Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2024?limit=200&registers=between&min-day=1&min-month=1&max-day=31&max-month=12&mode=atom 2024-05-20T11:07:44-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-11130.html Notice - Sunshine Act Meetings 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-11130 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-11130.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10977.html Notice - Submission for OMB Review; Comment Request 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10977 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10977.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10976.html Notice - Proposed Collection; Comment Request; Extension: Rule 15g-3 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10976 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10976.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10962.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10962 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10962.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10961.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10961 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10961.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10960.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10960 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10960.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10959.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10959 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10959.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10958.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10958 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10958.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10957.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning the Adoption of a Minimum Margin Amount at GSD 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10957 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10957.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10956.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Partial Amendment No. 1 to an Advance Notice To Adopt a Minimum Margin Amount at GSD 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10956 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10956.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10955.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10955 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10955.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10954.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10954 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10954.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10953.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the GSD Rules and MBSD Rules to Update Certain Member Requirements Under CCLF 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10953 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10953.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10952.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 2 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10952 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10952.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10951.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 3 To Increase SPY Rebates 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10951 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10951.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10950.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10950 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10950.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10949.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend the Strike Interval for Options on SPDR® Gold Shares 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10949 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10949.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10948.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Sections 4 and 9 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10948 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10948.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10947.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-27, on Dealer Supervision, To Adopt a New Residential Supervisory Location Classification 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10947 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10947.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10946.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10946 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10946.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10944.html Notice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on the Twenty-Third Amendment to the National Market System Plan To Address Extraordinary Market Volatility 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10944 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10944.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10943.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10943 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10943.pdf https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10942.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Price List 2024-05-20T00:00:00-07:00 2024-05-20T00:00:00-07:00 2024-10942 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10942.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10824.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10824 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10824.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10823.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10823 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10823.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10822.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10822 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10822.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10821.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Transaction Pricing 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10821 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10821.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10820.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Exchange Fee Schedule To Establish Market Data Fees 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10820 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10820.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10819.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10819 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10819.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10818.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE Options 7 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10818 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10818.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10817.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt Fees for Dedicated Cores 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10817 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10817.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10816.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10816 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10816.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10815.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10815 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10815.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10814.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fees for Connectivity and Co-location Services 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10814 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10814.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10813.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10813 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10813.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10826.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10826 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10826.pdf https://regulations.justia.com/regulations/fedreg/2024/05/17/2024-10825.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fees for Connectivity and Co-location Services 2024-05-17T00:00:00-07:00 2024-05-17T00:00:00-07:00 2024-10825 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-17/pdf/2024-10825.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10593.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10593 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10593.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10592.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10592 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10592.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10591.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10591 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10591.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10590.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10590 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10590.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10589.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules To List and Trade FLEX Options 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10589 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10589.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10588.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 To Amend IEX's Fee Schedule To Adopt a Physical Connectivity Fee and Increase Certain Port Fees 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10588 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10588.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10587.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10587 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10587.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10600.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10600 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10600.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10599.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10599 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10599.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10598.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10598 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10598.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10597.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10597 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10597.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10596.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10596 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10596.pdf https://regulations.justia.com/regulations/fedreg/2024/05/15/2024-10595.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the CDSClear Select Membership Model 2024-05-15T00:00:00-07:00 2024-05-15T00:00:00-07:00 2024-10595 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-15/pdf/2024-10595.pdf