Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2024/08?limit=200®isters=between&min-day=1&max-day=31&mode=atom2025-03-22T22:35:52-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2024/08/30/2024-19229.htmlRule - Qualifying Venture Capital Funds Inflation Adjustment2024-08-30T00:00:00-07:002024-08-30T00:00:00-07:002024-19229Rulehttps://www.govinfo.gov/content/pkg/FR-2024-08-30/pdf/2024-19229.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/30/2024-19496.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change, to Rules 5605, 5615 and 5810 To Amend Phase-In Schedules for Certain Corporate Governance Requirements and Applicability of Certain Cure Periods2024-08-30T00:00:00-07:002024-08-30T00:00:00-07:002024-19496Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-30/pdf/2024-19496.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/30/2024-19512.htmlNotice - Gladstone Alternative Income Fund and Gladstone Management Corporation2024-08-30T00:00:00-07:002024-08-30T00:00:00-07:002024-19512Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-30/pdf/2024-19512.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/29/2024-19443.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17a-62024-08-29T00:00:00-07:002024-08-29T00:00:00-07:002024-19443Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-29/pdf/2024-19443.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/29/2024-19394.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Adopt an OTTO Protocol2024-08-29T00:00:00-07:002024-08-29T00:00:00-07:002024-19394Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-29/pdf/2024-19394.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/29/2024-19398.htmlNotice - Notice of Intention To Cancel Registration of Certain Municipal Advisors Pursuant to Section 15b(C)(3) of the Securities Exchange Act of 19342024-08-29T00:00:00-07:002024-08-29T00:00:00-07:002024-19398Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-29/pdf/2024-19398.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/29/2024-19397.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, To Amend Rule 11.28(a) To Add Three Additional Market-on-Close Cut-Off Times to Cboe Market Close2024-08-29T00:00:00-07:002024-08-29T00:00:00-07:002024-19397Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-29/pdf/2024-19397.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/29/2024-19396.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the DTC Operational Arrangements (Necessary for Securities To Become and Remain Eligible for DTC Services)2024-08-29T00:00:00-07:002024-08-29T00:00:00-07:002024-19396Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-29/pdf/2024-19396.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/29/2024-19395.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges2024-08-29T00:00:00-07:002024-08-29T00:00:00-07:002024-19395Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-29/pdf/2024-19395.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/28/2024-19267.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt New Market Data Reports2024-08-28T00:00:00-07:002024-08-28T00:00:00-07:002024-19267Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-28/pdf/2024-19267.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/28/2024-19266.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule Concerning Options Transaction Fees2024-08-28T00:00:00-07:002024-08-28T00:00:00-07:002024-19266Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-28/pdf/2024-19266.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/28/2024-19265.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt New Market Data Reports2024-08-28T00:00:00-07:002024-08-28T00:00:00-07:002024-19265Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-28/pdf/2024-19265.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/28/2024-19264.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Transaction Fees and Rebates2024-08-28T00:00:00-07:002024-08-28T00:00:00-07:002024-19264Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-28/pdf/2024-19264.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/28/2024-19263.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Fee Schedule for the Exchange's Proprietary Market Data Feeds: (i) MIAX Sapphire Top of Market (“ToM”) Data Feed; (ii) MIAX Sapphire Complex Top of Market (“cToM”) Data Feed; and (iii) MIAX Sapphire Liquidity Feed (“SLF”)2024-08-28T00:00:00-07:002024-08-28T00:00:00-07:002024-19263Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-28/pdf/2024-19263.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/28/2024-19316.htmlNotice - AB Private Credit Investors, LLC and AB Private Lending Fund2024-08-28T00:00:00-07:002024-08-28T00:00:00-07:002024-19316Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-28/pdf/2024-19316.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/27/2024-19151.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 42024-08-27T00:00:00-07:002024-08-27T00:00:00-07:002024-19151Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-27/pdf/2024-19151.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/27/2024-19150.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Regarding Options Market Data Products2024-08-27T00:00:00-07:002024-08-27T00:00:00-07:002024-19150Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-27/pdf/2024-19150.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/27/2024-19149.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce BX Options Trade Outline2024-08-27T00:00:00-07:002024-08-27T00:00:00-07:002024-19149Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-27/pdf/2024-19149.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/27/2024-19148.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Introduce MRX Options Trade Outline2024-08-27T00:00:00-07:002024-08-27T00:00:00-07:002024-19148Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-27/pdf/2024-19148.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/27/2024-19147.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend FINRA Rule 12800 (Simplified Arbitration) To Clarify and Amend the Applicability of the Document Production Lists2024-08-27T00:00:00-07:002024-08-27T00:00:00-07:002024-19147Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-27/pdf/2024-19147.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/27/2024-19158.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt New Market Data Reports2024-08-27T00:00:00-07:002024-08-27T00:00:00-07:002024-19158Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-27/pdf/2024-19158.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/27/2024-19157.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Section 302.00 of the NYSE Listed Company Manual To Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requirement To Hold Annual Shareholder Meetings2024-08-27T00:00:00-07:002024-08-27T00:00:00-07:002024-19157Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-27/pdf/2024-19157.