Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2024/07?limit=200®isters=between&min-day=1&max-day=31&mode=atom2025-04-27T06:03:55-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2024/07/31/2024-16807.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for the NYSE Aggregated Lite Data Feed2024-07-31T00:00:00-07:002024-07-31T00:00:00-07:002024-16807Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-31/pdf/2024-16807.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/31/2024-16806.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Establish Fees for the NYSE American Aggregated Lite Data Feed2024-07-31T00:00:00-07:002024-07-31T00:00:00-07:002024-16806Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-31/pdf/2024-16806.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/31/2024-16805.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Sections 5 and 10 and Options 3, Section 152024-07-31T00:00:00-07:002024-07-31T00:00:00-07:002024-16805Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-31/pdf/2024-16805.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/31/2024-16804.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1.1 and Rule 5.2-E(j)(6)2024-07-31T00:00:00-07:002024-07-31T00:00:00-07:002024-16804Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-31/pdf/2024-16804.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/31/2024-16803.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services2024-07-31T00:00:00-07:002024-07-31T00:00:00-07:002024-16803Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-31/pdf/2024-16803.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/31/2024-16802.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services2024-07-31T00:00:00-07:002024-07-31T00:00:00-07:002024-16802Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-31/pdf/2024-16802.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/31/2024-16801.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Partial Amendment No. 1 to Proposed Rule Change To Amend FINRA Rule 6730 To Reduce the 15-Minute TRACE Reporting Timeframe to One Minute2024-07-31T00:00:00-07:002024-07-31T00:00:00-07:002024-16801Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-31/pdf/2024-16801.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/31/2024-16800.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services2024-07-31T00:00:00-07:002024-07-31T00:00:00-07:002024-16800Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-31/pdf/2024-16800.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/31/2024-16799.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services2024-07-31T00:00:00-07:002024-07-31T00:00:00-07:002024-16799Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-31/pdf/2024-16799.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/31/2024-16798.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services2024-07-31T00:00:00-07:002024-07-31T00:00:00-07:002024-16798Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-31/pdf/2024-16798.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/31/2024-16797.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees for Its Expanded Co-Location Services2024-07-31T00:00:00-07:002024-07-31T00:00:00-07:002024-16797Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-31/pdf/2024-16797.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/31/2024-16796.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 to Proposed Rule Change Consisting of Amendments to MSRB Rule G-14 To Shorten the Timeframe for Reporting Trades in Municipal Securities to the MSRB2024-07-31T00:00:00-07:002024-07-31T00:00:00-07:002024-16796Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-31/pdf/2024-16796.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/31/2024-16795.htmlNotice - Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Proprietary Market Data Products2024-07-31T00:00:00-07:002024-07-31T00:00:00-07:002024-16795Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-31/pdf/2024-16795.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/31/2024-16794.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-07-31T00:00:00-07:002024-07-31T00:00:00-07:002024-16794Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-31/pdf/2024-16794.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/31/2024-16808.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Proprietary Market Data Fee Schedule To Establish an Access Fee for the NYSE Pillar Depth Data Feed2024-07-31T00:00:00-07:002024-07-31T00:00:00-07:002024-16808Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-31/pdf/2024-16808.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/30/2024-16661.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Regarding Its Backtesting Framework and To Establish a Resource Backtesting Margin Charge2024-07-30T00:00:00-07:002024-07-30T00:00:00-07:002024-16661Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-30/pdf/2024-16661.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/30/2024-16659.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Section 802.01D of the NYSE Listed Company Manual Concerning the Suspension and Delisting of a Listed Company That Has Changed Its Primary Business Focus2024-07-30T00:00:00-07:002024-07-30T00:00:00-07:002024-16659Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-30/pdf/2024-16659.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/30/2024-16668.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 24b-12024-07-30T00:00:00-07:002024-07-30T00:00:00-07:002024-16668Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-30/pdf/2024-16668.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/30/2024-16666.htmlNotice - Submission for OMB Review; Comment Request; Extension: Interagency Statement on Sound Practices2024-07-30T00:00:00-07:002024-07-30T00:00:00-07:002024-16666Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-30/pdf/2024-16666.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/30/2024-16748.htmlNotice - Axonic Alternative Income Fund, et al.2024-07-30T00:00:00-07:002024-07-30T00:00:00-07:002024-16748Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-30/pdf/2024-16748.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/30/2024-16747.htmlNotice - Overland Advantage, et al.2024-07-30T00:00:00-07:002024-07-30T00:00:00-07:002024-16747Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-30/pdf/2024-16747.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/29/2024-16733.htmlNotice - Sunshine Act Meetings2024-07-29T00:00:00-07:002024-07-29T00:00:00-07:002024-16733Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-29/pdf/2024-16733.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/29/2024-16552.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish New Logical Ports in Connection With a New Connectivity Offering on Its Equity Options Platform2024-07-29T00:00:00-07:002024-07-29T00:00:00-07:002024-16552Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-29/pdf/2024-16552.