period of provisional eligibility to the end
of the contract year if:
4.2.4.1 The Applicant
is employed by an educational entity; and
4.2.4.2 Results of the nationwide criminal
records check or Child Maltreatment Central Registry check are
delayed.
4.2.5 The
letter of provisional eligibility will immediately become invalid upon receipt
of information that the Applicant has a true report on the Child Maltreatment
Central Registry or information obtained from the criminal records check from
the Arkansas State Police or the FBI, or other eligibility information,
indicating that the applicant has pled guilty or nolo contendere to, or has
been found guilty of, any offense that will or may result in license revocation
under Ark. Code Ann. §
6-17-410.
4.2.6 The Applicant shall be responsible for
the payment of any fees associated with the criminal records check and Child
Maltreatment Central Registry check.
4.3
Applicants for a license
renewal:4.3.1 Each Applicant for
license renewal shall be required to apply to:
4.3.1.1 The Identification Bureau of the
Division of Arkansas State Police for a state and federal criminal records
check including the taking of fingerprints; and
4.3.1.2 The Division of Human Services for a
Child Maltreatment Central Registry check.
4.3.2 The Applicant should begin the process
of obtaining the criminal records check and Child Maltreatment Central Registry
check by July 1 of the year in which the Applicant's license expires.
4.3.3 The State Board may issue a six-month,
non-renewable letter of provisional eligibility for licensure to a first-time
Applicant if the Applicant meets all other qualifications, pending the results
of the nationwide criminal records and Child Maltreatment Central Registry
checks.
4.3.4 The Commissioner of
Elementary and Secondary Education may extend the period of provisional
eligibility to the end of the contract year if:
4.3.4.1 The Applicant is employed by a public
school district or open-enrollment public charter school; and
4.3.4.2 Results of the nationwide criminal
records check or Child Maltreatment Central Registry check are
delayed.
4.3.5 The letter
of provisional eligibility will immediately become invalid upon receipt of
information that the Applicant has a true report on the Child Maltreatment
Central Registry or information obtained from the criminal records check from
the Arkansas State Police or the FBI, or other eligibility information,
indicating that the applicant has pled guilty or nolo contendere to, or has
been found guilty of, any offense that will or may result in license revocation
under Ark. Code Ann. §
6-17-410.
4.3.6 This Applicant shall be responsible for
the payment of any fees associated with the criminal records check and Child
Maltreatment Central Registry check.
4.4
Preservice teachers:
4.4.1 Each Applicant who is a preservice
teacher shall apply to:
4.4.1.1 The
Identification Bureau of the Division of Arkansas State Police for a state and
federal criminal records check including the taking of fingerprints;
and
4.4.1.2 The Division of Human
Services for a Child Maltreatment Central Registry check.
4.4.2 The Applicant shall be responsible for
the payment of any fees associated with the criminal records check and Child
Maltreatment Central Registry check.
4.4.3 These rules do not require an
institution of higher education to bar a student from enrollment due to a
disqualifying criminal conviction or a true report in the Child Maltreatment
Central Registry.
4.4.4 The
preservice teacher shall successfully complete the required criminal records
check and Child Maltreatment Central Registry check before beginning a
supervised clinical practice for a school district or public charter
school.
4.5
Applicants for employment in a licensed staff position:
4.5.1 Each Applicant for initial employment
or non-continuous reemployment in a licensed staff position for an educational
entity shall be required as a condition of employment to apply to:
4.5.1.1 The Identification Bureau of the
Division of Arkansas State Police for a state and federal criminal records
check including the taking of fingerprints; and
4.5.1.2 The Division of Human Services for a
Child Maltreatment Central Registry check.
4.5.2 The board of directors of a receiving
or resulting public school district in a consolidation, annexation, or
detachment may waive the requirements of this Section 4.05 for personnel who
were employed by an affected district immediately prior to the annexation,
consolidation, or detachment and who had a complete criminal records check
conducted as a condition of the person's most recent employment with the
affected district as required under this section.