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/27/2024-19153.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt New Market Data Reports2024-08-27T00:00:00-07:002024-08-27T00:00:00-07:002024-19153Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-27/pdf/2024-19153.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/27/2024-19152.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Proposing To Modify the Application of Bid Price Compliance Periods2024-08-27T00:00:00-07:002024-08-27T00:00:00-07:002024-19152Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-27/pdf/2024-19152.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/27/2024-19234.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 15g-62024-08-27T00:00:00-07:002024-08-27T00:00:00-07:002024-19234Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-27/pdf/2024-19234.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/26/2024-19022.htmlNotice - Order Making Fiscal Year 2025 Annual Adjustments to Registration Fee Rates2024-08-26T00:00:00-07:002024-08-26T00:00:00-07:002024-19022Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-26/pdf/2024-19022.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/26/2024-19014.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire, LLC, Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 19032024-08-26T00:00:00-07:002024-08-26T00:00:00-07:002024-19014Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-26/pdf/2024-19014.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/26/2024-19013.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Transition to a New Trading Platform and Amend Its Trading Rules2024-08-26T00:00:00-07:002024-08-26T00:00:00-07:002024-19013Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-26/pdf/2024-19013.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/26/2024-19012.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for a Sales Value Fee and Web CRD Fees2024-08-26T00:00:00-07:002024-08-26T00:00:00-07:002024-19012Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-26/pdf/2024-19012.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/26/2024-19218.htmlNotice - Sunshine Act Meetings2024-08-26T00:00:00-07:002024-08-26T00:00:00-07:002024-19218Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-26/pdf/2024-19218.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/26/2024-19183.htmlNotice - Sunshine Act Meetings2024-08-26T00:00:00-07:002024-08-26T00:00:00-07:002024-19183Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-26/pdf/2024-19183.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/23/2024-18986.htmlNotice - Public Company Accounting Oversight Board; Order Granting Approval of Amendments Related to Aspects of Designing and Performing Audit Procedures That Involve Technology-Assisted Analysis of Information in Electronic Form2024-08-23T00:00:00-07:002024-08-23T00:00:00-07:002024-18986Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-23/pdf/2024-18986.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/23/2024-18985.htmlNotice - Public Company Accounting Oversight Board; Order Granting Approval of Auditing Standard 1000, General Responsibilities of the Auditor in Conducting an Audit, and Amendments to PCAOB Standards2024-08-23T00:00:00-07:002024-08-23T00:00:00-07:002024-18985Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-23/pdf/2024-18985.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/23/2024-18984.htmlNotice - Public Company Accounting Oversight Board; Order Granting Approval of Amendment to PCAOB Rule 3502 Governing Contributory Liability2024-08-23T00:00:00-07:002024-08-23T00:00:00-07:002024-18984Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-23/pdf/2024-18984.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/23/2024-18917.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17a-5(c)2024-08-23T00:00:00-07:002024-08-23T00:00:00-07:002024-18917Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-23/pdf/2024-18917.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/23/2024-18911.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change to Modify the Application of the Minimum Bid Price Compliance Periods and the Delisting Appeals Process for Bid Price Non-Compliance in Listing Rules 5810 and 5815 Under Certain Circumstances2024-08-23T00:00:00-07:002024-08-23T00:00:00-07:002024-18911Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-23/pdf/2024-18911.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/23/2024-18910.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)2024-08-23T00:00:00-07:002024-08-23T00:00:00-07:002024-18910Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-23/pdf/2024-18910.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/23/2024-18921.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17f-2(a)2024-08-23T00:00:00-07:002024-08-23T00:00:00-07:002024-18921Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-23/pdf/2024-18921.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/23/2024-18920.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 12d2-12024-08-23T00:00:00-07:002024-08-23T00:00:00-07:002024-18920Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-23/pdf/2024-18920.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/23/2024-18919.htmlNotice - Proposed Collection; Comment Request; Extension: Regulation AC2024-08-23T00:00:00-07:002024-08-23T00:00:00-07:002024-18919Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-23/pdf/2024-18919.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/23/2024-18918.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17Ad-4(b) & (c)2024-08-23T00:00:00-07:002024-08-23T00:00:00-07:002024-18918Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-23/pdf/2024-18918.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/22/2024-18415.htmlProposed Rule - Financial Data Transparency Act Joint Data Standards2024-08-22T00:00:00-07:002024-08-22T00:00:00-07:002024-18415Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2024-08-22/pdf/2024-18415.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/22/2024-18795.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3.72024-08-22T00:00:00-07:002024-08-22T00:00:00-07:002024-18795Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-22/pdf/2024-18795.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/22/2024-18794.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for QCC Orders and cQCC Orders2024-08-22T00:00:00-07:002024-08-22T00:00:00-07:002024-18794Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-22/pdf/2024-18794.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/22/2024-18793.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for a Data Product Known as the Open-Close Report2024-08-22T00:00:00-07:002024-08-22T00:00:00-07:002024-18793Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-22/pdf/2024-18793.