<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission Thu, 30 Jan 2025 02:04:16 -0800 Thu, 30 Jan 2025 02:04:16 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission Notice - Guardian Variable Products Trust and Park Avenue Institutional Advisers LLC https://regulations.justia.com/regulations/fedreg/2025/01/29/2025-01889.html https://regulations.justia.com/regulations/fedreg/2025/01/29/2025-01889.html Wed, 29 Jan 2025 00:00:00 -0800 2025-01889 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-29/pdf/2025-01889.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Waive the Options Regulatory Fee (ORF) for December 2024 https://regulations.justia.com/regulations/fedreg/2025/01/29/2025-01855.html https://regulations.justia.com/regulations/fedreg/2025/01/29/2025-01855.html Wed, 29 Jan 2025 00:00:00 -0800 2025-01855 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-29/pdf/2025-01855.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize the Equity Options Listing Rules of the Exchange in Regard to the Listing of Options Series With $1 Strike Prices With the Equity Options Listing Rules of Its Affiliated Exchange, Cboe Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2025/01/29/2025-01854.html https://regulations.justia.com/regulations/fedreg/2025/01/29/2025-01854.html Wed, 29 Jan 2025 00:00:00 -0800 2025-01854 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-29/pdf/2025-01854.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize the Equity Options Listing Rules of the Exchange in Regard to the Listing of Options Series With $1 Strike Prices With the Equity Options Listing Rules of Its Affiliated Exchange, Cboe Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2025/01/29/2025-01853.html https://regulations.justia.com/regulations/fedreg/2025/01/29/2025-01853.html Wed, 29 Jan 2025 00:00:00 -0800 2025-01853 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-29/pdf/2025-01853.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Voluntary Withdrawal Provisions of the Rules https://regulations.justia.com/regulations/fedreg/2025/01/29/2025-01852.html https://regulations.justia.com/regulations/fedreg/2025/01/29/2025-01852.html Wed, 29 Jan 2025 00:00:00 -0800 2025-01852 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-29/pdf/2025-01852.pdf Notice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the By-Laws https://regulations.justia.com/regulations/fedreg/2025/01/29/2025-01851.html https://regulations.justia.com/regulations/fedreg/2025/01/29/2025-01851.html Wed, 29 Jan 2025 00:00:00 -0800 2025-01851 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-29/pdf/2025-01851.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the By-Laws https://regulations.justia.com/regulations/fedreg/2025/01/29/2025-01850.html https://regulations.justia.com/regulations/fedreg/2025/01/29/2025-01850.html Wed, 29 Jan 2025 00:00:00 -0800 2025-01850 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-29/pdf/2025-01850.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the By-Laws https://regulations.justia.com/regulations/fedreg/2025/01/29/2025-01849.html https://regulations.justia.com/regulations/fedreg/2025/01/29/2025-01849.html Wed, 29 Jan 2025 00:00:00 -0800 2025-01849 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-29/pdf/2025-01849.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the By-Laws https://regulations.justia.com/regulations/fedreg/2025/01/29/2025-01848.html https://regulations.justia.com/regulations/fedreg/2025/01/29/2025-01848.html Wed, 29 Jan 2025 00:00:00 -0800 2025-01848 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-29/pdf/2025-01848.pdf Notice - Pearl Diver Credit Company Inc., et al. https://regulations.justia.com/regulations/fedreg/2025/01/28/2025-01788.html https://regulations.justia.com/regulations/fedreg/2025/01/28/2025-01788.html Tue, 28 Jan 2025 00:00:00 -0800 2025-01788 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-28/pdf/2025-01788.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit TPHs To Opt Out of Systematic Adjustment of AIM Auction Price if Outside of NBBO Upon Receipt https://regulations.justia.com/regulations/fedreg/2025/01/28/2025-01773.html https://regulations.justia.com/regulations/fedreg/2025/01/28/2025-01773.html Tue, 28 Jan 2025 00:00:00 -0800 2025-01773 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-28/pdf/2025-01773.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services https://regulations.justia.com/regulations/fedreg/2025/01/28/2025-01772.html https://regulations.justia.com/regulations/fedreg/2025/01/28/2025-01772.html Tue, 28 Jan 2025 00:00:00 -0800 2025-01772 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-28/pdf/2025-01772.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services https://regulations.justia.com/regulations/fedreg/2025/01/28/2025-01771.html https://regulations.justia.com/regulations/fedreg/2025/01/28/2025-01771.html Tue, 28 Jan 2025 00:00:00 -0800 2025-01771 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-28/pdf/2025-01771.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services https://regulations.justia.com/regulations/fedreg/2025/01/28/2025-01770.html https://regulations.justia.com/regulations/fedreg/2025/01/28/2025-01770.html Tue, 28 Jan 2025 00:00:00 -0800 2025-01770 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-28/pdf/2025-01770.pdf Notice - Proposed Collection; Comment Request; Extension: Regulation FD-Other Disclosure Materials https://regulations.justia.com/regulations/fedreg/2025/01/28/2025-01765.html https://regulations.justia.com/regulations/fedreg/2025/01/28/2025-01765.html Tue, 28 Jan 2025 00:00:00 -0800 2025-01765 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-28/pdf/2025-01765.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services https://regulations.justia.com/regulations/fedreg/2025/01/28/2025-01777.html https://regulations.justia.com/regulations/fedreg/2025/01/28/2025-01777.html Tue, 28 Jan 2025 00:00:00 -0800 2025-01777 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-28/pdf/2025-01777.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services https://regulations.justia.com/regulations/fedreg/2025/01/28/2025-01776.html https://regulations.justia.com/regulations/fedreg/2025/01/28/2025-01776.html Tue, 28 Jan 2025 00:00:00 -0800 2025-01776 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-28/pdf/2025-01776.