4.5.3 An educational entity shall not employ
in a licensed staff position any individual who has a true report in the Child
Maltreatment Central Registry, unless the State Board granted a waiver by
awarding a license or renewal under Section 3.00 herein.
4.5.4 An educational entity shall not employ
in a licensed staff position any individual who has pled guilty, pled nolo
contendere to, or been found guilty of any offense that will or may result in
license revocation under Ark. Code Ann. §
6-17-410, unless the State Board
granted a waiver by awarding a license or renewal under Section 3.00
herein.
4.5.5 An educational entity
may offer provisional employment to an affected Applicant pending notification
from the Division that the:
4.5.5.1 Applicant
is eligible for employment based on the background checks; or
4.5.5.2 State Board has waived the
disqualifying offense or placement on the Child Maltreatment Central
Registry.
4.5.6 The
Applicant shall be responsible for the payment of any fees associated with the
criminal records check and Child Maltreatment Central Registry check, unless
the board of directors of the employing educational entity chooses to pay the
fees.
4.6
Applicants for employment in a nonlicensed staff position and registered
volunteer coaches:4.6.1 Each Applicant
for initial employment or non-continuous reemployment in a nonlicensed staff
position for an educational entity or registered volunteer coach, shall be
required as a condition of employment to apply to:
4.6.1.1 The Identification Bureau of the
Division of Arkansas State Police for a state and federal criminal records
check including the taking of fingerprints; and
4.6.1.2 The Division of Human Services for a
Child Maltreatment Central Registry check.
4.6.2 The board of directors of a receiving
or resulting public school district in a consolidation, annexation, or
detachment may waive the requirements of this Section 4.06 for personnel who
were employed by an affected district immediately prior to the annexation,
consolidation, or detachment and who had a complete criminal records check
conducted as a condition of the person's most recent employment with the
affected district as required under this section.
4.6.3 An educational entity shall not allow a
registered volunteer coach to work or employ in a nonlicensed staff position
any individual who has a true report in the Child Maltreatment Central Registry
or who has pled guilty or nolo contendere to, or has been found guilty of, any
offense identified in Ark. Code Ann. §
6-17-414(b).
4.6.4 An educational entity may offer
provisional employment to an affected Applicant pending receipt of the results
of the nationwide criminal records or Child Maltreatment Central Registry
checks.
4.6.5 The Applicant shall
be responsible for the payment of any fees associated with the criminal records
check and Child Maltreatment Central Registry check, unless the board of
directors of the employing educational entity chooses to pay the
fees.
4.6.6 Notwithstanding the
provisions of Section 4.6.5, an educational entity may at its discretion pay
the full cost of the criminal records checks and Child Maltreatment Central
Registry checks. A school district shall require a criminal records check and
Child Maltreatment Central Registry check at least one (1) time every five (5)
years.
4.6.6.1 School districts should review
all classified employees records to see when their last background check was
completed.
4.6.6.2 School districts
should review all records of registered volunteer coaches to verify when the
last background check was completed.
4.6.7 If an applicant has been determined
ineligible for employment or work in an educational entity because the
applicant has a true report in the Child Maltreatment Central Registry, or has
pled guilty or nolo contendere to, or has been found guilty of, any offense
identified in Ark. Code Ann. §
6-17-414(b), the
board of directors of the educational entity shall provide a written notice to
the applicant and shall afford the applicant the opportunity to request a
waiver.
4.6.7.1 The waiver shall be
requested, pursuant to school district policy, no more than thirty (30) days
after receipt of the notice of the denial of employment or denial of approval
for work at an educational entity.
4.6.7.2 The waiver may be requested by:
4.6.7.2.1 The hiring official;
4.6.7.2.2 The affected applicant;
or
4.6.7.2.3 The person subject to
dismissal.
4.6.7.3
Circumstances for which a waiver may be granted shall include without
limitation the following:
4.6.7.3.1 The age
at which the incident was committed;
4.6.7.3.2 The circumstances surrounding the
incident;
4.6.7.3.3 The length of
time since the incident;
4.6.7.3.4
Subsequent work history;
4.6.7.3.5
Employment references;
4.6.7.3.6
Character references; and
4.6.7.3.7
Other evidence demonstrating that the applicant does not pose a threat to the
health or safety of school children or school personnel.