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/22/2024-18790.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-08-22T00:00:00-07:002024-08-22T00:00:00-07:002024-18790Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-22/pdf/2024-18790.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/22/2024-18789.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Pass-Through of External Connectivity Fees and Establish MPID Fees and a Technical Support Request Fee2024-08-22T00:00:00-07:002024-08-22T00:00:00-07:002024-18789Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-22/pdf/2024-18789.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/22/2024-18788.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce an Enhanced RPI Order and Expand Its Retail Price Improvement Program To Include Securities Priced Below $1.002024-08-22T00:00:00-07:002024-08-22T00:00:00-07:002024-18788Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-22/pdf/2024-18788.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/22/2024-18786.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 32024-08-22T00:00:00-07:002024-08-22T00:00:00-07:002024-18786Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-22/pdf/2024-18786.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/22/2024-18785.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend Complex Order Risk Protections2024-08-22T00:00:00-07:002024-08-22T00:00:00-07:002024-18785Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-22/pdf/2024-18785.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/22/2024-18784.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for the Liquidity Taker Event Report-Simple Orders, the Liquidity Taker Event Report-Complex Orders, and the Liquidity Taker Event Report-Resting Simple Orders2024-08-22T00:00:00-07:002024-08-22T00:00:00-07:002024-18784Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-22/pdf/2024-18784.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/21/2024-18705.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make a Cleanup Change to the Fee Schedule2024-08-21T00:00:00-07:002024-08-21T00:00:00-07:002024-18705Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-21/pdf/2024-18705.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/21/2024-18704.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Credits at Equity 7, Section 118(a)2024-08-21T00:00:00-07:002024-08-21T00:00:00-07:002024-18704Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-21/pdf/2024-18704.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/21/2024-18703.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Withdrawal of Proposed Rule Change To Amend ISE Options 4, Section 3 To List and Trade Options on Units That Represent Interests in a Trust That Holds Bitcoin2024-08-21T00:00:00-07:002024-08-21T00:00:00-07:002024-18703Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-21/pdf/2024-18703.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/21/2024-18702.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Regarding Dedicated Cores2024-08-21T00:00:00-07:002024-08-21T00:00:00-07:002024-18702Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-21/pdf/2024-18702.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/21/2024-18701.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Regarding Dedicated Cores2024-08-21T00:00:00-07:002024-08-21T00:00:00-07:002024-18701Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-21/pdf/2024-18701.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/21/2024-18700.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Regarding Dedicated Cores2024-08-21T00:00:00-07:002024-08-21T00:00:00-07:002024-18700Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-21/pdf/2024-18700.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/21/2024-18699.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Regarding Dedicated Cores2024-08-21T00:00:00-07:002024-08-21T00:00:00-07:002024-18699Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-21/pdf/2024-18699.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/21/2024-18698.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Withdrawal of Proposed Rule Change To Amend ISE Options 4, Section 3 To List and Trade Options on Units That Represent Interests in a Trust That Holds Ether2024-08-21T00:00:00-07:002024-08-21T00:00:00-07:002024-18698Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-21/pdf/2024-18698.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/21/2024-18697.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Describe the Access Methods to the Exchange's Testing Systems Environment and Discontinue One Access Method2024-08-21T00:00:00-07:002024-08-21T00:00:00-07:002024-18697Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-21/pdf/2024-18697.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/21/2024-18696.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2024-08-21T00:00:00-07:002024-08-21T00:00:00-07:002024-18696Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-21/pdf/2024-18696.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/21/2024-18777.htmlNotice - CMFG Variable Annuity Account, et al.2024-08-21T00:00:00-07:002024-08-21T00:00:00-07:002024-18777Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-21/pdf/2024-18777.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/21/2024-18664.htmlNotice - Oaktree Strategic Credit Fund, et al.2024-08-21T00:00:00-07:002024-08-21T00:00:00-07:002024-18664Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-21/pdf/2024-18664.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/20/2024-18565.htmlNotice - Joint Industry Plan; Notice of Filing of Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Reporting of Certain Verbal Activity, Floor and Upstairs Activity2024-08-20T00:00:00-07:002024-08-20T00:00:00-07:002024-18565Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-20/pdf/2024-18565.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/20/2024-18558.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Withdrawal of Proposed Rule Change To Amend Rule 915 To Permit the Listing and Trading of Options on the Bitwise Bitcoin ETF, the Grayscale Bitcoin Trust, and Any Trust That Holds Bitcoin2024-08-20T00:00:00-07:002024-08-20T00:00:00-07:002024-18558Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-20/pdf/2024-18558.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/19/2024-18461.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 15g-52024-08-19T00:00:00-07:002024-08-19T00:00:00-07:002024-18461Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-19/pdf/2024-18461.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/19/2024-18473.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Transaction Pricing2024-08-19T00:00:00-07:002024-08-19T00:00:00-07:002024-18473Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-19/pdf/2024-18473.