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/29/2024-16551.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the DTC Corporate Actions Distributions Service Guide2024-07-29T00:00:00-07:002024-07-29T00:00:00-07:002024-16551Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-29/pdf/2024-16551.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/29/2024-16550.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for Nasdaq 100 Index Options in Options 7, Section 5.A2024-07-29T00:00:00-07:002024-07-29T00:00:00-07:002024-16550Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-29/pdf/2024-16550.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/29/2024-16549.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for Nasdaq 100 Index Options in Options 7, Section 5.A2024-07-29T00:00:00-07:002024-07-29T00:00:00-07:002024-16549Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-29/pdf/2024-16549.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/29/2024-16548.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for Nasdaq 100 Index Options in Options 7, Section 32024-07-29T00:00:00-07:002024-07-29T00:00:00-07:002024-16548Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-29/pdf/2024-16548.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/29/2024-16547.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend MRX's Options 72024-07-29T00:00:00-07:002024-07-29T00:00:00-07:002024-16547Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-29/pdf/2024-16547.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/29/2024-16567.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 206(4)-72024-07-29T00:00:00-07:002024-07-29T00:00:00-07:002024-16567Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-29/pdf/2024-16567.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/29/2024-16553.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Make Certain Clarifying Changes2024-07-29T00:00:00-07:002024-07-29T00:00:00-07:002024-16553Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-29/pdf/2024-16553.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/29/2024-16610.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 3a71-62024-07-29T00:00:00-07:002024-07-29T00:00:00-07:002024-16610Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-29/pdf/2024-16610.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/26/2024-16416.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 15g-32024-07-26T00:00:00-07:002024-07-26T00:00:00-07:002024-16416Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-26/pdf/2024-16416.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/25/2024-16304.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend FINRA Rule 2210 (Communications with the Public) To Permit Projections of Performance in Institutional Communications and Specified Communications to Qualified Purchasers and Knowledgeable Employees2024-07-25T00:00:00-07:002024-07-25T00:00:00-07:002024-16304Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-25/pdf/2024-16304.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/25/2024-16303.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Cboe Exchange, Inc.; MIAX International Securities Exchange LLC; MIAX PEARL LLC; Nasdaq ISE, LLC; NYSE American LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Permit the Listing and Trading of Options on Trusts That Hold Bitcoin2024-07-25T00:00:00-07:002024-07-25T00:00:00-07:002024-16303Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-25/pdf/2024-16303.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/25/2024-16302.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule Related to Transaction Fee Tiers2024-07-25T00:00:00-07:002024-07-25T00:00:00-07:002024-16302Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-25/pdf/2024-16302.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/25/2024-16301.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Exchange Rule 5.3-O To Permit the Listing and Trading of Options on Commodity-Based Trust Shares2024-07-25T00:00:00-07:002024-07-25T00:00:00-07:002024-16301Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-25/pdf/2024-16301.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/25/2024-16300.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Co-Location Services2024-07-25T00:00:00-07:002024-07-25T00:00:00-07:002024-16300Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-25/pdf/2024-16300.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/25/2024-16299.htmlNotice - [Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand its Co- Location Services2024-07-25T00:00:00-07:002024-07-25T00:00:00-07:002024-16299Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-25/pdf/2024-16299.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/25/2024-16276.htmlNotice - Andalusian Credit Company, LLC, et al.2024-07-25T00:00:00-07:002024-07-25T00:00:00-07:002024-16276Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-25/pdf/2024-16276.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/25/2024-16305.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Co-Location Services2024-07-25T00:00:00-07:002024-07-25T00:00:00-07:002024-16305Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-25/pdf/2024-16305.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/24/2024-16230.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17Ad-132024-07-24T00:00:00-07:002024-07-24T00:00:00-07:002024-16230Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-24/pdf/2024-16230.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/24/2024-16226.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17a-122024-07-24T00:00:00-07:002024-07-24T00:00:00-07:002024-16226Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-24/pdf/2024-16226.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/24/2024-16224.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend FINRA Rule 6730 (Transaction Reporting) To Reduce the 15-Minute TRACE Reporting Timeframe to One Minute2024-07-24T00:00:00-07:002024-07-24T00:00:00-07:002024-16224Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-24/pdf/2024-16224.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/24/2024-16223.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Co-Location Services2024-07-24T00:00:00-07:002024-07-24T00:00:00-07:002024-16223Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-24/pdf/2024-16223.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/24/2024-16222.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Fees the Exchange Charges Companies Seeking a Review of a Delisting Determination, Public Reprimand Letter, or Written Denial of an Initial Listing Application2024-07-24T00:00:00-07:002024-07-24T00:00:00-07:002024-16222Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-24/pdf/2024-16222.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/24/2024-16221.