4.6.7.4 The board of directors of the
educational entity may grant the waiver by adopting a written resolution
identifying the applicant by name and listing the specific facts and
circumstances for which the waiver is being granted.
4.6.7.4.1 A waiver request may be discussed
and acted upon by the board of directors only in an open public meeting and not
in an executive session.
4.6.7.4.2
After adopting the resolution, the board of directors shall immediately provide
a copy of the resolution and waiver request to the Division.
4.7 If an
Applicant is employed by a third party vendor under contract with the
educational entity, the educational entity may- but is not required to - afford
the Applicant the opportunity to request a waiver from the school district
board of directors.
Source: Ark. Code Ann. §§
6-17-410,
6-17-411, and
6-17-414.
5.0
BACKGROUND
CHECK PROCEDURES
5.1 The criminal
records check and Child Maltreatment Central Registry check required by these
Rules shall be initiated by the submission to the Division of a form developed
by the Division containing a release of information and notice of the purpose
for fingerprinting signed by the Applicant.
5.1.1 For the purposes of these Rules, a
criminal records check shall consist of a statewide criminal records check to
be conducted by the Division of Arkansas State Police and a nationwide criminal
records check to be conducted by the Federal Bureau of Investigation.
5.1.2 Criminal records checks shall conform
to the applicable federal or state standards and shall include the taking of
fingerprints. The Identification Bureau of the Division of Arkansas State
Police and the FBI may maintain these fingerprints in the automated fingerprint
identification system.
5.1.3 An
educational entity that is initiating a criminal records check shall:
5.1.3.1 Subscribe to the Arkansas State
Police online background check system and
5.1.3.2 Simultaneously initiate both the
state and federal criminal records check on that system.
5.1.4 An individual who initiates the
criminal records check shall use the online system approved by the Division and
identified on the Division's website.
5.1.5 Every Applicant shall complete the
consent forms prescribed by the Division.
5.1.6 Each applicant shall provide
fingerprints by an electronic fingerprinting method approved by the Arkansas
State Police.
5.1.7 If a legible
set of fingerprints, as determined by the Identification Bureau of the Division
of Arkansas State Police, cannot be obtained after a minimum of two (2)
attempts, the Division shall determine eligibility for licensure or employment
based upon a name check by the Identification Bureau of the Division of
Arkansas State Police and the Federal Bureau of Investigation.
5.1.8 To be valid for consideration, a
criminal records check or Child Maltreatment Central Registry check must have
been completed no earlier than twelve (12) months prior to the application for
licensure, renewal, or employment.
5.1.9 A criminal records check shall be
conducted only under the specific Arkansas law governing the request.
5.1.9.1 Every employer or prospective
employer of an Applicant shall ensure that the Applicant is correctly informed
of the proper reason for the criminal records checks by providing to the
Applicant instructions developed by the Division.
5.1.9.2 An Applicant who submits the criminal
records check based on an incorrect reason shall be required to resubmit the
background check, at his or her own expense, under the correct
reason.
5.2
Any information received by the Division from the Division of Arkansas State
Police, the Division of Human Services, or the Federal Bureau of Investigation
pursuant to these Rules shall not be available for examination except by the
affected applicant or his or her duly authorized representative, and no record,
file, or document shall be removed from the custody of the Division of
Elementary and Secondary Education.
5.2.1 Any
information made available to the affected applicant for licensure or the
person whose license is subject to revocation shall be information pertaining
to that applicant only.
5.2.2
Rights of privilege and confidentiality established under this section shall
not extend to any document created for purposes other than this background
check.
5.2.3 Within thirty (30)
days of receiving the criminal records background check from the Identification
Bureau of the Arkansas State Police and the Division of Human Services, the
Division of Elementary and Secondary Education shall inform the board of
directors of an educational entity whether the affected applicant is eligible
for employment. The Division will only send written notice when an employee is
not eligible for employment. Districts can check the employability status of
any employee online at the Arkansas Educator Licensure System
website.