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/19/2024-18472.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Transaction Pricing2024-08-19T00:00:00-07:002024-08-19T00:00:00-07:002024-18472Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-19/pdf/2024-18472.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/19/2024-18471.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Replace the Regulatory Transaction Fee With a Sales Value Fee2024-08-19T00:00:00-07:002024-08-19T00:00:00-07:002024-18471Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-19/pdf/2024-18471.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/19/2024-18470.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Replace the Regulatory Transaction Fee With a Sales Value Fee2024-08-19T00:00:00-07:002024-08-19T00:00:00-07:002024-18470Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-19/pdf/2024-18470.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/19/2024-18469.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Replace the Regulatory Transaction Fee With a Sales Value Fee2024-08-19T00:00:00-07:002024-08-19T00:00:00-07:002024-18469Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-19/pdf/2024-18469.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/19/2024-18468.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Replace the Regulatory Transaction Fee With a Sales Value Fee2024-08-19T00:00:00-07:002024-08-19T00:00:00-07:002024-18468Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-19/pdf/2024-18468.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/19/2024-18491.htmlNotice - Public Company Accounting Oversight Board; Extension of Approval Periods for Proposed Rules on a Firm's System of Quality Control and Related Amendments to PCAOB Standards, Proposed Rules on Amendments Related to Aspects of Designing and Performing Audit Procedures That Involve Technology-Assisted Analysis of Information in Electronic Form, and Proposed Rules on Amendment to PCAOB Rule 3502 Governing Contributory Liability2024-08-19T00:00:00-07:002024-08-19T00:00:00-07:002024-18491Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-19/pdf/2024-18491.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/19/2024-18477.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of Proposed Rule Change To Permit the Exchange To List and Trade Options on Exchange-Traded Fund Shares That Represent Interests in a Commodity-Based Trust2024-08-19T00:00:00-07:002024-08-19T00:00:00-07:002024-18477Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-19/pdf/2024-18477.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/19/2024-18476.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 32024-08-19T00:00:00-07:002024-08-19T00:00:00-07:002024-18476Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-19/pdf/2024-18476.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/19/2024-18475.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 32024-08-19T00:00:00-07:002024-08-19T00:00:00-07:002024-18475Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-19/pdf/2024-18475.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/19/2024-18474.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Section 703.12(II) of the NYSE Listed Company Manual To Expand the Circumstances Under Which Rights May Be Listed on the NYSE2024-08-19T00:00:00-07:002024-08-19T00:00:00-07:002024-18474Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-19/pdf/2024-18474.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/19/2024-18622.htmlNotice - Sunshine Act Meetings2024-08-19T00:00:00-07:002024-08-19T00:00:00-07:002024-18622Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-19/pdf/2024-18622.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/16/2024-18463.htmlNotice - Sunshine Act Meetings2024-08-16T00:00:00-07:002024-08-16T00:00:00-07:002024-18463Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-16/pdf/2024-18463.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/16/2024-16470.htmlProposed Rule - Regulatory Flexibility Agenda2024-08-16T00:00:00-07:002024-08-16T00:00:00-07:002024-16470Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2024-08-16/pdf/2024-16470.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/16/2024-18342.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Concerning the Sales Value Fee2024-08-16T00:00:00-07:002024-08-16T00:00:00-07:002024-18342Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-16/pdf/2024-18342.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/16/2024-18341.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Concerning the Sales Value Fee2024-08-16T00:00:00-07:002024-08-16T00:00:00-07:002024-18341Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-16/pdf/2024-18341.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/16/2024-18340.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Modify the GSD Rules Relating to the Adoption of a Trade Submission Requirement2024-08-16T00:00:00-07:002024-08-16T00:00:00-07:002024-18340Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-16/pdf/2024-18340.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/15/2024-18203.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-08-15T00:00:00-07:002024-08-15T00:00:00-07:002024-18203Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-15/pdf/2024-18203.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/15/2024-18202.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-08-15T00:00:00-07:002024-08-15T00:00:00-07:002024-18202Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-15/pdf/2024-18202.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/15/2024-18201.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish a Fee Schedule2024-08-15T00:00:00-07:002024-08-15T00:00:00-07:002024-18201Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-15/pdf/2024-18201.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/15/2024-18200.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Related to the Standard Rebate and Volume Tiers2024-08-15T00:00:00-07:002024-08-15T00:00:00-07:002024-18200Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-15/pdf/2024-18200.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/15/2024-18199.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Hashdex Nasdaq Crypto Index US ETF Under Nasdaq Rule 5711(d)2024-08-15T00:00:00-07:002024-08-15T00:00:00-07:002024-18199Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-15/pdf/2024-18199.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/15/2024-18198.htmlNotice - Proposed Collection; Comment Request; Extension: Form 4-Statement of Changes in Beneficial Ownership of Securities2024-08-15T00:00:00-07:002024-08-15T00:00:00-07:002024-18198Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-15/pdf/2024-18198.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/15/2024-18197.