Arizona Administrative Code
Title 14 - PUBLIC SERVICE CORPORATIONS; CORPORATIONS AND ASSOCIATIONS; SECURITIES REGULATION
Chapter 4 - Corporation Commission - Securities
Article 1 - IN GENERAL RELATING TO THE ARIZONA SECURITIES ACT
Section R14-4-133 - Definition of Partners and Executive Officers
Universal Citation: AZ Admin Code R 14-4-133
Current through Register Vol. 30, No. 38, September 20, 2024
For purposes of the definition of "salesman" contained in A.R.S. § 44-1801, the following definitions shall apply:
1. "Partner" means a general partner or any other partner with the equivalent rights, liabilities, and obligations of a general partner.
2. "Executive officer" means the president, any vice president in charge of a principal business unit or division, the secretary, the treasurer, the chief executive officer, the chief financial officer, the chief operating officer, or an officer who performs a principal policy-making function for a principal business unit or division.
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