Current through Register Vol. 42, No. 11, August 30, 2024
(2) Definitions and Abbreviations.
(a) Draeger 7110 MKIII
1.
Acceptable Breath
Sample. For the purpose of this rule the subject must
provide the Draeger Alcotest 7110 MKIII with a breath sample of
sufficient volume and duration, as required by the software to be
accepted for analysis. Software versions prior to and including
version 3.24 require the subject to provide a minimum of 1.5 liters
of breath, for a minimum of 4.5 seconds. Software versions 3.25 or
later require the subject to provide a minimum of 1.3 liters of
breath, for a minimum of 4.0 seconds.
2.
Accuracy Check
Fail. When the Calibration Check results are outside the
programmed parameters of the Draeger Alcotest 7110 MKIII, the
instrument will abort the testing sequence.
3.
Admin. Breath
Temperature Correction. Administrative Breath Temperature
Correction can result in an administrative lowering of the reported
Breath Alcohol Result. When the Draeger Alcotest 7110 MKIII
determines a subject's Breath Temperature is not 34.0°C an
adjustment to the reported value will be made. When the Breath
Temperature is above 34.0°C the adjustment will result in a lower
reported Breath Alcohol Concentration.
4.
Alcohol. For
the purpose of this rule, use of the term alcohol shall refer to
ethanol or ethyl alcohol unless otherwise specified.
5.
Air Blank
Check. The Draeger Alcotest 7110 MKIII Breath Alcohol
Testing Instrument verifies that the analytical pathway is free of
contamination.
6.
Ambient Air Check. The Draeger Alcotest 7110 MKIII
Breath Alcohol Testing Instrument verifies that the air used to purge
the analytical pathway was free of contamination.
7.
Ambient Air
Fail. The Draeger Alcotest 7110 MKIII will terminate a
Breath Testing Sequence when the detector systems respond to ethanol
or other substances in the room air.
8.
Blowing Not
Allowed. Only when the "PLEASE BLOW" message appears will
the Draeger Alcotest 7110 MKIII accept a subject breath sample. Any
breath sample provided to the Draeger Alcotest 7110 MKIII at any time
other than when prompted to do so will not be accepted by the
instrument.
9.
Blowing Time Too Short. When a breath sample is
provided to the Draeger Alcotest 7110 MKIII that is sufficient in
volume but deficient in duration, as required by the software, the
instrument will not accept the sample.
10.
Br-Temp Meas Not
Ok. Breath Temperature Measurement Not Ok occurs when the
difference between the two Breath Temperature thermistor values is
outside the specified range for a single breath sample.
11.
Breath Alcohol
Test. For the purpose of this rule, two (2) acceptable
breath samples in conjunction with two diagnostic checks and two
acceptable calibration checks shall constitute a Breath Alcohol
Test.
12.
Calibration. The purpose of the calibration is to
define the appropriate parameters to allow the instrument to
accurately quantitate alcohol in a breath sample. The Draeger
Alcotest 7110 MKIII does not calibrate itself at the time of the
test; calibration is performed at the Alabama Department of Forensic
Sciences laboratory and subsequently verified at the time of the test
with dry gas standards.
13.
Calibration
Check. For the purpose of this rule, a calibration check is
the automated process whereby the Draeger Alcotest 7110 MKIII samples
and tests a known dry gas standard to verify the instrument's
acceptable calibration.
14.
Certificate of
Analysis. For the purpose of this rule, the Certificate of
Analysis is the document generated by the Draeger Alcotest 7110 MKIII
for introduction of Breath Alcohol Test results to the Courts. By
design, when the Certificate of Analysis indicates a numerical value
for the subject's Breath Alcohol Concentration, the Certificate of
Analysis is confirmation of successful method completion.
15.
Chemical
Analysis. For the purpose of this rule, chemical analysis is
the separation of a substance into its constituent elements to
determine either their nature or their portions. The goal as set
forth in §
32-5A-194
Code of Ala. 1975, as amended, is the
chemical analyses of a person's breath to determine the presence and
quantity of alcohol (ethanol).
16.