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs2024-08-15T00:00:00-07:002024-08-15T00:00:00-07:002024-18197Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-15/pdf/2024-18197.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/15/2024-18196.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs2024-08-15T00:00:00-07:002024-08-15T00:00:00-07:002024-18196Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-15/pdf/2024-18196.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/15/2024-18195.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule2024-08-15T00:00:00-07:002024-08-15T00:00:00-07:002024-18195Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-15/pdf/2024-18195.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/15/2024-18170.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rules 17g-8 and 17g-92024-08-15T00:00:00-07:002024-08-15T00:00:00-07:002024-18170Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-15/pdf/2024-18170.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/15/2024-18167.htmlNotice - Proposed Collection; Comment Request; Extension: Form 1-Z2024-08-15T00:00:00-07:002024-08-15T00:00:00-07:002024-18167Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-15/pdf/2024-18167.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18172.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17g-52024-08-14T00:00:00-07:002024-08-14T00:00:00-07:002024-18172Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-14/pdf/2024-18172.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18171.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17g-72024-08-14T00:00:00-07:002024-08-14T00:00:00-07:002024-18171Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-14/pdf/2024-18171.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18169.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 15Ga-2 and Form ABS-15G2024-08-14T00:00:00-07:002024-08-14T00:00:00-07:002024-18169Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-14/pdf/2024-18169.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18078.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs2024-08-14T00:00:00-07:002024-08-14T00:00:00-07:002024-18078Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-14/pdf/2024-18078.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18168.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 23c-12024-08-14T00:00:00-07:002024-08-14T00:00:00-07:002024-18168Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-14/pdf/2024-18168.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18166.htmlNotice - Proposed Collection; Comment Request; Extension: Form 1-U2024-08-14T00:00:00-07:002024-08-14T00:00:00-07:002024-18166Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-14/pdf/2024-18166.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18165.htmlNotice - Proposed Collection; Comment Request; Extension: Form 1-K2024-08-14T00:00:00-07:002024-08-14T00:00:00-07:002024-18165Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-14/pdf/2024-18165.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18077.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Back-Testing Framework2024-08-14T00:00:00-07:002024-08-14T00:00:00-07:002024-18077Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-14/pdf/2024-18077.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18076.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change To Permit Cboe To List and Trade Options on ETPs That Hold Bitcoin2024-08-14T00:00:00-07:002024-08-14T00:00:00-07:002024-18076Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-14/pdf/2024-18076.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18075.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Permit the Exchange To List and Trade Options on Exchange-Traded Fund Shares That Represent Interests in a Trust That Holds Bitcoin2024-08-14T00:00:00-07:002024-08-14T00:00:00-07:002024-18075Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-14/pdf/2024-18075.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18074.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Permit the Exchange To List and Trade Options on Exchange-Traded Fund Shares That Represent Interests in a Trust That Holds Bitcoin2024-08-14T00:00:00-07:002024-08-14T00:00:00-07:002024-18074Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-14/pdf/2024-18074.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18073.htmlNotice - Self-Regulatory Organizations; MIAX International Securities Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Permit the Exchange To List and Trade Options on Exchange-Traded Fund Shares That Represent Interests in a Trust That Holds Bitcoin2024-08-14T00:00:00-07:002024-08-14T00:00:00-07:002024-18073Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-14/pdf/2024-18073.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18072.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 971.2NYP To Clarify the Definition of CUBE BBO2024-08-14T00:00:00-07:002024-08-14T00:00:00-07:002024-18072Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-14/pdf/2024-18072.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18071.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule2024-08-14T00:00:00-07:002024-08-14T00:00:00-07:002024-18071Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-14/pdf/2024-18071.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18070.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading, To Modify the Strike Interval for Options on SPDR® Gold Shares2024-08-14T00:00:00-07:002024-08-14T00:00:00-07:002024-18070Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-14/pdf/2024-18070.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/14/2024-18069.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List P.M.-Settled Broad-Based Index Options With Expirations on the Third Friday-of-the-Month2024-08-14T00:00:00-07:002024-08-14T00:00:00-07:002024-18069Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-14/pdf/2024-18069.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/13/2024-17953.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading2024-08-13T00:00:00-07:002024-08-13T00:00:00-07:002024-17953Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-13/pdf/2024-17953.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/13/2024-17952.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-08-13T00:00:00-07:002024-08-13T00:00:00-07:002024-17952Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-13/pdf/2024-17952.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/13/2024-17950.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-08-13T00:00:00-07:002024-08-13T00:00:00-07:002024-17950Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-13/pdf/2024-17950.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/13/2024-17949.