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend MSRB Rule G-14 To Shorten the Timeframe for Reporting Trades in Municipal Securities to the MSRB2024-07-24T00:00:00-07:002024-07-24T00:00:00-07:002024-16221Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-24/pdf/2024-16221.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/24/2024-16220.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Co-Location Services2024-07-24T00:00:00-07:002024-07-24T00:00:00-07:002024-16220Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-24/pdf/2024-16220.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/24/2024-16219.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Strike Interval for Options on SPDR® Gold Shares2024-07-24T00:00:00-07:002024-07-24T00:00:00-07:002024-16219Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-24/pdf/2024-16219.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/24/2024-16218.htmlNotice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change by The Options Clearing Corporation Concerning Its Process for Adjusting Certain Parameters in Its Proprietary System for Calculating Margin Requirements During Periods When the Products It Clears and the Markets It Serves Experience High Volatility2024-07-24T00:00:00-07:002024-07-24T00:00:00-07:002024-16218Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-24/pdf/2024-16218.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/24/2024-16234.htmlNotice - Proposed Collection; Comment Request; Extension: Regulation R, Rule 7012024-07-24T00:00:00-07:002024-07-24T00:00:00-07:002024-16234Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-24/pdf/2024-16234.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/24/2024-16231.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17f-2(d)2024-07-24T00:00:00-07:002024-07-24T00:00:00-07:002024-16231Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-24/pdf/2024-16231.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/24/2024-14925.htmlRule - Registration for Index-Linked Annuities and Registered Market Value Adjustment Annuities; Amendments To Form N-4 for Index-Linked Annuities, Registered Market Value Adjustment Annuities, and Variable Annuities; Other Technical Amendments2024-07-24T00:00:00-07:002024-07-24T00:00:00-07:002024-14925Rulehttps://www.govinfo.gov/content/pkg/FR-2024-07-24/pdf/2024-14925.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/23/2024-16072.htmlNotice - CION Grosvenor Infrastructure Fund and CION Grosvenor Management, LLC2024-07-23T00:00:00-07:002024-07-23T00:00:00-07:002024-16072Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-23/pdf/2024-16072.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/23/2024-16110.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Strike Interval for Options on SPDR® Gold Shares2024-07-23T00:00:00-07:002024-07-23T00:00:00-07:002024-16110Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-23/pdf/2024-16110.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/23/2024-16109.htmlNotice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading To Amend the Strike Interval for Options on SPDR® Gold Shares2024-07-23T00:00:00-07:002024-07-23T00:00:00-07:002024-16109Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-23/pdf/2024-16109.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/23/2024-16108.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fees Schedule2024-07-23T00:00:00-07:002024-07-23T00:00:00-07:002024-16108Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-23/pdf/2024-16108.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/23/2024-16107.htmlNotice - Self-Regulatory Organizations; Green Impact Exchange, LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 19342024-07-23T00:00:00-07:002024-07-23T00:00:00-07:002024-16107Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-23/pdf/2024-16107.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/23/2024-16106.htmlNotice - Self-Regulatory Organizations; MIAX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404, Series of Option Contracts Open for Trading To Amend the Strike Interval for Options on SPDR® Gold Shares2024-07-23T00:00:00-07:002024-07-23T00:00:00-07:002024-16106Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-23/pdf/2024-16106.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/23/2024-16105.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 5820 To Codify the Standards of Review That Govern Appeals Before the Nasdaq Listing and Hearing Review Council and Calls for Review by the Nasdaq Listing and Hearing Review Council2024-07-23T00:00:00-07:002024-07-23T00:00:00-07:002024-16105Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-23/pdf/2024-16105.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/23/2024-16104.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Changes To List and Trade Shares of the Grayscale Ethereum Mini Trust and ProShares Ethereum ETF2024-07-23T00:00:00-07:002024-07-23T00:00:00-07:002024-16104Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-23/pdf/2024-16104.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/23/2024-16147.htmlNotice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on the Twenty-Third Amendment to the National Market System Plan To Address Extraordinary Market Volatility2024-07-23T00:00:00-07:002024-07-23T00:00:00-07:002024-16147Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-23/pdf/2024-16147.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/19/2024-15944.htmlNotice - Unified Series Trust and Efficient Capital Management, LLC2024-07-19T00:00:00-07:002024-07-19T00:00:00-07:002024-15944Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-19/pdf/2024-15944.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/19/2024-16048.htmlNotice - Sunshine Act Meetings2024-07-19T00:00:00-07:002024-07-19T00:00:00-07:002024-16048Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-19/pdf/2024-16048.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/19/2024-15914.htmlNotice - In the Matter of the Application of MIAX Sapphire, LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission2024-07-19T00:00:00-07:002024-07-19T00:00:00-07:002024-15914Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-19/pdf/2024-15914.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/19/2024-15912.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Guide to the DTC Fee Schedule2024-07-19T00:00:00-07:002024-07-19T00:00:00-07:002024-15912Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-19/pdf/2024-15912.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/19/2024-15911.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Pricing Schedule at Equity 7, Section 118(a)2024-07-19T00:00:00-07:002024-07-19T00:00:00-07:002024-15911Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-19/pdf/2024-15911.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/19/2024-15910.