Data Pack. The
Data Pack contains the supporting data for the Certificate of
Analysis as referred to at the bottom of that document. By design,
the Data Pack along with the Subject Mis-Try file, and when needed
the IR Curves, EC Profile Plot, and Flow Profile Plot, constitute
"...full information concerning the test or tests shall be
made available to him or his attorney..." as referred to by
§
32-5A-194(a)
(4)
Code of Ala.
1975, as amended.
17.
Draeger. For
the purpose of this rule, Draeger is the appropriate English
translation of the German name Drager.
18.
Deprivation
Period. For the purpose of the METHOD as referred to by
§
32-5A-194
Code of Ala. 1975, as amended, prior to
submitting to a Breath Alcohol Test a person should not be allowed to
put anything in their mouth for at least 20 minutes.
19.
EC. For the
purpose of this rule, EC will be the abbreviation for the
electrochemical cell detector utilized by the Draeger Alcotest 7110
MKIII.
20.
EC
Profile Plot. For the purpose of this rule, the EC Profile
Plot is a plot utilized by the Draeger Alcotest 7110 MKIII that
depicts EC Detector signal for a given breath sample.
21.
Flow Profile
Plot. For the purpose of this rule, the Flow Profile Plot is
a plot utilized by the Draeger Alcotest 7110 MKIII that depicts
breath sample flow into the instrument.
22.
Forensic
Edits. In the event an operator incorrectly input clerical
data as requested by the Breath Alcohol Testing method, this
information can be corrected by the following procedure: the operator
should strike through the incorrect data (preferably a single strike
leaving the original data legible), insert the correct data, and
initial and date the correction.
23.
Interference.
When the detector systems of the Draeger Alcotest 7110 MKIII respond
to a substance other than alcohol (ethanol, ethyl alcohol), the
instrument will terminate the test.
24.
IR. For the
purpose of this rule, IR will be the abbreviation for the infrared
detector utilized by the Draeger Alcotest 7110 MK III.
25.
IR Curve. For
the purpose of this rule, the IR Curve is a plot of the infrared
detector data utilized by the Draeger Alcotest 7110 MK III for a
given breath sample.
26.
Method. For the purpose of this rule a method is an
orderly and systematic approach to accomplishing a goal. The goal as
set forth in §
32-5A-194
Code of Ala. 1975, as amended, is the
chemical analyses of a person's breath to determine the presence and
quantity of alcohol (ethanol). Therefore the method refers only to
those tasks, manual or automated, which occur at the time of the
breath test and result in accurately identifying and quantifying the
amount of alcohol on a particular person's breath. The method in its
entirety is performed and confirmed at the time of the breath test.
27.
Minimum
Volume Not Achieved. When a breath sample is provided to the
Draeger Alcotest 7110 MKIII that is deficient in volume, as required
by the software, the instrument will reject the sample.
28.
Mouth Alcohol.
When a breath sample contains a measurable amount of alcohol
originating from the mouth, and is higher in concentration than the
end expiratory air, the Draeger Alcotest 7110 MKIII will determine
the sample to contain residual mouth alcohol. Once the presence of
residual mouth alcohol has been determined the instrument will
suspend the testing sequence for twenty (20) minutes. The testing
sequence will resume at the end of the twenty-minute wait preserving
all clerical data entries.
29.
Out of Measuring
Range. When the alcohol concentration of a breath sample
exceeds 0.45 g/210L the instrument will abort the testing
sequence.
30.
Operator. For the purpose of this rule, an operator
is an employee of a law enforcement agency possessing a valid permit
(active permit number) and who is in control of the Draeger Alcotest
7110 MKIII during a testing sequence. The operator also acts as a
"FACT" witness with regard to instrument operation in any litigation
arising from the breath test. As stated by the Court in
Stubstad v. City of Orange Beach, 575 So.2d 1240
(Ala.Cr.App. 1991), the operator need not be an expert on the
mechanical functioning of the instrument.
31.
Permit. For
the purpose of this rule, a permit is an electronic mechanism for
controlling access to a Breath Alcohol Testing Instrument through a
unique operator permit number. Confirmation of an operator's active
status as well as pending expiration date is designated on the
Certificate of Analysis.
