Results 551 - 600 of 98,380
Sorted by Date | Sort by Relevance
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Conforming Rules 7.37-E and 7.45-E
Document Number: 2025-08314
Type: Notice
Date: 2025-05-13
Agency: Securities and Exchange Commission, Agencies and Commissions
on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1). \2\ 15 U.S.C. 78a. \3\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes
Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Conforming Rules 7.37 and 7.45
Document Number: 2025-08316
Type: Notice
Date: 2025-05-13
Agency: Securities and Exchange Commission, Agencies and Commissions
on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1). \2\ 15 U.S.C. 78a. \3\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes
Amendment to and Addition of Property for the Kansas City National Security Campus (KCNSC) New Mexico Operations (NMO)
Document Number: 2025-08381
Type: Notice
Date: 2025-05-13
Agency: Department of Energy, National Nuclear Security Administration
-568224 (Nov. 23, 1983); Notice of Addition of Property for the Kansas City Plant Facilities, 77 FR 65376-65377 (Oct. 26, 2012); Trespassing on DOE Property: Kansas City Plant Facilities, 78 FR 70934-70935 (Nov. 27, 2013); and Addition of Property
Applications for Amendments to Facility Operating Licenses Involving Proposed No Significant Hazards Consideration Determination and Containing Sensitive Unclassified Non-Safeguards Information and Order Imposing Procedures for Access to Sensitive Unclassified Non-Safeguards Information
Document Number: 2025-08218
Type: Notice
Date: 2025-05-13
Agency: Nuclear Regulatory Commission, Agencies and Commissions
of the NRC's E-Filing Rule (72 FR 49139; August 28, 2007, as amended at 77 FR 46562; August 3, 2012, 78 FR 34247, June 7, 2013) apply to appeals of NRC staff determinations (because they must be served on a presiding officer or the Commission
Termination of the Designation of Afghanistan for Temporary Protected Status
Document Number: 2025-08201
Type: Notice
Date: 2025-05-13
Agency: Department of Homeland Security, U.S. Citizenship and Immigration Services
are working to woo tourists to Afghanistan, Riazat Butt, AP News, Apr. 30, 2024, https://apnews.com/article/afghanistan-taliban-tourism-women-7acb04bb78dd779e763a337790113cec (last visited Apr. 02, 2025). \17\ Chinese tourists are now travelling
Listing of Color Additives Exempt From Certification; Galdieria Extract Blue
Document Number: 2025-08250
Type: Rule
Date: 2025-05-12
Agency: Food and Drug Administration, Department of Health and Human Services
that supports the safe use of the color additive, and (5) a discussion on FDA's previous reviews of color additive petitions regarding the safety of C-phycocyanin (78 FR 49117, August 13, 2013; 79 FR 20095, April 11, 2014; 82 FR 30731, July 3, 2017
Submission for OMB Review; Comment Request; Extension: Rule 19h-1
Document Number: 2025-08301
Type: Notice
Date: 2025-05-12
Agency: Securities and Exchange Commission, Agencies and Commissions
of Management and Budget (``OMB'') a request for approval of extension of the previously approved collection of information provided for in Rule 19h- 1 (17 CFR 240.19h-1), under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.). Rule 19h-1
Disa Technologies, Inc; License Application
Document Number: 2025-08275
Type: Notice
Date: 2025-05-12
Agency: Nuclear Regulatory Commission, Agencies and Commissions
.311.\3\ \3\ Requestors should note that the filing requirements of the NRC's E-Filing Rule (72 FR 49139; August 28, 2007, as amended at 77 FR 46562; August 3, 2012, 78 FR 34247, June 7, 2013) apply to appeals of NRC staff determinations (because they must
Interpretive Rules, Policy Statements, and Advisory Opinions; Withdrawal
Document Number: 2025-08286
Type: Rule
Date: 2025-05-12
://files.consumerfinance.gov/f/documents/cfpb_policy-statement_remittances-covid-19_2020-04.pdf. 6. Disclosure of Consumer Complaint Narrative Data, 80 FR 15572 (Mar. 24, 2015). 7. Disclosure of Consumer Complaint Data, 78 FR 21218 (Apr. 10, 2013
Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Military Readiness Activities in the Atlantic Fleet Training and Testing Study Area
Document Number: 2025-07780
Type: Proposed Rule
Date: 2025-05-09
Agency: Department of Commerce, National Oceanic and Atmospheric Administration
, January 27, 2009), the second rule effective from November 14, 2013 through November 13, 2018 (78 FR 73009, December 4, 2013), and the third rule effective from November 14, 2018 through November 13, 2023 (83 FR 57076, November 14, 2018), which
Submission for OMB Review; Comment Request; Extension: Rules 400-404 of Regulation Crowdfunding (Funding Portals)
Document Number: 2025-08122
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
.400-227.404) under the Securities Exchange Act of 1934 (``Exchange Act'') (15 U.S.C. 78a et seq.). \1\ See Regulation Crowdfunding, Exchange Act Release No. 76324 (Oct. 30, 2015), 80 FR 71387 (Nov. 16, 2015) (Final Rule) (``Regulation Crowdfunding
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Related to the 2x Long VIX Futures ETF (“UVIX”) and the -1x Short VIX Futures ETF (“SVIX”)
Document Number: 2025-08120