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc., The Nasdaq Stock Market LLC, and Nasdaq BX, Inc.2024-07-19T00:00:00-07:002024-07-19T00:00:00-07:002024-15910Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-19/pdf/2024-15910.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/19/2024-15909.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Nasdaq PHLX LLC2024-07-19T00:00:00-07:002024-07-19T00:00:00-07:002024-15909Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-19/pdf/2024-15909.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/19/2024-15908.htmlNotice - Joint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Regarding Cost Savings Measures2024-07-19T00:00:00-07:002024-07-19T00:00:00-07:002024-15908Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-19/pdf/2024-15908.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/19/2024-15907.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Certain Procedures Related to the Suspension and Delisting of Acquisition Companies2024-07-19T00:00:00-07:002024-07-19T00:00:00-07:002024-15907Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-19/pdf/2024-15907.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/19/2024-15906.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust Under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)2024-07-19T00:00:00-07:002024-07-19T00:00:00-07:002024-15906Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-19/pdf/2024-15906.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/19/2024-15905.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning the Modification of Its Margin Methodology, System for Theoretical Analysis and Numerical (STANS), To Conform Its Margin Model to the Contract Specifications for a New Exchange Product2024-07-19T00:00:00-07:002024-07-19T00:00:00-07:002024-15905Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-19/pdf/2024-15905.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/19/2024-15888.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 17Ad-152024-07-19T00:00:00-07:002024-07-19T00:00:00-07:002024-15888Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-19/pdf/2024-15888.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/18/2024-15946.htmlNotice - Availability of SEC Online Comment Form Option2024-07-18T00:00:00-07:002024-07-18T00:00:00-07:002024-15946Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-18/pdf/2024-15946.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/18/2024-15774.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-07-18T00:00:00-07:002024-07-18T00:00:00-07:002024-15774Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-18/pdf/2024-15774.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/18/2024-15773.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reduce the Length of Time Between the End of Its Current Global Trading Hours ("Global Trading Hours" or "GTH") Session and the Beginning of Its Regular Trading Hours ("Regular Trading Hours" or "RTH") Session2024-07-18T00:00:00-07:002024-07-18T00:00:00-07:002024-15773Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-18/pdf/2024-15773.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/18/2024-15772.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Rules 5605, 5615 and 5810 To Clarify and Modify Phase-In Schedules for Certain Corporate Governance Requirements and Clarify Applicability of Certain Cure Periods2024-07-18T00:00:00-07:002024-07-18T00:00:00-07:002024-15772Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-18/pdf/2024-15772.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/18/2024-15771.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Permit the Generic Listing and Trading of Multi-Class ETF Shares2024-07-18T00:00:00-07:002024-07-18T00:00:00-07:002024-15771Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-18/pdf/2024-15771.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/18/2024-15770.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Strike Interval for Options on SPDR® Gold Shares2024-07-18T00:00:00-07:002024-07-18T00:00:00-07:002024-15770Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-18/pdf/2024-15770.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/18/2024-15769.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Strike Interval for Options on SPDR® Gold Shares2024-07-18T00:00:00-07:002024-07-18T00:00:00-07:002024-15769Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-18/pdf/2024-15769.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/18/2024-15768.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend the Strike Interval for Options on SPDR® Gold Shares2024-07-18T00:00:00-07:002024-07-18T00:00:00-07:002024-15768Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-18/pdf/2024-15768.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/18/2024-15767.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Fee for Requests for Review of Membership Decisions and Decisions Related to Changes in Ownership, Control, or Material Business Operations2024-07-18T00:00:00-07:002024-07-18T00:00:00-07:002024-15767Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-18/pdf/2024-15767.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/18/2024-15766.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Pricing Schedule at Equity 7, Section 114(h)2024-07-18T00:00:00-07:002024-07-18T00:00:00-07:002024-15766Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-18/pdf/2024-15766.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/18/2024-15765.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fees for Connectivity and Co-Location Services2024-07-18T00:00:00-07:002024-07-18T00:00:00-07:002024-15765Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-18/pdf/2024-15765.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/18/2024-15764.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-07-18T00:00:00-07:002024-07-18T00:00:00-07:002024-15764Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-18/pdf/2024-15764.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/18/2024-15763.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-07-18T00:00:00-07:002024-07-18T00:00:00-07:002024-15763Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-18/pdf/2024-15763.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/18/2024-15762.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-07-18T00:00:00-07:002024-07-18T00:00:00-07:002024-15762Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-18/pdf/2024-15762.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/18/2024-15761.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-07-18T00:00:00-07:002024-07-18T00:00:00-07:002024-15761Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-18/pdf/2024-15761.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/18/2024-15760.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees for Connectivity and Co-Location Services2024-07-18T00:00:00-07:002024-07-18T00:00:00-07:002024-15760Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-18/pdf/2024-15760.