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend Rule 915 To Permit the Listing and Trading of Options on the Bitwise Ethereum ETF, the Grayscale Ethereum Trust, the Grayscale Ethereum Mini Trust, and Any Trust That Holds Ether2024-08-13T00:00:00-07:002024-08-13T00:00:00-07:002024-17949Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-13/pdf/2024-17949.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/13/2024-18013.htmlNotice - Felicitas Private Markets Fund, et al.2024-08-13T00:00:00-07:002024-08-13T00:00:00-07:002024-18013Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-13/pdf/2024-18013.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/12/2024-17847.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by the Options Clearing Corporation To Establish a Margin Add-On Charge That Would Be Applied to All Clearing Member Accounts To Help Mitigate the Risks Arising From Intraday and Overnight Trading Activity2024-08-12T00:00:00-07:002024-08-12T00:00:00-07:002024-17847Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-12/pdf/2024-17847.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/12/2024-17844.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Definition of Retail Order, and Codify Interpretations and Policies Regarding Permissible Uses of Algorithms by RMOs2024-08-12T00:00:00-07:002024-08-12T00:00:00-07:002024-17844Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-12/pdf/2024-17844.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/12/2024-17843.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend ISE Options 4, Section 3 To List and Trade Options on Units That Represent Interests in a Trust That Holds Ether (“Ether ETPs”)2024-08-12T00:00:00-07:002024-08-12T00:00:00-07:002024-17843Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-12/pdf/2024-17843.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/12/2024-17842.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To List and Trade Options on the iShares Ethereum Trust2024-08-12T00:00:00-07:002024-08-12T00:00:00-07:002024-17842Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-12/pdf/2024-17842.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/12/2024-18006.htmlNotice - Sunshine Act Meetings2024-08-12T00:00:00-07:002024-08-12T00:00:00-07:002024-18006Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-12/pdf/2024-18006.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/09/2024-17688.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange's Fee Schedule Related to Physical Port Fees2024-08-09T00:00:00-07:002024-08-09T00:00:00-07:002024-17688Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-09/pdf/2024-17688.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/09/2024-17687.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 2.92024-08-09T00:00:00-07:002024-08-09T00:00:00-07:002024-17687Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-09/pdf/2024-17687.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/09/2024-17686.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Options Order Protection and Locked/Crossed Market Plan To Add MIAX Sapphire, LLC, as a Participant2024-08-09T00:00:00-07:002024-08-09T00:00:00-07:002024-17686Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-09/pdf/2024-17686.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/09/2024-17685.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange's Fee Schedule Related to Physical Port Fees2024-08-09T00:00:00-07:002024-08-09T00:00:00-07:002024-17685Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-09/pdf/2024-17685.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/09/2024-17684.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule To Adopt the FINRA Rule 6500 Series (Securities Lending and Transparency Engine (SLATETM))2024-08-09T00:00:00-07:002024-08-09T00:00:00-07:002024-17684Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-09/pdf/2024-17684.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/09/2024-17727.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 17f-2(c)2024-08-09T00:00:00-07:002024-08-09T00:00:00-07:002024-17727Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-09/pdf/2024-17727.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/09/2024-17701.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange's Fee Schedule Related to Physical Port Fees2024-08-09T00:00:00-07:002024-08-09T00:00:00-07:002024-17701Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-09/pdf/2024-17701.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/09/2024-17700.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange's Fee Schedule Related to Physical Port Fees2024-08-09T00:00:00-07:002024-08-09T00:00:00-07:002024-17700Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-09/pdf/2024-17700.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/09/2024-17699.htmlNotice - Self-Regulatory Organizations; C2 Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange's Fee Schedule Related to Physical Port Fees2024-08-09T00:00:00-07:002024-08-09T00:00:00-07:002024-17699Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-09/pdf/2024-17699.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/09/2024-17698.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange's Fee Schedule Related to Physical Port Fees2024-08-09T00:00:00-07:002024-08-09T00:00:00-07:002024-17698Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-09/pdf/2024-17698.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/09/2024-17697.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Amend the Exchange's Fee Schedule Related to Physical Port Fees2024-08-09T00:00:00-07:002024-08-09T00:00:00-07:002024-17697Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-09/pdf/2024-17697.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/09/2024-17696.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 11.25(e) To Allow Users To Utilize the Exchange's Match Trade Prevention Functionality When Entering Periodic Auction Orders Onto the Exchange for Execution2024-08-09T00:00:00-07:002024-08-09T00:00:00-07:002024-17696Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-09/pdf/2024-17696.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/09/2024-17563.htmlRule - Adoption of Updated EDGAR Filer Manual2024-08-09T00:00:00-07:002024-08-09T00:00:00-07:002024-17563Rulehttps://www.govinfo.gov/content/pkg/FR-2024-08-09/pdf/2024-17563.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/09/2024-17652.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 15g-42024-08-09T00:00:00-07:002024-08-09T00:00:00-07:002024-17652Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-09/pdf/2024-17652.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/08/2024-17508.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee for Remote Hands Service2024-08-08T00:00:00-07:002024-08-08T00:00:00-07:002024-17508Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-08/pdf/2024-17508.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/08/2024-17507.