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
to solicit comments on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change Cboe BZX Exchange, Inc
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Capital Policy and the Capital Replenishment Plan
Document Number: 2025-08119
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
pursuant to Section 19(b)(3)(A) of the Act \3\ and Rule 19b-4(f)(3) thereunder.\4\ The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4
Self-Regulatory Organizations; Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Canary Litecoin ETF Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Document Number: 2025-08118
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
'') under Nasdaq Rule 5711(d). The proposed rule change was published for comment in the Federal Register on February 4, 2025.\3\ \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. \3\ See Securities Exchange Act Release No. 102303 (Jan. 29
Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Capital Policy and the Capital Replenishment Plan
Document Number: 2025-08117
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
to Section 19(b)(3)(A) of the Act \3\ and Rule 19b- 4(f)(3) thereunder.\4\ The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. \3\ 15 U
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt an Intraday Mark-To-Market Charge at GSD
Document Number: 2025-08116
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
for public comment in the Federal Register on March 27, 2025.\4\ The Commission has received comments regarding the substance of the changes proposed in the Proposed Rule Change.\5\ \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. \3\ See
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Certain Rules Related to Flexible Exchange Options
Document Number: 2025-08115
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
No: 2025-08115] SECURITIES AND EXCHANGE COMMISSION [Release No. 34-102996; File No. SR-NYSEAMER-2024-78] Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Certain
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.23 Regarding the Closing Auction
Document Number: 2025-08114
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
-controversial'' proposed rule change pursuant to Section 19(b)(3)(A)(iii) of the Act \3\ and Rule 19b- 4(f)(6) thereunder.\4\ The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Permit FLEX Trading in Options on the iShares Bitcoin Trust ETF
Document Number: 2025-08113
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
, which replaced and superseded the original filing in its entirety. The Commission is publishing this notice to solicit comments on the proposed rule change, as amended, from interested persons. \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Capital Policy and the Capital Replenishment Plan
Document Number: 2025-08112
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. \3\ 15 U.S.C. 78s(b)(3)(A). \4\ 17 CFR 240.19b-4(f)(3). I. Clearing Agency's Statement of the Terms of Substance of the Proposed Rule Change The proposed rule change consists of amendments to (i
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.35-E (Auctions) Regarding Indicative Match Price
Document Number: 2025-08111
Type: Notice
Date: 2025-05-09
Agency: Securities and Exchange Commission, Agencies and Commissions
this notice to solicit comments on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change
Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and 24X National Exchange LLC
Document Number: 2025-08065
Type: Notice
Date: 2025-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
for the allocation of regulatory responsibilities, dated April 17, 2025 (``17d-2 Plan'' or the ``Plan''). The Commission is publishing this notice to solicit comments on the 17d-2 Plan from interested persons. \1\ 15 U.S.C. 78q(d). \2\ 17 CFR 240.17d-2
Notice of Inventory Completion: California Department of Transportation, Oakland, CA
Document Number: 2025-08043
Type: Notice
Date: 2025-05-08
Agency: Department of the Interior, National Park Service
Highway 29 and 121 and are housed at SSU. The collections are the result of Caltrans project-delivery related excavations at the following sites between 1974 and 2019: CA-NAP-15/H (Acc. 78-19, 79-14, 74-06, 79-28, & 77-15); CA-NAP-518 (Acc. 78-6); CA
Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; and National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to a Participant System Disruption
Document Number: 2025-07988
Type: Notice
Date: 2025-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
Change.\5\ \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. \3\ Specifically, the Clearing Agencies are seeking to modify Rule 38(A) (Systems Disconnect: Threat of Significant Impact to the Corporation's Systems) of the Rules, By-Laws
Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Section 102.01 of the NYSE Listed Company Manual To Provide That the Stockholder Requirements Set Forth Therein Will Be Calculated on a Worldwide Basis When Listing a Company From Outside North America That Is Listing in Connection With Its Initial Public Offering and Is Not Listed on Any Other Regulated Stock Exchange