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services https://regulations.justia.com/regulations/fedreg/2025/01/28/2025-01775.html https://regulations.justia.com/regulations/fedreg/2025/01/28/2025-01775.html Tue, 28 Jan 2025 00:00:00 -0800 2025-01775 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-28/pdf/2025-01775.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit TPHs To Opt Out of Systematic Adjustment of AIM Auction Price if Outside of NBBO Upon Receipt https://regulations.justia.com/regulations/fedreg/2025/01/28/2025-01774.html https://regulations.justia.com/regulations/fedreg/2025/01/28/2025-01774.html Tue, 28 Jan 2025 00:00:00 -0800 2025-01774 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-28/pdf/2025-01774.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2025/01/27/2025-01813.html https://regulations.justia.com/regulations/fedreg/2025/01/27/2025-01813.html Mon, 27 Jan 2025 00:00:00 -0800 2025-01813 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-27/pdf/2025-01813.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2025/01/27/2025-01784.html https://regulations.justia.com/regulations/fedreg/2025/01/27/2025-01784.html Mon, 27 Jan 2025 00:00:00 -0800 2025-01784 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-27/pdf/2025-01784.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule by Increasing the Transaction Fees Associated With Certain Opening and Closing Auction Fee Codes https://regulations.justia.com/regulations/fedreg/2025/01/27/2025-01735.html https://regulations.justia.com/regulations/fedreg/2025/01/27/2025-01735.html Mon, 27 Jan 2025 00:00:00 -0800 2025-01735 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-27/pdf/2025-01735.pdf Notice - In the Matter of the Application of Green Impact Exchange, LLC for Registration as a National Securities Exchange; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2025/01/27/2025-01560.html https://regulations.justia.com/regulations/fedreg/2025/01/27/2025-01560.html Mon, 27 Jan 2025 00:00:00 -0800 2025-01560 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-27/pdf/2025-01560.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01544.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01544.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01544 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01544.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01554.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01554.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01554 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01554.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01553.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01553.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01553 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01553.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01552.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01552.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01552 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01552.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01551.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01551.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01551 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01551.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Industry Members Related to Reasonably Budgeted CAT Costs of the National Market System Plan Governing the Consolidated Audit Trail for 2025 https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01550.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01550.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01550 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01550.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Order Granting Approval of a Proposed Rule Change To Amend Section 1003 of the NYSE American LLC Company Guide To Provide for the Suspension and Delisting of Any Company That: (i) Has Effected One or More Reverse Stock Splits Over the Prior Two-Year Period With a Cumulative Ratio of 200 Shares or More to One; or (ii) Has Effectuated a Reverse Stock Split and the Effectuation of Such Reverse Stock Split Results in the Company's Security Falling Below Any of the Continued Listing Requirements of Section 1003 https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01549.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01549.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01549 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01549.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend and Restate the Second Amended and Restated Netting Contract and Limited Cross-Guaranty Between NSCC and DTC https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01548.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01548.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01548 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01548.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend and Restate the Second Amended and Restated Netting Contract and Limited Cross-Guaranty Between NSCC and DTC https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01547.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01547.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01547 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01547.pdf Notice - Self-Regulatory Organizations; LCH SA; Order Granting Approval of Proposed Rule Change by LCH SA Relating to Dealer Status https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01546.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01546.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01546 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01546.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; NYSE Chicago, Inc.; NYSE National, Inc.; Notice of Withdrawal of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01545.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01545.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01545 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01545.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Modify the Application of the Minimum Bid Price Compliance Periods and the Delisting Appeals Process for Bid Price Non-Compliance in Listing Rules 5810 and 5815 Under Certain Circumstances https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01621.