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee for Remote Hands Service2024-08-08T00:00:00-07:002024-08-08T00:00:00-07:002024-17507Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-08/pdf/2024-17507.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/08/2024-17506.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee for Remote Hands Service2024-08-08T00:00:00-07:002024-08-08T00:00:00-07:002024-17506Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-08/pdf/2024-17506.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/08/2024-17505.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2024-08-08T00:00:00-07:002024-08-08T00:00:00-07:002024-17505Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-08/pdf/2024-17505.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/08/2024-17504.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 531, Reports and Market Data Products, To Adopt the “Liquidity Taker Event Report-Complex Orders” and the “Liquidity Taker Event Report-Resting Simple Orders”2024-08-08T00:00:00-07:002024-08-08T00:00:00-07:002024-17504Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-08/pdf/2024-17504.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/08/2024-17481.htmlNotice - Brookfield Asset Management Private Institutional Capital Adviser (Canada), L.P. and Brookfield Infrastructure Income Fund, Inc.2024-08-08T00:00:00-07:002024-08-08T00:00:00-07:002024-17481Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-08/pdf/2024-17481.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/08/2024-17503.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee for Remote Hands Service2024-08-08T00:00:00-07:002024-08-08T00:00:00-07:002024-17503Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-08/pdf/2024-17503.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/08/2024-17502.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee for Remote Hands Service2024-08-08T00:00:00-07:002024-08-08T00:00:00-07:002024-17502Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-08/pdf/2024-17502.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/08/2024-17501.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee for Remote Hands Service2024-08-08T00:00:00-07:002024-08-08T00:00:00-07:002024-17501Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-08/pdf/2024-17501.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17389.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the DTC Operational Arrangements (Necessary for Securities To Become and Remain Eligible for DTC Services)2024-08-07T00:00:00-07:002024-08-07T00:00:00-07:002024-17389Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17389.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17388.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Between Cboe BZX Exchange, Inc., Cboe BYX Exchange, Inc., BOX Exchange LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., NYSE Chicago, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., Long-Term Stock Exchange, Inc., MEMX LLC, Nasdaq ISE, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, Investors Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, MIAX Sapphire, LLC, The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, and NYSE Arca, Inc. Concerning Covered Regulation NMS and Consolidated Audit Trail Rules2024-08-07T00:00:00-07:002024-08-07T00:00:00-07:002024-17388Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17388.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17387.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among NYSE American LLC, Cboe BZX Exchange, Inc., the Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc., Cboe Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., NYSE Arca, Inc., The Nasdaq Stock Market LLC, BOX Exchange LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, Miami International Securities Exchange, LLC, Nasdaq GEMX, LLC, Nasdaq MRX, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, MIAX Sapphire, and MEMX LLC Concerning Options-Related Market Surveillance2024-08-07T00:00:00-07:002024-08-07T00:00:00-07:002024-17387Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17387.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17386.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.31-E2024-08-07T00:00:00-07:002024-08-07T00:00:00-07:002024-17386Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17386.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17385.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.312024-08-07T00:00:00-07:002024-08-07T00:00:00-07:002024-17385Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17385.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17384.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MSRB's Real-Time Transaction Reporting System and Price Dissemination Information Facility To Retire the Transmission Control Protocol Secure Socket Connection2024-08-07T00:00:00-07:002024-08-07T00:00:00-07:002024-17384Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17384.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17423.htmlNotice - Security-Based Swap Data Repositories; KOR Reporting, Inc.; Notice of Filing of Application for Registration as a Security-Based Swap Data Repository2024-08-07T00:00:00-07:002024-08-07T00:00:00-07:002024-17423Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17423.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/07/2024-17446.htmlNotice - Fidus Investment Corporation, et al.2024-08-07T00:00:00-07:002024-08-07T00:00:00-07:002024-17446Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-07/pdf/2024-17446.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/06/2024-17280.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options To Add MIAX Sapphire, LLC as a Plan Sponsor2024-08-06T00:00:00-07:002024-08-06T00:00:00-07:002024-17280Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-06/pdf/2024-17280.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/06/2024-17278.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment to the National Market System Plan Governing the Consolidated Audit Trail To Add MIAX Sapphire, LLC as a Participant2024-08-06T00:00:00-07:002024-08-06T00:00:00-07:002024-17278Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-06/pdf/2024-17278.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/06/2024-17277.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 7.312024-08-06T00:00:00-07:002024-08-06T00:00:00-07:002024-17277Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-06/pdf/2024-17277.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/06/2024-17276.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 100, Definitions; Rule 518, Complex Orders; and Rule 530, Limit Up-Limit Down2024-08-06T00:00:00-07:002024-08-06T00:00:00-07:002024-17276Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-06/pdf/2024-17276.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/06/2024-17275.