Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2024?limit=200®isters=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom2024-05-20T11:07:44-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-11130.htmlNotice - Sunshine Act Meetings2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-11130Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-11130.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10977.htmlNotice - Submission for OMB Review; Comment Request2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10977Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10977.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10976.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 15g-32024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10976Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10976.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10962.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10962Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10962.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10961.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10961Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10961.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10960.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10960Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10960.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10959.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10959Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10959.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10958.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10958Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10958.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10957.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning the Adoption of a Minimum Margin Amount at GSD2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10957Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10957.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10956.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Partial Amendment No. 1 to an Advance Notice To Adopt a Minimum Margin Amount at GSD2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10956Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10956.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10955.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 62024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10955Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10955.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10954.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 62024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10954Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10954.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10953.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the GSD Rules and MBSD Rules to Update Certain Member Requirements Under CCLF2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10953Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10953.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10952.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 22024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10952Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10952.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10951.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 3 To Increase SPY Rebates2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10951Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10951.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10950.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10950Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10950.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10949.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend the Strike Interval for Options on SPDR® Gold Shares2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10949Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10949.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10948.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Sections 4 and 92024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10948Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10948.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10947.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-27, on Dealer Supervision, To Adopt a New Residential Supervisory Location Classification2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10947Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10947.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10946.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 32024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10946Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10946.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10944.htmlNotice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on the Twenty-Third Amendment to the National Market System Plan To Address Extraordinary Market Volatility2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10944Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10944.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10943.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10943Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10943.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10942.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Price List2024-05-20T00:00:00-07:002024-05-20T00:00:00-07:002024-10942Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10942.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10824.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10824Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10824.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10823.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10823Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10823.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10822.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10822Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10822.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10821.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Transaction Pricing2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10821Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10821.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10820.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Exchange Fee Schedule To Establish Market Data Fees2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10820Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10820.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10819.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10819Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10819.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10818.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Options 72024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10818Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10818.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10817.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt Fees for Dedicated Cores2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10817Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10817.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10816.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10816Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10816.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10815.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10815Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10815.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10814.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fees for Connectivity and Co-location Services2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10814Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10814.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10813.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10813Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10813.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10826.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10826Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10826.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10825.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fees for Connectivity and Co-location Services2024-05-17T00:00:00-07:002024-05-17T00:00:00-07:002024-10825Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10825.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10593.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10593Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10593.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10592.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10592Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10592.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10591.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10591Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10591.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10590.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10590Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10590.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10589.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules To List and Trade FLEX Options2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10589Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10589.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10588.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 To Amend IEX's Fee Schedule To Adopt a Physical Connectivity Fee and Increase Certain Port Fees2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10588Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10588.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10587.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10587Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10587.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10600.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10600Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10600.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10599.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10599Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10599.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10598.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10598Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10598.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10597.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10597Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10597.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10596.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10596Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10596.pdfhttps://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10595.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the CDSClear Select Membership Model2024-05-15T00:00:00-07:002024-05-15T00:00:00-07:002024-10595Noticehttps://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10595.pdf