32.
Purging. The
Draeger Alcotest 7110 MKIII Breath Alcohol Testing Instrument cycles
fresh air through the instrument analysis path to cleanse the pathway
of the last sample analyzed.
33.
Refusal. The
operator may elect to end an incomplete test by declaring the subject
has refused to provide two complete and acceptable samples. Refusal
indicates the operator believes the subject to be intentionally
obstructing the collection of evidence via the breath sample. The
Draeger Alcotest 7110 MKIII Breath Alcohol Testing Instrument cannot
make the decision for the operator that any unacceptable subject
breath sample or sequence of unacceptable subject breath samples
constitutes a subject refusal. After each unacceptable subject breath
sample the operator has the opportunity to determine by which of the
following three options the testing sequence will proceed: <1>
REFUSAL <2> UNABLE <3> RESTART TEST. In event
circumstances require abruptly ending the testing sequence with a
refusal, the operator may select <R> at the "PLEASE BLOW"
prompt.
34.
Standard Gas Supply. Failure of one of the two dry
gas samples to be delivered to the Draeger Alcotest 7110 MKIII for
analysis will result in the termination of the testing
sequence.
35.
Subject "Mis-Try". A subject "Mis-Try" is a breath
sample that failed to meet the acceptable criteria as determined by
the Draeger Alcotest 7110 MKIII. A record of the attempted breath
sample is preserved in the Subject "Mis-Try" file.
36.
Unable. The
operator may elect to end an incomplete test by declaring the subject
is unable to provide two complete and acceptable samples. Unable
indicates the operator believes the subject to be incapable of
providing the required breath sample and thereby is not intentionally
obstructing the collection of evidence via the breath sample. The
Draeger Alcotest 7110 MKIII Breath Alcohol Testing Instrument cannot
assess the subject's physical condition for the operator. After each
unacceptable subject breath sample the operator has the opportunity
to determine by which of the following three options the testing
sequence will proceed: <1> REFUSAL <2> UNABLE <3>
RESTART TEST.
(b) Intoximeters Intox DMT Dual
Sensor
1.
Acceptable Breath
Sample. For the purpose of this rule the subject must
provide the Intoximeters Intox DMT Dual Sensor with a breath sample
of sufficient volume and duration, as required by the software to be
accepted for analysis. The software on the Intox DMT requires the
subject to provide a minimum of 1.3 liters of breath, for a minimum
of 4.0 seconds.
2.
Admin. Breath Temperature Correction. The
Intoximeters Intox DMT Dual Sensor applies a correction to the
results of every breath test to account for variations in breath
temperature. This correction results in a lower reported
result.
3.
Administrative Test/Admin Test. Non evidential
breath test to be used in instances other than incident to a DUI
arrest. For example, a pre-release test performed on an individual
arrested for DUI.
4.
Alcohol. For the purpose of this rule, use of the
term alcohol shall refer to ethanol or ethyl alcohol unless otherwise
specified.
5.
Air
Blank Check. The Intoximeters Intox DMT Dual Sensor Breath
Alcohol Testing Instrument verifies that the analytical pathway is
free of contamination.
6.
Ambient Air Check. The Intoximeters Intox DMT Dual
Sensor Breath Alcohol Testing Instrument verifies that the air used
to purge the analytical pathway is free of contamination.
7.
Ambient Fail.
The Intoximeters Intox DMT Dual Sensor Breath Alcohol Testing
Instrument will abort the test if it detects ethanol or other
contaminants in the room air during the initial purge.
8.
Blank Error.
The Intoximeters Intox DMT Dual Sensor Breath Alcohol Testing
Instrument will abort the test if it detects ethanol or other
contaminants in the analytical pathway.
9.
Breath Alcohol
Test. For the purpose of this rule, two (2) acceptable
breath samples in conjunction with three diagnostic checks and two
acceptable standard checks shall constitute a Breath Alcohol
Test.
10.