Document Number: 2025-07987
Type: Notice
Date: 2025-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
received no comment letters on the proposed rule change. This order approves the proposed rule change, as modified by Amendment No. 1. \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. \3\ See Securities Exchange Act Release No. 100918 (Sept. 4
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Discontinue the Options Regulatory Fee Model Scheduled To Be Implemented in June 2025
Document Number: 2025-07986
Type: Notice
Date: 2025-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
this notice to solicit comments on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx's FLEX Floor Trading
Document Number: 2025-07985
Type: Notice
Date: 2025-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
interested persons. \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend Options 8, Section 34, FLEX Trading.\3
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Discontinue the Options Regulatory Fee Model Scheduled To Be Implemented in June 2025
Document Number: 2025-07984
Type: Notice
Date: 2025-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
this notice to solicit comments on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change
Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Discontinue the Options Regulatory Fee Model Scheduled To Be Implemented in June 2025
Document Number: 2025-07983
Type: Notice
Date: 2025-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fees Schedule in Connection With the Exchange's Plans To List and Trade Options That Overlie the S&P 500 Equal Weight Index (“SPEQX Options”)
Document Number: 2025-07982
Type: Notice
Date: 2025-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. I. Self
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fee Schedule To Provide a Discount on Fees Assessed to Qualifying Academic Purchasers for Purchases of Ad Hoc Historical U.S. Equity Short Volume and Trades Reports
Document Number: 2025-07980
Type: Notice
Date: 2025-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240
Staff Sergeant Fox Suicide Prevention Grant Program Funding Opportunity
Document Number: 2025-07975
Type: Notice
Date: 2025-05-08
Agency: Department of Veterans Affairs
://www.mentalhealth.va.gov/ssgfox-grants/ grants/. Questions should be referred to the SSG Fox SPGP via email at [email protected]. For detailed program information and requirements, see 38 CFR part 78 at https://www.ecfr.gov/current/title-38/chapter-I/part-78. Technical Assistance
Proposed Collection; Comment Request; Extension: Rule 31 and Form R31
Document Number: 2025-07972
Type: Notice
Date: 2025-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
on the proposed collection of information provided for in Rule 31 (17 CFR 240.31) and Form R31 (17 CFR 249.11), under the Securities Exchange Act of 1934 (``Exchange Act'') (15 U.S.C. 78a et seq.). Section 31 of the Exchange Act requires the Commission
Air Plan Approval; Colorado; Interim Final Determination To Stay and Defer Sanctions in the Denver Metro/North Front Range 2008 Ozone Nonattainment Area
Document Number: 2025-07938
Type: Rule
Date: 2025-05-08
Agency: Environmental Protection Agency
finds that there is good cause under 5 U.S.C. 553(d)(1) for this action to become effective on the date of publication of this action. \5\ 5 U.S.C. 553(d). \6\ Omnipoint Corp. v. Fed. Commc'n Comm'n, 78 F.3d 620, 630 (D.C. Cir. 1996); see
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule To Waive the Combined Cap on Floor Broker Credits Paid for QCC Trades and Rebates Paid Through the Manual Billable Rebate Program for the Months of May, June and July 2025
Document Number: 2025-07992
Type: Notice
Date: 2025-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
U.S.C. 78s(b)(1). \2\ 15 U.S.C. 78a. \3\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to modify the NYSE American Options Fee Schedule
Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules Relating to the Legal Entity Identifier Requirement
Document Number: 2025-07991
Type: Notice
Date: 2025-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
the proposed rule change pursuant to Section 19(b)(3)(A) of the Act \3\ and Rule 19b-4(f)(4) thereunder.\4\ The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1
Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules Relating to the Legal Entity Identifier Requirement
Document Number: 2025-07990
Type: Notice
Date: 2025-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
change pursuant to Section 19(b)(3)(A) of the Act \3\ and Rule 19b-4(f)(4) thereunder.\4\ The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR
Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Rules Relating to the Legal Entity Identifier Requirement
Document Number: 2025-07989
Type: Notice
Date: 2025-05-08
Agency: Securities and Exchange Commission, Agencies and Commissions
pursuant to Section 19(b)(3)(A) of the Act \3\ and Rule 19b- 4(f)(4) thereunder.\4\ The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4
Notice of Intent To Repatriate Cultural Items: California State University, Sacramento, Sacramento, CA