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Proposed Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, MIAX Pearl, LLC, MIAX Emerald, LLC, and MIAX Sapphire, LLC2024-08-06T00:00:00-07:002024-08-06T00:00:00-07:002024-17275Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-06/pdf/2024-17275.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/06/2024-17286.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail2024-08-06T00:00:00-07:002024-08-06T00:00:00-07:002024-17286Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-06/pdf/2024-17286.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/06/2024-17285.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify Rule 7.31E2024-08-06T00:00:00-07:002024-08-06T00:00:00-07:002024-17285Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-06/pdf/2024-17285.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/06/2024-17284.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.312024-08-06T00:00:00-07:002024-08-06T00:00:00-07:002024-17284Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-06/pdf/2024-17284.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/06/2024-17283.htmlNotice - Self-Regulatory Organizations; BOX Exchange, LLC.; Cboe BYX Exchange, Inc.; Cboe BZX Exchange, Inc.; Cboe C2 Exchange, Inc.; Cboe EDGA Exchange, Inc.; Cboe EDGX Exchange, Inc., Cboe Exchange, Inc.; Financial Industry Regulatory Authority; Investors' Exchange LLC; Long-Term Stock Exchange, Inc.; MEMX, LLC; MIAX PEARL, LLC; MIAX Emerald, LLC; Miami International Securities Exchange, LLC.; NASDAQ BX, Inc.; Nasdaq GEMX, LLC; Nasdaq ISE, LLC; Nasdaq MRX, LLC; NASDAQ PHLX LLC; The Nasdaq Stock Market LLC; NYSE National, Inc., NYSE American LLC, New York Stock Exchange LLC; NYSE Arca, Inc; NYSE GEMX, LLC and NYSE Chicago, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail2024-08-06T00:00:00-07:002024-08-06T00:00:00-07:002024-17283Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-06/pdf/2024-17283.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/06/2024-17282.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the ICC Recovery Plan and the ICC Wind-Down Plan2024-08-06T00:00:00-07:002024-08-06T00:00:00-07:002024-17282Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-06/pdf/2024-17282.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/06/2024-17281.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amendment to the Plan for the Allocation of Regulatory Responsibilities Among Cboe BZX Exchange, Inc., BOX Exchange, LLC, Cboe Exchange, Inc., Cboe C2 Exchange, Inc., Nasdaq ISE, LLC, Financial Industry Regulatory Authority, Inc., Miami International Securities Exchange, LLC, NYSE American LLC, NYSE Arca, Inc., The Nasdaq Stock Market LLC, Nasdaq BX, Inc., Nasdaq PHLX LLC, Nasdaq GEMX, LLC, Cboe EDGX Exchange, Inc., Nasdaq MRX, LLC, MIAX PEARL, LLC, MIAX Emerald, LLC, MIAX Sapphire, LLC and MEMX LLC Concerning Options-Related Sales Practice Matters2024-08-06T00:00:00-07:002024-08-06T00:00:00-07:002024-17281Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-06/pdf/2024-17281.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/05/2024-17146.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Stress Testing Framework2024-08-05T00:00:00-07:002024-08-05T00:00:00-07:002024-17146Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-05/pdf/2024-17146.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/05/2024-17348.htmlNotice - Sunshine Act Meetings2024-08-05T00:00:00-07:002024-08-05T00:00:00-07:002024-17348Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-05/pdf/2024-17348.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/02/2024-17027.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Sections 5, 6 and 10; and Options 3, Sections 7 and 17; and Options 7, Section 62024-08-02T00:00:00-07:002024-08-02T00:00:00-07:002024-17027Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-02/pdf/2024-17027.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/02/2024-17026.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Rule 5710(k)(i) Relating to Equity Index-Linked Securities2024-08-02T00:00:00-07:002024-08-02T00:00:00-07:002024-17026Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-02/pdf/2024-17026.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/02/2024-17025.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Sections 5, 6 and 10; and Options 3, Sections 7 and 17; and Options 7, Section 62024-08-02T00:00:00-07:002024-08-02T00:00:00-07:002024-17025Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-02/pdf/2024-17025.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/02/2024-17202.htmlNotice - Sunshine Act Meetings2024-08-02T00:00:00-07:002024-08-02T00:00:00-07:002024-17202Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-02/pdf/2024-17202.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/01/2024-16939.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Sections 5, 6 and 10; Options 3, Sections 7 and 17; and Options 4, Section 52024-08-01T00:00:00-07:002024-08-01T00:00:00-07:002024-16939Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-01/pdf/2024-16939.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/01/2024-16938.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX Options 7, Section 32024-08-01T00:00:00-07:002024-08-01T00:00:00-07:002024-16938Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-01/pdf/2024-16938.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/01/2024-16937.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the NYSE Arca Aggregated Lite Data Feed2024-08-01T00:00:00-07:002024-08-01T00:00:00-07:002024-16937Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-01/pdf/2024-16937.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/01/2024-16936.htmlNotice - Proposed Collection; Comment Request; Extension: Exchange Act Form 10-D2024-08-01T00:00:00-07:002024-08-01T00:00:00-07:002024-16936Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-01/pdf/2024-16936.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/01/2024-16905.htmlNotice - Deregistration Under Section 8(f) of the Investment Company Act of 19402024-08-01T00:00:00-07:002024-08-01T00:00:00-07:002024-16905Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-01/pdf/2024-16905.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/01/2024-16941.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Cboe BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Grayscale Bitcoin Mini Trust and Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Pando Asset Spot Bitcoin Trust2024-08-01T00:00:00-07:002024-08-01T00:00:00-07:002024-16941Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-01/pdf/2024-16941.pdfhttps://regulations.justia.com/regulations/fedreg/2024/08/01/2024-16940.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rule 7.31(f)(1)2024-08-01T00:00:00-07:002024-08-01T00:00:00-07:002024-16940Noticehttps://www.govinfo.gov/content/pkg/FR-2024-08-01/pdf/2024-16940.pdf