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01621.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01621 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01621.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.15(b) (Exchange Data Products) To Adopt Cboe Timestamping Service, Which Is a Market Data Service Comprised of Two Distinct Market Data Reports https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01620.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01620.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01620 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01620.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay an Amendment to a Complex Order Risk Protection https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01616.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01616.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01616 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01616.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Cboe Timestamping Service Which Is a Market Data Service Comprised of Two Distinct Market Data Reports https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01615.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01615.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01615 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01615.pdf Notice - Order Regarding Review of Financial Accounting Standards Board (“FASB”) Accounting Support Fee for 2025 Under Section 109 of the Sarbanes-Oxley Act of 2002 https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01614.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01614.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01614 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01614.pdf Notice - Order Granting Temporary Conditional Exemptive Relief, Pursuant to Section 36(a)(1) of the Securities Exchange Act of 1934 and Rule 608(e) of Regulation NMS Thereunder, From Certain Requirements of Appendix D, Section 3 of the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01613.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01613.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01613 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01613.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01625.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01625.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01625 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01625.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Cboe Timestamping Service Which Is a Market Data Service Comprised of Two Distinct Market Data Reports https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01624.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01624.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01624 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01624.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01623.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01623.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01623 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01623.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.15(b) (Exchange Data Products) To Adopt Cboe Timestamping Service, Which Is a Market Data Service Comprised of Two Distinct Market Data Reports https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01622.html https://regulations.justia.com/regulations/fedreg/2025/01/23/2025-01622.html Thu, 23 Jan 2025 00:00:00 -0800 2025-01622 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-23/pdf/2025-01622.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2025/01/22/2025-01596.html https://regulations.justia.com/regulations/fedreg/2025/01/22/2025-01596.html Wed, 22 Jan 2025 00:00:00 -0800 2025-01596 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-22/pdf/2025-01596.pdf Notice - Proposed Collection; Comment Request; Revision: Rule 482 https://regulations.justia.com/regulations/fedreg/2025/01/22/2025-01417.html https://regulations.justia.com/regulations/fedreg/2025/01/22/2025-01417.html Wed, 22 Jan 2025 00:00:00 -0800 2025-01417 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-22/pdf/2025-01417.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Section 802.01C of the NYSE Listed Company Manual (Price Criteria for Capital or Common Stock) To Restrict the Use of Reverse Stock Splits in Certain Circumstances https://regulations.justia.com/regulations/fedreg/2025/01/22/2025-01415.html https://regulations.justia.com/regulations/fedreg/2025/01/22/2025-01415.html Wed, 22 Jan 2025 00:00:00 -0800 2025-01415 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-22/pdf/2025-01415.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Enhancements to the System for Theoretical Analysis and Numerical Simulations (“STANS”) and OCC's Comprehensive Stress Testing (“CST”) Methodology, To Better Capture the Risks Associated With Short-Dated Options https://regulations.justia.com/regulations/fedreg/2025/01/22/2025-01414.html https://regulations.justia.com/regulations/fedreg/2025/01/22/2025-01414.html Wed, 22 Jan 2025 00:00:00 -0800 2025-01414 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-22/pdf/2025-01414.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Cboe EDGX Exchange, Inc.; Cboe Exchange, Inc.; Cboe C2 Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Adopt Cboe Timestamping Service https://regulations.justia.com/regulations/fedreg/2025/01/22/2025-01413.html https://regulations.justia.com/regulations/fedreg/2025/01/22/2025-01413.html Wed, 22 Jan 2025 00:00:00 -0800 2025-01413 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-22/pdf/2025-01413.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Amendment No. 3 to Proposed Rule Change by The Options Clearing Corporation To Establish a Margin Add-On Charge That Would Be Applied to All Clearing Member Accounts To Help Mitigate the Risks Arising From Intraday and Overnight Trading Activity https://regulations.justia.com/regulations/fedreg/2025/01/22/2025-01412.html https://regulations.justia.com/regulations/fedreg/2025/01/22/2025-01412.html Wed, 22 Jan 2025 00:00:00 -0800 2025-01412 Notice https://www.govinfo.gov/content/pkg/FR-2025-01-22/pdf/2025-01412.pdf