5.3 New or
existing employees of an educational entity who have a contract with or work
for more than one (1) school district in one (1) school year shall be required
to have only one (1) criminal records check and one (1) Child Maltreatment
Central Registry check to satisfy the requirements of all employing school
districts for that year.
5.4
Participation in state and federal rap back programs:
The following shall apply when the Division receives approval
from the Arkansas State Police, the Federal Bureau of Investigation or Arkansas
Crime Information Center, as applicable, for the Division to participate in
state and federal rap back programs.
5.4.1 The Division may subscribe to the state
rap back program an Applicant who has consented to participation in the state
rap back program.
5.4.2 Upon the
submission of a legible set of fingerprints, the Division may subscribe to the
national rap back program an Applicant who has consented to participation in
the national rap back program.
5.4.2.1 For the
duration of the subscription, the Applicant is not required to provide
fingerprints, but will submit and pay for the criminal records check and the
Child Maltreatment Central Registry check.
5.4.3 An Applicant may withdraw his or her
consent to participation in the state or federal rap back program, and will
thereafter be removed from participation in the rap back program. Once the
Applicant is no longer subscribed in the rap back program, he or she shall
provide fingerprints as required under these rules.
Source: Ark. Code Ann. §§
6-17-410,
6-17-411,
6-17-414, and
6-17-417.
6.0
REPORTING
REQUIREMENTS FOR SUPERINTENDENTS, DIRECTORS OF EDUCATIONAL ENTITIES, AND THIRD
PARTY VENDORS
6.1 The superintendent or
director of an educational entity, or a third party vendor, shall report in
writing to the Division's Office of Legal Services the name of any employee of
the educational entity, any employee of a third party vendor whose employment
is covered by these rules, whether currently employed or previously employed at
any time during the two (2) preceding school years, or any registered volunteer
coach who:
6.1.1 Has pled guilty or nolo
contendere, or has been found guilty, of any offense listed in Ark. Code Ann.
§§
6-17-410(c) or
6-17-414(b);
6.1.2 Has been arrested or charged with a
felony or any misdemeanor listed in Ark. Code Ann. §§
6-17-410(c) or
6-17-414(b);
6.1.3 Holds a teaching or similar license
obtained by fraudulent means;
6.1.4
Has had a teaching or similar license revoked in another state;
6.1.5 Has intentionally compromised the
validity or security of any student test or testing program administered or
required by the Division;
6.1.6 Has
knowingly submitted falsified information or failed to submit information
requested or required by law to the Division, the State Board, or Arkansas
Legislative Audit; or
6.1.7 Has a
true report in the Child Maltreatment Central Registry.
6.2 The superintendent or director of an
educational entity, or a third party vendor, shall report in writing to the
Division's Office of Legal Services the name of any Fiscal Officer of the
educational entity, whether currently employed or previously employed at any
time during the two (2) preceding school years, who has pled guilty or nolo
contendere to, or has been found guilty of, a fraudulent act.
6.3 Third party vendor reporting under this
section is intended only for classified employee positions.
6.4 Failure of a superintendent or director
of an educational entity to report a violation in writing within five (5)
business days of knowledge as listed in Section 6.01 may result in sanctions
imposed by the State Board, including but not limited to loss of
accreditation.
6.5 If an arrest or
charge is reported in accordance with Section 6.1.2 of these rules, the
Division of Elementary and Secondary Education shall indicate in the Arkansas
Educator Licensure System that the person's employment eligibility is pending
or under review.
6.6 When the
individual's criminal case is resolved, the individual's profile shall be
updated to reflect the individual's employment eligibility based on current
background check status.
Source: Ark. Code Ann. §§
6-17-410 and
6-17-414.
7.0
FISCAL
OFFICERS
7.1 In addition to the
requirements of Section 4.00, an educational entity shall not employ as a
Fiscal Officer any individual who has pled guilty or nolo contendere to, or has
been found guilty of, a fraudulent act.