Breath
Result > .45 g/210L. The Intoximeters Intox DMT Dual
Sensor will abort the test if the result from a subject breath sample
exceeds 0.450 g/210L.
11.
Calibration. The purpose of calibration is to define
the appropriate parameters to allow the instrument to accurately
quantitate alcohol in a breath sample. The Intoximeters Intox DMT
Dual Sensor does not calibrate itself at the time of the test;
calibration is performed at the Alabama Department of Forensic
Sciences laboratory and subsequently verified at the time of the
test.
12.
Certificate of Analysis. For the purpose of this
rule, the Certificate of Analysis is the document generated by the
Intoximeters Intox DMT Dual Sensor for introduction of Breath Alcohol
Test results to the Courts. By design, when the Certificate of
Analysis indicates a numerical value for the subject's Breath Alcohol
Concentration, the Certificate of Analysis is confirmation of
successful method completion.
13.
Chemical
Analysis. For the purpose of this rule, chemical analysis is
the separation of a substance into its constituent elements to
determine either their nature or their portions. The goal as set
forth in §
32-5A-194,
Code of Ala. 1975, as amended, is the
chemical analyses of a person's breath to determine the presence and
quantity of alcohol (ethanol).
14.
Data Pack. The
Data Pack contains the supporting data for the Certificate of
Analysis as referred to at the bottom of that document. By design the
Data Pack along with the IR Curves, Flow Profile Plot, and the EC
Profile Plot constitute "...full information concerning the test or
tests shall be made available to him or his attorney..." as referred
to by §
32-5A-194(a)(4),
Code of Ala. 1975, as amended.
15.
Diagnostic
Check. The Intoximeters Intox DMT Dual Sensor Breath Alcohol
Testing Instrument verifies that the operational parameters are
within range with each test.
16.
Diagnostic Check
Failed. The Intoximeters Intox DMT Dual Sensor Breath
Alcohol Testing Instrument will abort the test if one of the
operational parameters falls outside the acceptable range.
17.
Deprivation
Period. For the purpose of the METHOD as referred to by
§
32-5A-194,
Code of Ala. 1975, as amended, prior to
submitting to a Breath Alcohol Test a person should not be allowed to
put anything in their mouth for at least 20 minutes.
18.
EC. For the
purpose of this rule, EC will be the abbreviation for the
electrochemical cell detector utilized by the Intoximeters Intox DMT
Dual Sensor.
19.
EC Profile Plot. For the purpose of this rule, the
EC Profile Plot is a plot generated by the Intoximeters Intox DMT
Dual sensor that depicts the EC detector signal for a given breath
sample.
20.
Flow
Profile Plot. For the purpose of this rule, the Flow Profile
Plot is a plot generated by the Intoximeters Intox DMT Dual Sensor
that depicts breath sample flow into the instrument. This plot is
included on the same graph as the IR Curves.
21.
Fuel Cell. For
the purpose of this rule Fuel Cell is another term used to describe
the electrochemical cell detector utilized by the Intoximeters Intox
DMT Dual sensor.
22.
Forensic Edits. In the event an operator incorrectly
input clerical data as requested by the Breath Alcohol Testing
method, this information can be corrected by the following procedure:
the operator should strike through the incorrect data (preferably a
single strike leaving the original data legible), insert the correct
data, and initial and date the correction.
23.
Interference
Detected. When the detector systems of the Intoximeters
Intox DMT Dual Sensor respond to a substance other than alcohol
(ethanol, ethyl alcohol), the instrument will abort the
test.
24.
Invalid
Sample. When a breath sample contains a measurable amount of
alcohol originating from the mouth, and is higher in concentration
than the end expiratory air, the Intoximeters Intox DMT Dual Sensor
will determine the sample to contain residual mouth alcohol and thus
declare it invalid. Once the presence of residual mouth alcohol has
been determined the instrument will suspend the testing sequence for
twenty (20) minutes. The testing sequence will resume at the end of
the twenty-minute wait preserving all clerical data
entries.
25.
IR. For the purpose of this rule, IR will be the
abbreviation for the infrared detector utilized by the Intoximeters
Intox Dual Sensor.