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/18/2024-15823.htmlNotice - Proposed Collection; Comment Request; Extension: Form N-52024-07-18T00:00:00-07:002024-07-18T00:00:00-07:002024-15823Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-18/pdf/2024-15823.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/17/2024-15678.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend MSRB Rule G-47, on Time of Trade Disclosure, To Codify and Retire Certain Existing Interpretive Guidance and Add New Time of Trade Disclosure Scenarios2024-07-17T00:00:00-07:002024-07-17T00:00:00-07:002024-15678Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-17/pdf/2024-15678.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/17/2024-15677.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Paperless Replacements and Producer Authorization Service Offerings to I&RS and Make Certain Clarification Changes in the Rules2024-07-17T00:00:00-07:002024-07-17T00:00:00-07:002024-15677Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-17/pdf/2024-15677.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/17/2024-15676.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges2024-07-17T00:00:00-07:002024-07-17T00:00:00-07:002024-15676Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-17/pdf/2024-15676.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/17/2024-15675.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility (“BOX”)2024-07-17T00:00:00-07:002024-07-17T00:00:00-07:002024-15675Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-17/pdf/2024-15675.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/17/2024-15674.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Customer Orders Routed to Another Options Exchange2024-07-17T00:00:00-07:002024-07-17T00:00:00-07:002024-15674Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-17/pdf/2024-15674.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/17/2024-15673.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule for Customer Orders Routed to Another Options Exchange2024-07-17T00:00:00-07:002024-07-17T00:00:00-07:002024-15673Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-17/pdf/2024-15673.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/17/2024-15672.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for Customer Orders Routed to Another Options Exchange2024-07-17T00:00:00-07:002024-07-17T00:00:00-07:002024-15672Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-17/pdf/2024-15672.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/17/2024-15671.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-07-17T00:00:00-07:002024-07-17T00:00:00-07:002024-15671Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-17/pdf/2024-15671.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/17/2024-15670.htmlNotice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed National Market System Plan Regarding Consolidated Equity Market Data2024-07-17T00:00:00-07:002024-07-17T00:00:00-07:002024-15670Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-17/pdf/2024-15670.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/17/2024-15669.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Transition to a New Trading Platform and Amend Its Trading Rules2024-07-17T00:00:00-07:002024-07-17T00:00:00-07:002024-15669Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-17/pdf/2024-15669.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/17/2024-15668.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 2(1)2024-07-17T00:00:00-07:002024-07-17T00:00:00-07:002024-15668Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-17/pdf/2024-15668.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/17/2024-15667.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Introduce New Transaction Fee Tiers2024-07-17T00:00:00-07:002024-07-17T00:00:00-07:002024-15667Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-17/pdf/2024-15667.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/17/2024-15666.htmlNotice - Options Price Reporting Authority; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment To Modify Section 5.2(c)(iii) of the OPRA Plan Relating to Dissemination of Exchange Proprietary Data Information2024-07-17T00:00:00-07:002024-07-17T00:00:00-07:002024-15666Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-17/pdf/2024-15666.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/17/2024-15665.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-07-17T00:00:00-07:002024-07-17T00:00:00-07:002024-15665Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-17/pdf/2024-15665.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/16/2024-15507.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 62024-07-16T00:00:00-07:002024-07-16T00:00:00-07:002024-15507Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-16/pdf/2024-15507.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/16/2024-15506.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 62024-07-16T00:00:00-07:002024-07-16T00:00:00-07:002024-15506Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-16/pdf/2024-15506.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/16/2024-15505.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule2024-07-16T00:00:00-07:002024-07-16T00:00:00-07:002024-15505Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-16/pdf/2024-15505.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/16/2024-15504.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule2024-07-16T00:00:00-07:002024-07-16T00:00:00-07:002024-15504Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-16/pdf/2024-15504.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/16/2024-15503.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 92024-07-16T00:00:00-07:002024-07-16T00:00:00-07:002024-15503Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-16/pdf/2024-15503.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/16/2024-15502.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 32024-07-16T00:00:00-07:002024-07-16T00:00:00-07:002024-15502Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-16/pdf/2024-15502.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/16/2024-15501.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Amend the Exchange's Rules Relating to Position and Exercise Limits2024-07-16T00:00:00-07:002024-07-16T00:00:00-07:002024-15501Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-16/pdf/2024-15501.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/16/2024-15500.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Decommission the DTCC Limit Monitoring Risk Management Tool2024-07-16T00:00:00-07:002024-07-16T00:00:00-07:002024-15500Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-16/pdf/2024-15500.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/16/2024-15499.