Current through Register Vol. 49, No. 9, September, 2024
(Act 469 of 1985, as amended)
Rules
I.
Introduction
Act 469 of 1985, as amended and codified at §
26-51-1101
et seq., was created to encourage the donation of machinery and equipment to
accredited educational institutions for use in qualified educational programs
or qualified research programs by providing an income tax credit incentive to
entities making the donation. Act 203 of 2019 amended the program to allow a
taxpayer that makes a cash donation to a qualified educational institution for
the purchase of new machinery and equipment to receive a tax credit.
For more information, please contact:
Arkansas Economic Development Commission
Business Finance Division
1 Commerce Way, Suite 601
Little Rock, AR 72202
(501) 682-1121
II.
Definitions
1. "Accredited institution of higher
education" means a four-year public college or university that offers
bachelor's degrees and is recognized by the Division of Higher Education for
credit;
2. "Cost" means:
i. In the case of a donation or sale below
cost by a wholesale or retail business, the amount actually paid by the
wholesaler or retailer to the supplier for the machinery and
equipment;
ii. In the case of a
donation or sale below cost by a manufacturer of machinery and equipment, the
enhanced value of the materials used to produce the machinery and equipment,
which shall be deemed to be the lowest price at which the manufacturer sells
the machinery and equipment; or
iii. In the case of a cash donation by a
taxpayer to a qualified educational institution for the purchase of new
machinery and equipment, the amount actually paid by the qualified educational
institution to the wholesale, retail, or manufacturing business, as documented
by itemized receipts;
3.
"Financial incentive agreement" means an agreement between the Arkansas
Economic Development Commission and a taxpayer outlining the terms and
conditions of a tax credit awarded under these regulations;
4. "Machinery and equipment" means tangible
personal property used in connection with a qualified education program or a
qualified research program that has been approved for a tax credit under rules
prescribed by the Department of Finance and Administration;
5. "New" means the machinery and equipment
are state-of-the-art machinery and equipment that have:
i. Never been used except for normal testing
by the manufacturer to ensure that the machinery or equipment is of a proper
quality and in good working order; or
ii. Been used by the retailer or wholesaler
solely for the purpose of demonstrating the product to customers for
sale;
6. "Qualified
education program" means a program conducted by a qualified educational
institution under rules prescribed by the Division of Higher Education for
programs in colleges, universities, or junior colleges, by the Division of
Career and Technical Education for programs in vocational technical training
schools and by the Division of Elementary and Secondary Education for programs
in secondary schools, all of which programs are for the purpose of promoting
the use of new machinery and equipment for classroom, laboratory, and other
educational instruction;
7.
"Qualified educational institution" means:
i.
A public university, college, junior college, or vocational technical training
school located in and supported by the State of Arkansas;
ii. A private university, college, junior
college, or vocational technical training school located in Arkansas and
qualified for tax-exempt status under the Income Tax Act of 1929, §
26-51-101 et seq.; and
iii. A
public secondary school;
8. "Qualified research expenditures" means
the sum of any amounts that are paid or incurred by a taxpayer during the
taxable year in funding a qualified research program that has been approved for
tax credit treatment under rules promulgated by the Department of Finance and
Administration;
9. "Qualified
research program" means a program of applied or basic research undertaken by a
qualified educational institution that applies the findings of the research or
other existing knowledge toward discovering new scientific knowledge that has
specific commercial objectives with respect to new products, services,
processes, or methods;
10.
"Research park authority" means a public entity created under the Research Park
Authority Act, §
14-144-101 et seq., to provide facilities and support for
businesses engaged in research and development in pursuit of economic
development opportunities; and
11.
"State-of-the-art-machinery and equipment" means machinery and equipment that
are of the same type, design, and capability as like machinery and equipment
that are currently sold or manufactured by the donee for sale to customers.
Ill.
Application
For Credit Approval
A. A taxpayer
seeking a credit under this program shall submit an original application and
one (1) copy to the Executive Director of the Arkansas Economic Development
Commission on the forms provided by the agency.
B. The Executive Director of the Arkansas
Economic Development Commission shall review each application submitted and
shall either:
i. Approve the application;
or
ii. Reject the application and
notify the applicant of the deficiencies in the application.
C. An applicant that receives
approval shall sign a financial incentive agreement with, and in a form
specified by, the Arkansas Economic Development Commission. The financial
incentive agreement must be signed before the taxpayer makes the donation or
sale to a qualified educational institution or qualified research program. An
expenditure made before the approval date of the signed financial incentive
agreement shall be denied a credit under this program.
D. An applicant may resubmit a rejected
application after addressing any deficiencies identified by the Executive
Director of the Arkansas Economic Development Commission.