Document Number: 2025-08032
Type: Notice
Date: 2025-05-08
Agency: Department of the Interior, National Park Service
from the collection. California State University, Sacramento continues to look for any missing objects. In 1970's, Mark Grady donated 78 objects to the University's Anthropology Museum from several sites in Calaveras County that include Camanche Dam
Margaret Dennis, D.M.D.; Default Decision and Order
Document Number: 2025-07934
Type: Notice
Date: 2025-05-07
Agency: Drug Enforcement Administration, Department of Justice
/ISO notified Registrant of her right to file with DEA a written request for a hearing and an answer, and that if she failed to file such a request, she would be deemed to have waived her right to a hearing and be in default. RFAAX 1, at 7-8 (citing 21 CFR
Certain Passenger Vehicle and Light Truck Tires From the People's Republic of China: Final Results of Antidumping Duty Administrative Review and Final Determination of No Shipments; 2022-2023
Document Number: 2025-07926
Type: Notice
Date: 2025-05-07
Agency: Department of Commerce, International Trade Administration
Selection in Antidumping Duty Proceedings and Conditional Review of the Nonmarket Economy Entity in NME Antidumping Duty Proceedings, 78 FR 65963 (November 4, 2013). \18\ See Order, 80 FR at 47904. Rate for Non-Selected Separate Rate Companies
Order Granting Temporary Conditional Exemptive Relief, Pursuant to Section 36 of the Securities Exchange Act of 1934 and Rule 608(e) of Regulation NMS Under the Exchange Act, Relating to Granularity of Timestamps Specified in Section 6.8(b) and Section 3 of Appendix D of the National Market System Plan Governing the Consolidated Audit Trail
Document Number: 2025-07967
Type: Notice
Date: 2025-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
\ The CAT NMS Plan was approved by the Commission, as modified, on November 15, 2016. See Securities Exchange Act Release No. 79318, 81 FR 84696 (Nov. 23, 2016) (``CAT NMS Plan Approval Order''). \2\ 15 U.S.C. 78mm(a)(1). \3\ See letter from
Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to ICC's Risk Parameter Setting and Review Policy and the Risk Management Model Description
Document Number: 2025-07911
Type: Notice
Date: 2025-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
the Proposed Rule Change. \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. \3\ Securities Exchange Act Release No. 102679 (Mar. 14, 2025), 90 FR 13223 (Mar. 20, 2025) (File No. SR-ICC-2025-001) (``Notice''). II. Description of the Proposed Rule
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fee Schedule To Provide a Discount on Fees Assessed to Qualifying Academic Purchasers for Purchases of Ad Hoc Historical U.S. Equity Short Volume and Trades Reports
Document Number: 2025-07910
Type: Notice
Date: 2025-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fee Schedule To Provide a Discount on Fees Assessed to Qualifying Academic Purchasers for Purchases of Ad Hoc Historical U.S. Equity Short Volume and Trades Reports
Document Number: 2025-07909
Type: Notice
Date: 2025-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Functionality Relating to the Processing of Auction Responses
Document Number: 2025-07908
Type: Notice
Date: 2025-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
from interested persons. \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. \3\ 15 U.S.C. 78s(b)(3)(A)(iii). \4\ 17 CFR 240.19b-4(f)(6). I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change
Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Its Fee Schedule To Provide a Discount on Fees Assessed to Qualifying Academic Purchasers for Purchases of Ad Hoc Historical U.S. Equity Short Volume and Trades Reports
Document Number: 2025-07907
Type: Notice
Date: 2025-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1). \2
Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IEX's Fee Schedule To Establish a Supplemental Market Quality Program
Document Number: 2025-07906
Type: Notice
Date: 2025-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1). \2\ 15 U.S.C. 78a. \3\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms
Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, by The Options Clearing Corporation Concerning Modifications to OCC's Recovery and Orderly Wind-Down Plan (“RWD Plan” or “Plan”) To Align With the Recently Adopted SEC RWD Rule
Document Number: 2025-07905
Type: Notice
Date: 2025-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
persons. \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. \3\ Partial Amendment No. 1 corrects an error in OCC's original narrative description of the proposed rule change. The amendment also modified the Exhibit 5 to File No. SR-OCC-2025
Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Circumstances Under Which Post Only Orders May Remove Liquidity on Entry
Document Number: 2025-07904
Type: Notice
Date: 2025-05-07
Agency: Securities and Exchange Commission, Agencies and Commissions
. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. \1\ 15 U.S.C. 78s(b)(1). \2\ 15 U.S.C. 78a. \3\ 17 CFR 240.19b-4. I. Self-Regulatory Organization's Statement of the Terms
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.