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Launch Proximity-On-Demand, a Managed Colocation Solution2024-07-16T00:00:00-07:002024-07-16T00:00:00-07:002024-15499Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-16/pdf/2024-15499.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/16/2024-15498.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Launch Proximity-On-Demand, a Managed Colocation Solution2024-07-16T00:00:00-07:002024-07-16T00:00:00-07:002024-15498Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-16/pdf/2024-15498.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/16/2024-15497.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Launch Proximity-On-Demand, a Managed Colocation Solution2024-07-16T00:00:00-07:002024-07-16T00:00:00-07:002024-15497Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-16/pdf/2024-15497.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/16/2024-15486.htmlNotice - Submission for OMB Review; Comment Request; Extension: Form N-62024-07-16T00:00:00-07:002024-07-16T00:00:00-07:002024-15486Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-16/pdf/2024-15486.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15590.htmlNotice - Sunshine Act Meetings2024-07-15T00:00:00-07:002024-07-15T00:00:00-07:002024-15590Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15590.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15402.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt Fees for Dedicated Cores2024-07-15T00:00:00-07:002024-07-15T00:00:00-07:002024-15402Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15402.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15401.htmlNotice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Liquidity Risk Modelling Framework2024-07-15T00:00:00-07:002024-07-15T00:00:00-07:002024-15401Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15401.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15400.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Concerning Transaction Pricing2024-07-15T00:00:00-07:002024-07-15T00:00:00-07:002024-15400Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15400.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15399.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2024-07-15T00:00:00-07:002024-07-15T00:00:00-07:002024-15399Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15399.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15398.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Modify Rule 11.24 To Introduce an Enhanced RPI Order and Expand Its Retail Price Improvement Program To Include Securities Priced Below $1.002024-07-15T00:00:00-07:002024-07-15T00:00:00-07:002024-15398Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15398.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15412.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Launch Proximity-On-Demand, a Managed Colocation Solution2024-07-15T00:00:00-07:002024-07-15T00:00:00-07:002024-15412Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15412.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15411.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Section 102.06 of the NYSE Listed Company Manual To Provide That a Special Purpose Acquisition Company Can Remain Listed Until Forty-Two Months From Its Original Listing Date if It Has Entered Into a Definitive Agreement With Respect to a Business Combination Within Three Years of Listing2024-07-15T00:00:00-07:002024-07-15T00:00:00-07:002024-15411Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15411.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15410.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an OTTO Protocol2024-07-15T00:00:00-07:002024-07-15T00:00:00-07:002024-15410Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15410.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15409.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules To Permit the Listing of Two Monday Expirations for Options on United States Oil Fund, LP, United States Natural Gas Fund, LP, SPDR Gold Shares, iShares Silver Trust, and iShares 20+ Year Treasury Bond ETF2024-07-15T00:00:00-07:002024-07-15T00:00:00-07:002024-15409Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15409.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15408.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Company Listing Fees Under Exchange Rule 14.132024-07-15T00:00:00-07:002024-07-15T00:00:00-07:002024-15408Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15408.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15407.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Regarding Dedicated Cores2024-07-15T00:00:00-07:002024-07-15T00:00:00-07:002024-15407Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15407.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15406.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 19032024-07-15T00:00:00-07:002024-07-15T00:00:00-07:002024-15406Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15406.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15405.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 31032024-07-15T00:00:00-07:002024-07-15T00:00:00-07:002024-15405Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15405.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15404.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, To Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 From the Annual Meeting of Shareholders Requirement Set Forth in Exchange Rule 14.10(f)2024-07-15T00:00:00-07:002024-07-15T00:00:00-07:002024-15404Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15404.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15403.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to the Continuing Education for Registered Persons as Provided Under Exchange Rule 19032024-07-15T00:00:00-07:002024-07-15T00:00:00-07:002024-15403Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15403.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15417.htmlNotice - Proposed Collection; Comment Request; Extension: Contract Standard for Contractor Workforce Inclusion2024-07-15T00:00:00-07:002024-07-15T00:00:00-07:002024-15417Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15417.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/15/2024-15413.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Launch Proximity-On-Demand, a Managed Colocation Solution2024-07-15T00:00:00-07:002024-07-15T00:00:00-07:002024-15413Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-15/pdf/2024-15413.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/12/2024-15293.htmlNotice - Submission for OMB Review; Comment Request; Extension: Rule 38a-12024-07-12T00:00:00-07:002024-07-12T00:00:00-07:002024-15293Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-12/pdf/2024-15293.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/12/2024-15310.