E. The Executive Director of the Arkansas
Economic Development Commission and the Director of the Division of Higher
Education must approve a qualified research expenditure as part of a qualified
research program.
IV.
Credit Granted
A. A taxpayer may
be granted an Arkansas corporate income tax credit or Arkansas individual
income tax credit for donations and sales of new machinery and equipment, or
both, to a qualified educational institution in connection with a qualified
education program or a qualified research program. The amount of the credit to
a taxpayer shall be thirty-three percent (33%) of the:
i. Cost of the machinery and equipment
donated for new machinery and equipment;
ii. Amount by which the cost is reduced for
below cost machinery and equipment; and
iii. Cash donation used by the educational
institution to purchase new machinery and equipment from a wholesale, retail,
or manufacturing business.
B. A taxpayer may be granted an Arkansas
corporate income tax credit or Arkansas individual income tax credit equal to
thirty-three percent (33%) of the qualified research expenditures of a taxpayer
in a qualified research program.
C.
A taxpayer may be granted an Arkansas corporate income tax credit or Arkansas
individual income tax credit equal to thirty-three percent (33%) of the
donation (whether of machinery or equipment, sale below costs, or cash) made to
an accredited higher education institution to support a research park
authority. This donation must also directly or indirectly support research
funded by one or more of the following federal agencies:
i. The National Science Foundation;
ii. The National Institutes of
Health;
iii. The U.S. Department of
Energy;
iv. The U.S. Department of
Defense;
v. The U.S. Environmental
Protection Agency;
vi. The National
Aeronautics and Space Administration;
vii. The U.S. Department of
Agriculture;
viii. The U.S.
Department of Transportation;
ix.
The U.S. Department of Commerce;
x.
The U.S. Department of Education; and
xi. The U.S. Department of Homeland
Security
D. Tax credits
are allowed for up to one hundred percent (100%) of the net tax liability of
the taxpayer after all other credits and reductions in tax have been
calculated.
E. The credit must be
claimed in the tax year that the qualified research expenditure, donation, or
sale was made. All or part of any unused credit may be carried forward to the
next succeeding tax year and annually thereafter for a total period of nine (9)
years succeeding the year in which the credit was earned or until the credits
are exhausted, whichever occurs first.
F. A taxpayer awarded any tax credit under
this program for any expense or contribution may not take a deduction under the
Arkansas income tax law for the same expense or contribution.
G. Tax credits issued under this program may
not be sold or transferred.
V.
Documentation Required
To claim the credit granted for this program, the taxpayer
shall provide the following documents to the Executive Director of the Arkansas
Economic Development Commission for each piece of machinery and equipment
donated, sold below cost, or purchased by a qualified educational institution
with a cash donation:
A. An affidavit
from the receiving qualified educational institution that includes:
i. A statement that the educational intuition
received the machinery and equipment;
ii. A statement that the machinery and
equipment are new within the meaning of this program;
iii. If applicable, a statement of the amount
that the education institution paid for machinery and;
iv. A statement indicating whether the
educational institution received the machinery and equipment as a donation;
purchased the machinery and equipment below cost; or purchased the machinery
and equipment with a cash donation provided by the taxpayer;
v. A statement that the educational
institution will use the equipment or machinery, however acquired, in
connection with a qualified education program or a qualified research
program.
B. In the case
of a donation or sale by a retail or wholesale business, a copy of the invoice
from the business' supplier showing the actual cost of the machinery and
equipment.
C. In the case of a
donation or sale below cost by a manufacturer, a copy of the manufacturer's
wholesale price list showing the lowest price of the machinery and equipment
for which the credit is claimed.
D.
In the case of a purchase by a qualified educational institution with a cash
donation, itemized receipts documenting the amount of the cash donation and the
purchase costs of the new machinery and equipment.
E. In the case of a donation to a qualified
research program, documentation of the approval of the Executive Director of
the Arkansas Economic Development Commission and the Director of the Division
of Higher Education of a qualified research expenditure as part of a qualified
research program.
VI.
Issuance of Tax Credit
Upon receipt of the all documentation required, the Executive
Director of the Arkansas Economic Development Commission will review the
documentation for completeness and if the terms and obligations under the
signed financial incentive agreement have been met. If the requirements and
obligations have been met, the Arkansas Economic Development Commission will
issue a certificate of tax credit that the taxpayer must attach to the income
tax return on which the credit is first claimed.
VII.
Rulemaking Authority
The Arkansas Economic Development Commission, the Secretary of
the Department of Finance and Administration, the Director of the Division of
Higher Education, the Director of the Division of Career and Technical
Education, and the Commissioner of the Department of Education, are authorized
by §
26-51-1105 to promulgate rules necessary to implement Act 469 of
1985, as amended.