26.
IR Curve. For the purpose of this rule, the IR Curve
is a plot of the infrared detector signal generated by the
Intoximeters Intox DMT Dual Sensor for a given breath sample. The
plot is included on the same graph as the Flow Profile
Plot.
27.
Method. For the purpose of this rule a method is an
orderly and systematic approach to accomplishing a goal. The goal as
set forth in §
32-5A-194,
Code of Ala. 1975, as amended, is the
chemical analyses of a person's breath to determine the presence and
quantity of alcohol (ethanol). Therefore the method refers only to
those tasks, manual or automated, which occur at the time of the
breath test and result in accurately identifying and quantifying the
amount of alcohol on a particular person's breath. The method in its
entirety is performed and confirmed at the time of the breath
test.
28.
Operator. For the purpose of this rule, an operator
is an employee of a law enforcement agency possessing a valid permit
(active permit number) and who is in control of the Intoximeters
Intox DMT Dual Sensor during a testing sequence. The operator also
acts as a "FACT" witness with regard to instrument operation in any
litigation arising from the breath test. As stated by the Court in
Stubstad v. City of Orange Beach, 575 So.2d 1240
(Ala.Cr.App. 1991), the operator need not be an expert on the
mechanical functioning of the instrument.
29.
Permit. For
the purpose of this rule, a permit is an electronic mechanism for
controlling access to a Breath Alcohol Testing Instrument through a
unique operator permit number. Confirmation of an operator's active
status as well as pending expiration date is designated on the
Certificate of Analysis.
30.
Purge Error.
When the Intoximeters Intox DMT Dual Sensor detects contaminants in
the air used to purge the analytical pathway the test will be
aborted.
31.
Purging. The Intoximeters Intox DMT Dual Sensor
Breath Alcohol Testing Instrument cycles fresh air through the
instrument analysis path to cleanse the pathway of the last sample
analyzed.
32.
Sample Agreement Error. The Intoximeters Intox DMT
Dual Sensor requires that the results from the two required samples
agree within 0.020 g/210L. In the event that the results from two
samples do not agree within 0.020 g/210L, the Intoximeters Intox DMT
Dual Sensor will finish the test and start a new test retaining all
clerical data.
33.
Standard Check. The Intoximeters Intox DMT Dual
Sensor verifies calibration at two different concentrations during
the breath alcohol test.
34.
Standard Out of
Range. When the calibration verification results are outside
the programmed parameters of the Intoximeters Intox DMT Dual Sensor,
the instrument will abort the testing sequence.
35.
Refusal. The
operator may elect to end an incomplete test by declaring the subject
has refused to provide two complete and acceptable samples. Refusal
indicates the operator believes the subject to be intentionally
obstructing the collection of evidence via the breath sample. The
Intoximeters Intox DMT Dual Sensor Breath Alcohol Testing Instrument
cannot make the decision for the operator that any unacceptable
subject breath sample or sequence of unacceptable subject breath
samples constitutes a subject refusal. The Intoximeters Intox DMT
Dual Sensor Breath Alcohol Testing Instrument allows the subject
three minutes to provide an adequate sample. If the subject fails to
provide an adequate sample in the allotted time the Operator is
prompted to select either <Refused> or <Unable>. In the
event that circumstances require abruptly ending the testing sequence
with a refusal, the operator may select <R> at the "PLEASE
BLOW" prompt.
36.
Subject Mis-Try. A subject "Mis-Try" is a breath
sample that failed to meet the acceptable criteria as determined by
the Intoximeters Intox DMT Dual Sensor. A record of the attempted
breath sample is preserved on the Flow Profile Plot which is on the
same graph as the IR Curves.
37.