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 11.28(a) To Add Four Additional Market-on-Close Cut-Off Times to Cboe Market Close2024-07-12T00:00:00-07:002024-07-12T00:00:00-07:002024-15310Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-12/pdf/2024-15310.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/11/2024-15194.htmlNotice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the Terms of Reference of the Board and Sub Committees2024-07-11T00:00:00-07:002024-07-11T00:00:00-07:002024-15194Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-11/pdf/2024-15194.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/10/2024-15135.htmlNotice - Saba Capital Income & Opportunities Fund II and Saba Capital Management, L.P.2024-07-10T00:00:00-07:002024-07-10T00:00:00-07:002024-15135Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-10/pdf/2024-15135.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/09/2024-14977.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 23c-3 and Form N-23c-32024-07-09T00:00:00-07:002024-07-09T00:00:00-07:002024-14977Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-14977.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/09/2024-14974.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure)2024-07-09T00:00:00-07:002024-07-09T00:00:00-07:002024-14974Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-14974.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/09/2024-14973.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Make Certain Conforming Clarifying Changes to Rule 601 To Harmonize With NYSE Arca Rule 10.162024-07-09T00:00:00-07:002024-07-09T00:00:00-07:002024-14973Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-14973.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/09/2024-15107.htmlNotice - Sunshine Act Meetings2024-07-09T00:00:00-07:002024-07-09T00:00:00-07:002024-15107Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-15107.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/09/2024-15038.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Application of Bid Price Compliance Periods2024-07-09T00:00:00-07:002024-07-09T00:00:00-07:002024-15038Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-15038.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/09/2024-15037.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual To Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 From the Requirement To Hold Annual Shareholder Meetings2024-07-09T00:00:00-07:002024-07-09T00:00:00-07:002024-15037Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-15037.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/09/2024-15036.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Withdrawal of Proposed Rule Change Regarding Enhancements to Its DMM Program2024-07-09T00:00:00-07:002024-07-09T00:00:00-07:002024-15036Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-15036.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/09/2024-15026.htmlNotice - Proposed Collection; Comment Request; Extension: Rules 13n-1-13n-12; Form SDR2024-07-09T00:00:00-07:002024-07-09T00:00:00-07:002024-15026Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-15026.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/09/2024-14972.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule2024-07-09T00:00:00-07:002024-07-09T00:00:00-07:002024-14972Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-14972.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/09/2024-14971.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to Its Rules and Comprehensive Stress Testing & Clearing Fund Methodology, and Liquidity Risk Management Description2024-07-09T00:00:00-07:002024-07-09T00:00:00-07:002024-14971Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-09/pdf/2024-14971.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/08/2024-15019.htmlNotice - Sunshine Act Meetings2024-07-08T00:00:00-07:002024-07-08T00:00:00-07:002024-15019Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-08/pdf/2024-15019.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/08/2024-14819.htmlNotice - Public Company Accounting Oversight Board; Extension of Comment and Approval Periods for Proposed Rules on General Responsibilities of the Auditor in Conducting an Audit and Amendments to PCAOB Standards and A Firm's System of Quality Control and Related Amendments to PCAOB Standards2024-07-08T00:00:00-07:002024-07-08T00:00:00-07:002024-14819Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-08/pdf/2024-14819.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/03/2024-14596.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Launch Proximity-On-Demand, a Managed Colocation Solution2024-07-03T00:00:00-07:002024-07-03T00:00:00-07:002024-14596Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-03/pdf/2024-14596.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/03/2024-14595.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule To Clarify its Certification Port Fees2024-07-03T00:00:00-07:002024-07-03T00:00:00-07:002024-14595Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-03/pdf/2024-14595.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/03/2024-14594.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand Its Co-Location Services2024-07-03T00:00:00-07:002024-07-03T00:00:00-07:002024-14594Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-03/pdf/2024-14594.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/03/2024-14593.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Clarify Its Certification Port Fees2024-07-03T00:00:00-07:002024-07-03T00:00:00-07:002024-14593Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-03/pdf/2024-14593.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/03/2024-14592.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Clarify Its Certification Port Fees2024-07-03T00:00:00-07:002024-07-03T00:00:00-07:002024-14592Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-03/pdf/2024-14592.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/03/2024-14649.htmlNotice - Deregistration Under Section 8(f) of the Investment Company Act of 19402024-07-03T00:00:00-07:002024-07-03T00:00:00-07:002024-14649Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-03/pdf/2024-14649.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/03/2024-14646.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Approving a Proposed Rule Change To Amend the Strike Interval for Options on Exchange-Traded Fund Shares and To Allow $1 Strike Price Intervals Above $200 for Options on SPDR Gold Shares (GLD)2024-07-03T00:00:00-07:002024-07-03T00:00:00-07:002024-14646Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-03/pdf/2024-14646.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/03/2024-14623.htmlNotice - Proposed Collection; Comment Request; Extension: Regulation S-P2024-07-03T00:00:00-07:002024-07-03T00:00:00-07:002024-14623Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-03/pdf/2024-14623.