7.2 A currently-employed Fiscal Officer of an
educational entity who has pled guilty or nolo contendere to, or has been found
guilty of, a fraudulent act shall be dismissed from employment with the
educational entity.
7.2.1 Within five (5)
business days of knowledge of the plea or conviction, the educational entity
shall serve written notice of termination on the Fiscal Officer in person or by
certified mail. The notice shall advise the Fiscal Officer of his or her right
to a hearing before the State Board.
7.2.2 The Fiscal Officer may, within thirty
(30) calendar days of service of the written notice of termination, request a
hearing before the State Board by sending a written request to the Division's
Office of Legal Services.
7.2.3 If
the Fiscal Officer does not timely request a hearing before the State Board,
termination shall become effective thirty (30) calendar days after the date of
service of the written notice of termination.
7.3 Circumstances for which a waiver may be
granted shall include without limitation the following:
7.3.1 The age of the Fiscal Officer at the
time the criminal act occurred;
7.3.2 The length of time since the
conviction;
7.3.3 Whether the
Fiscal Officer has pled guilty or nolo contendere to, or has been found guilty
of, any other criminal violations since the original conviction;
7.3.4 Whether the original conviction was
expunged or pardoned; and
7.3.5 Any
other relevant facts.
7.4 The hearing shall follow the procedures
set forth in Section 8.00 of these Rules.
7.5 After making its decision, the State
Board shall reduce its decision to writing and shall forward copies of the
decision to the Fiscal Officer or Applicant and the superintendent or director
of the educational entity that issued the notice of termination.
Source: Ark. Code Ann. §
6-17-421.
8.0
STATE BOARD
HEARING PROCEDURES
8.1 Each party shall
exchange exhibits and witness lists not less than ten (10) calendar days before
the scheduled hearing date, unless both parties agree to a shorter period of
time.
8.2 Requests for subpoenas
must be received in the Division's Office of Legal Counsel not less than ten
(10) calendar days before the hearing date.
8.3 Each party will have the opportunity to
present an opening statement of no longer than five (5) minutes, beginning with
the representative of the Division. The Chairperson of the State Board may,
only for good cause shown and upon the request of either party, allow either
party additional time to present their opening statements.
8.4 Each party will be provided fifteen (15)
minutes to present their cases, beginning with the representative of the
Division. The Chairperson of the State Board may, only for good cause shown and
upon the request of either party, allow either party additional time to present
their cases.
8.5 Every witness
giving oral testimony must be sworn under oath by the Chair of the State Board
and shall be subject to direct examination, cross examination, and questioning
by the State Board.
8.6 For the
purposes of the record, documents offered during the hearing by the Division
shall be clearly marked "DESE" and numbered in sequential, numeric order (for
example: DESE-1).
8.7 For the
purposes of the record, documents offered during the hearing by the appealing
public school district, open-enrollment public charter school, Applicant, or
licensee shall be clearly marked "Educator" and numbered in sequential, numeric
order (for example: Educator-1).
8.8 The Division of Education shall have the
burden of proving, by a preponderance of the evidence, that cause for the
proposed licensure action exists, and that the recommended disposition from the
Division be adopted.
8.9 While the
scope of each party's presentation ultimately lies within the State Board
Chairperson's discretion, case presentation should be arranged in such a way as
to avoid redundant testimony.
8.10
After both parties have presented their cases, the State Board may allow each
party to present limited rebuttal testimony.
8.11 Each party will be given five (5)
minutes to present a closing argument, ending with the Division.
8.12 After making its decision, the State
Board shall reduce its decision to writing and shall provide copies of the
decision to each party, each party's attorney, and the superintendent or
director of any interested public school district or open- enrollment public
charter school.
8.13 The State
Board's written decision shall constitute the final agency action for purposes
of judicial review pursuant to the Arkansas Administrative Procedure Act, Ark.
Code Ann. §
25-15-201 et
seq.