Alabama Administrative Code
Title 420 - ALABAMA STATE BOARD OF HEALTH
Chapter 420-5-7 - HOSPITALS
Section 420-5-7-.26 - Psychiatric Hospitals
Universal Citation: AL Admin Code R 420-5-7-.26
Current through Register Vol. 42, No. 11, August 30, 2024
(1) A psychiatric hospital, or an inpatient psychiatric program within a hospital that is not a psychiatric hospital, shall be primarily engaged in providing, by or under the supervision of a doctor of medicine or osteopathy, psychiatric services for the diagnosis and treatment of mentally ill persons.
(2) Special medical record requirements.
(a) The medical records maintained by a
psychiatric hospital shall permit determination of the degree and intensity of
the treatment provided to individuals who are furnished services in the
institution.
(b) Development of
assessment and diagnostic data. Medical records shall stress the psychiatric
components of the record, including history of findings and treatment provided
for the psychiatric condition for which the patient is hospitalized.
1. The identification data shall include the
circumstances under which the patient was admitted and/or is being treated -
i.e., voluntary, involuntary, committed by court, evaluation and
recertification.
2. A provisional
or admitting diagnosis shall be made on every patient at the time of admission,
and shall include the diagnoses of intercurrent diseases as well as the
psychiatric diagnoses.
3. The
reasons for admission shall be clearly documented as stated by the patient
and/or others significantly involved.
4. The social service records, including
reports of interviews with patients, family members, and others, shall provide
an assessment of home plans and family attitudes, and community resource
contacts as well as a social history.
5. When indicated, a complete neurological
examination shall be recorded at the time of the admission physical
examination.
(c)
Psychiatric evaluation. Each patient shall receive a psychiatric evaluation
that shall:
1. Be completed within 60 hours
of admission;
2. Include a medical
history;
3. Contain a record of
mental status;
4. Note the onset of
illness and the circumstances leading to admission;
5. Describe attitudes and behavior;
6. Estimate intellectual functioning, memory
functioning, and orientation; and
7. Include an inventory of the patient's
assets in descriptive, not interpretative, fashion.
(d) Treatment plan.
1. Each patient shall have an individual
comprehensive treatment plan that shall be based on an inventory of the
patient's strengths and disabilities.
(i) The
written plan shall include:
(I) A
substantiated diagnosis;
(II)
Short-term and long-range goals;
(III) The specific treatment modalities
utilized;
(IV) The responsibilities
of each member of the treatment team; and
(V) Adequate documentation to justify the
diagnosis and the treatment and rehabilitation activities carried
out.
(ii) The treatment
received by the patient shall be documented in such a way to assure that all
active therapeutic efforts are included.
(e) Recording progress. Progress notes shall
be recorded by the doctor of medicine or osteopathy responsible for the care of
the patient, nurse, social worker and, when appropriate, others significantly
involved in active treatment modalities. The frequency of progress notes is
determined by the condition of the patient but shall be recorded at least
weekly for the first two months and at least once a month thereafter and shall
contain recommendations for revisions in the treatment plan as indicated as
well as precise assessment of the patient's progress in accordance with the
original or revised treatment plan.
(f) Discharge planning and discharge summary.
The record of each patient who has been discharged shall have a discharge
summary that includes a recapitulation of the patient's hospitalization and
recommendations from appropriate services concerning follow-up or aftercare as
well as a brief summary of the patient's condition on discharge.
(3) Special staff requirements.
(a) The hospital shall have adequate numbers
of qualified professional and supportive staff to evaluate patients, formulate
written, individualized comprehensive treatment plans, provide active treatment
measures, and engage in discharge planning.
(b) Personnel. The hospital shall employ or
undertake to provide adequate numbers of qualified professional, technical, and
consultative personnel to:
1. Evaluate
patients;
2. Formulate written
individualized, comprehensive treatment plans;
3. Provide active treatment measures;
and
4. Engage in discharge
planning.
(c) Director
of inpatient psychiatric services; medical staff. Inpatient psychiatric
services shall be under the supervision of a clinical director, service chief,
or equivalent, which is qualified to provide the leadership required for an
intensive treatment program. The number and qualifications of doctors of
medicine and osteopathy shall be adequate to provide essential psychiatric
services.
1. The clinical director, service
chief, or equivalent, shall meet the training and experience requirements for
examination by the American Board of Psychiatry and Neurology or the American
Osteopathic Board of Neurology and Psychiatry.
2. The director shall monitor and evaluate
the quality and appropriateness of services and treatment provided by the
medical staff.
(d)
Availability of medical personnel. Doctors of medicine or osteopathy and other
appropriate professional personnel shall be available to provide necessary
medical and surgical diagnostic and treatment services. If medical and surgical
diagnostic and treatment services are not available within the institution, the
institution shall have an agreement with an outside source of these services to
ensure that they are immediately available or a satisfactory agreement shall be
established for transferring patients to a General Acute Care
Hospital.
(e) Nursing services. The
hospital shall have a qualified director of psychiatric nursing services. In
addition to the director of nursing, there shall be adequate numbers of
registered nurses, licensed practical nurses, and mental health workers to
provide nursing care necessary under each patient's active treatment program
and to maintain progress notes on each patient.
1. The director of psychiatric nursing
services shall be a registered nurse with an active, unencumbered Alabama
license who has a master's degree in psychiatric or mental health nursing, or
its equivalent, from a school of nursing accredited by the Commission on
Collegiate Nursing Education, the National League for Nursing, or be qualified
by education and experience in the care of the mentally ill. The director shall
demonstrate competence to participate in interdisciplinary formulation of
individual treatment plans; to give skilled nursing care and therapy; and to
direct, monitor, and evaluate the nursing care furnished.
2. The staffing pattern shall insure the
availability of a registered professional nurse 24 hours each day. There shall
be adequate numbers of registered nurses, licensed practical nurses, and mental
health workers to provide the nursing care necessary under each patient's
active treatment program.
(f) Psychological services. The hospital
shall provide or have available psychological services to meet the needs of the
patients.
(g) Social services.
There shall be a director of social services who monitors and evaluates the
quality and appropriateness of social services furnished. The services shall be
furnished in accordance with accepted standards of practice and established
policies and procedures.
1. The director of
the social work department or service shall have a master's degree from an
accredited school of social work or shall be qualified by education and
experience in the social services needs of the mentally ill. If the director
does not hold a masters degree in social work, at least one staff member shall
have this qualification.
2. Social
service staff responsibilities shall include, but are not limited to,
participating in discharge planning, arranging for follow-up care, and
developing mechanisms for exchange of appropriate, information with sources
outside the hospital.
(h) Therapeutic activities. The hospital
shall provide a therapeutic activities program.
1. The program shall be appropriate to the
needs and interests of patients and be directed toward restoring and
maintaining optimal levels of physical and psychosocial functioning.
2. The number of qualified therapists,
support personnel, and consultants shall be adequate to provide comprehensive
therapeutic activities consistent with each patient's active treatment
program.
Author: W.T. Geary, Jr., M.D., Carter Sims
Statutory Authority: Code of Ala. 1975, §§ 22-21-20, et seq.
Disclaimer: These regulations may not be the most recent version. Alabama may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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