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/02/2024-14488.htmlNotice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Amendments Related to Aspects of Designing and Performing Audit Procedures That Involve Technology-Assisted Analysis of Information in Electronic Form2024-07-02T00:00:00-07:002024-07-02T00:00:00-07:002024-14488Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-02/pdf/2024-14488.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/02/2024-14487.htmlNotice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Amendment to PCAOB Rule 3502 Governing Contributory Liability2024-07-02T00:00:00-07:002024-07-02T00:00:00-07:002024-14487Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-02/pdf/2024-14487.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/02/2024-14482.htmlNotice - Proposed Collection; Comment Request; Extension: Rules 15Fi-3 Through 15Fi-52024-07-02T00:00:00-07:002024-07-02T00:00:00-07:002024-14482Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-02/pdf/2024-14482.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/02/2024-14520.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt Rules To List and Trade FLEX Options2024-07-02T00:00:00-07:002024-07-02T00:00:00-07:002024-14520Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-02/pdf/2024-14520.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/02/2024-14519.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend Section 703.12(II) of the NYSE Listed Company Manual To Expand the Circumstances Under Which Rights May Be Listed on the NYSE2024-07-02T00:00:00-07:002024-07-02T00:00:00-07:002024-14519Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-02/pdf/2024-14519.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/02/2024-14518.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Clarify Its Certification Port Fees2024-07-02T00:00:00-07:002024-07-02T00:00:00-07:002024-14518Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-02/pdf/2024-14518.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/02/2024-14517.htmlNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule Regarding Options Market Data Products2024-07-02T00:00:00-07:002024-07-02T00:00:00-07:002024-14517Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-02/pdf/2024-14517.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/02/2024-14516.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Hashdex Nasdaq Crypto Index US ETF Under Nasdaq Rule 5711(d)2024-07-02T00:00:00-07:002024-07-02T00:00:00-07:002024-14516Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-02/pdf/2024-14516.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/02/2024-14515.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Clarify Its Certification Logical Port Fees2024-07-02T00:00:00-07:002024-07-02T00:00:00-07:002024-14515Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-02/pdf/2024-14515.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/02/2024-14514.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Clarify Its Certification Port Fees2024-07-02T00:00:00-07:002024-07-02T00:00:00-07:002024-14514Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-02/pdf/2024-14514.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/01/2024-14441.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 12d1-12024-07-01T00:00:00-07:002024-07-01T00:00:00-07:002024-14441Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-01/pdf/2024-14441.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/01/2024-14382.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-07-01T00:00:00-07:002024-07-01T00:00:00-07:002024-14382Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-01/pdf/2024-14382.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/01/2024-14381.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule2024-07-01T00:00:00-07:002024-07-01T00:00:00-07:002024-14381Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-01/pdf/2024-14381.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/01/2024-14380.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-07-01T00:00:00-07:002024-07-01T00:00:00-07:002024-14380Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-01/pdf/2024-14380.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/01/2024-14379.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To List and Trade Shares of the Pando Asset Spot Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2024-07-01T00:00:00-07:002024-07-01T00:00:00-07:002024-14379Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-01/pdf/2024-14379.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/01/2024-14378.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the GSD Rules Relating to the Adoption of a Trade Submission Requirement2024-07-01T00:00:00-07:002024-07-01T00:00:00-07:002024-14378Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-01/pdf/2024-14378.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/01/2024-14377.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reconfigure Fees for the Daily List and Fundamental Data to Better Reflect the Value of the Information Distributed2024-07-01T00:00:00-07:002024-07-01T00:00:00-07:002024-14377Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-01/pdf/2024-14377.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/01/2024-14392.htmlNotice - Proposed Collection; Comment Request; Extension: Exchange Act Form 8-K2024-07-01T00:00:00-07:002024-07-01T00:00:00-07:002024-14392Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-01/pdf/2024-14392.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/01/2024-14386.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Provide a Temporary Pricing Incentive Program on Historical Open-Close Data2024-07-01T00:00:00-07:002024-07-01T00:00:00-07:002024-14386Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-01/pdf/2024-14386.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/01/2024-14385.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule2024-07-01T00:00:00-07:002024-07-01T00:00:00-07:002024-14385Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-01/pdf/2024-14385.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/01/2024-14384.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-07-01T00:00:00-07:002024-07-01T00:00:00-07:002024-14384Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-01/pdf/2024-14384.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/01/2024-14383.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule2024-07-01T00:00:00-07:002024-07-01T00:00:00-07:002024-14383Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-01/pdf/2024-14383.pdfhttps://regulations.justia.com/regulations/fedreg/2024/07/01/2024-14363.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 206(4)-12024-07-01T00:00:00-07:002024-07-01T00:00:00-07:002024-14363Noticehttps://www.govinfo.gov/content/pkg/FR-2024-07-01/pdf/2024-14363.pdf