Unable. The
operator may elect to end an incomplete test by declaring the subject
is unable to provide two complete and acceptable samples. Unable
indicates the operator believes the subject to be incapable of
providing the required breath sample and thereby is not intentionally
obstructing the collection of evidence via the breath sample. The
Intoximeters Intox DMT Dual Sensor Breath Alcohol Testing Instrument
cannot assess the subject's physical condition for the operator. The
Intoximeters Intox DMT Dual Sensor Breath Alcohol Testing Instrument
allows the subject three minutes to provide an adequate sample. If
the subject fails to provide an adequate sample in the allotted time
the Operator is prompted to select either <Refused> or
<Unable>. In the event that circumstances require abruptly
ending the testing sequence with a refusal, the operator may select
<R> at the "PLEASE BLOW" prompt.
(3) Approved Evidential
Breath Alcohol Instrument List.
(a)
Alcotest 7110 MKIII, Draeger Safety, Inc., Durango CO. For the
purpose of this rule, variations or enhancements that do not have any
bearing on the alcohol measuring capability of the instrument, such
as the addition of a modem designated as an Alcotest 7110 MKIII C,
are approved.
(b)
Intoximeters Intox DMT Dual Sensor, Intoximeters Inc., St. Louis, MO.
For the purpose of this rule, variations or enhancements that do not
have any bearing on the alcohol measuring capability of the
instrument are approved.
(7) Permits:
(a) Permits to perform a chemical
analysis of a person's breath pursuant to §
32-5A-194,
Code of Ala. 1975, as amended, will be
issued by the Director of the Department of Forensic Sciences upon
the recommendation of the Technical Director of the Implied Consent
Discipline of the Department of Forensic Sciences.
(b) Permits issued to new operators
will automatically expire at the end of the succeeding calendar
year.
(c) Operator permit
status can remain active by satisfactorily completing a continuing
education session each calendar year and by being an employee for one
of the agencies listed in §
32-5A-194,
Code of Ala. 1975, as amended. The permit of
an operator failing to complete a continuing education session any
year after their new operator's course will automatically expire at
the end of that calendar year.
(d) In instances where a declared
State of Emergency was issued at the State or Federal level during
the course of a calendar year, the continuing education requirement
for that calendar year may be waived by the Director of the
Department of Forensic Sciences or the Technical Director of the
Implied Consent Discipline of the Department of Forensic Sciences.
Successful operation and completion of a breath test resulting in a
certificate analysis is confirmation of acceptable operator status,
as referred to in hum v. City of
Brewton,
883
So.2nd 241 (Ala.Cr.App.
2003)
(e) An
operator who fails to attend a continuing education session may be
reactivated provided they attend a continuing education session
within two calendar years. Any operator who remains inactive for more
than two successive calendar years must attend a new operator's class
to be reinstated.
(f) Any
action or practice which is misleading or deceptive, or the violation
of any of the rules of the Alabama Department of Forensic Sciences
promulgated under the provisions of §
32-5A-194,
Code of Ala. 1975, as amended, shall
constitute grounds upon which the Director may revoke such
permit.
(g) If the
Director receives a complaint or has reason to believe that an
operator is participating in misleading or deceptive practices,
violating or has violated any of the rules, he shall notify the
operator of a hearing to determine if the alleged infraction has
occurred. The Director will designate a place and time for the
hearing.
(h) The Director
or his designee shall conduct the hearing.
(i) Upon revocation of a permit,
the Director shall notify the operator, the operator's immediate
superior and the Technical Director of the Implied Consent Section of
the Alabama Department of Forensic Sciences.
Relevant Cites:
Designated Instrument:
Harper v.
City of Troy, 4 67 So.2d 269 (Ala.Cr.App. 1985)
Method:
McDaniel v.
State, 706 So. 2d 1305, (Ala.Crim.App. 2001).
Predicate:
Ex parte
Mayo, 652 So. 2d 201 (Ala. 1994J; Ex Parte
Vizzina, 533 So.2d 269,271 (Ala. 1988); Ex Parte
Bush, 474 So.2d 168 (Ala. 1985); Moore v.
State, 442 So.2d 164, 167 (Ala.Cr.App.1983); Patton
v. City of Decatur, 337 So.2d 321 (Ala.1976);
McGough v. Slaughter, 395 So.2d 972, 977
(Ala.1981).
Testimony:
Stubstad v. City of
Orange Beach, 575 So.2d 1240 (Ala.Cr.App.
1991)