<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2024/05/20?registers=between Sat, 23 Nov 2024 22:38:58 -0800 Sat, 23 Nov 2024 22:38:58 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/securities-and-exchange-commission/2024/05/20?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-11130.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-11130.html Mon, 20 May 2024 00:00:00 -0700 2024-11130 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-11130.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10960.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10960.html Mon, 20 May 2024 00:00:00 -0700 2024-10960 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10960.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10959.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10959.html Mon, 20 May 2024 00:00:00 -0700 2024-10959 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10959.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10958.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10958.html Mon, 20 May 2024 00:00:00 -0700 2024-10958 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10958.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning the Adoption of a Minimum Margin Amount at GSD https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10957.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10957.html Mon, 20 May 2024 00:00:00 -0700 2024-10957 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10957.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Partial Amendment No. 1 to an Advance Notice To Adopt a Minimum Margin Amount at GSD https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10956.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10956.html Mon, 20 May 2024 00:00:00 -0700 2024-10956 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10956.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10955.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10955.html Mon, 20 May 2024 00:00:00 -0700 2024-10955 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10955.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 6 https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10954.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10954.html Mon, 20 May 2024 00:00:00 -0700 2024-10954 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10954.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Modify the GSD Rules and MBSD Rules to Update Certain Member Requirements Under CCLF https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10953.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10953.html Mon, 20 May 2024 00:00:00 -0700 2024-10953 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10953.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 2 https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10952.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10952.html Mon, 20 May 2024 00:00:00 -0700 2024-10952 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10952.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 3 To Increase SPY Rebates https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10951.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10951.html Mon, 20 May 2024 00:00:00 -0700 2024-10951 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10951.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10950.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10950.html Mon, 20 May 2024 00:00:00 -0700 2024-10950 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10950.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Amend the Strike Interval for Options on SPDR® Gold Shares https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10949.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10949.html Mon, 20 May 2024 00:00:00 -0700 2024-10949 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10949.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Sections 4 and 9 https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10948.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10948.html Mon, 20 May 2024 00:00:00 -0700 2024-10948 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10948.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MSRB Rule G-27, on Dealer Supervision, To Adopt a New Residential Supervisory Location Classification https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10947.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10947.html Mon, 20 May 2024 00:00:00 -0700 2024-10947 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10947.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 3 https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10946.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10946.html Mon, 20 May 2024 00:00:00 -0700 2024-10946 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10946.pdf Notice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on the Twenty-Third Amendment to the National Market System Plan To Address Extraordinary Market Volatility https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10944.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10944.html Mon, 20 May 2024 00:00:00 -0700 2024-10944 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10944.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10943.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10943.html Mon, 20 May 2024 00:00:00 -0700 2024-10943 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10943.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Price List https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10942.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10942.html Mon, 20 May 2024 00:00:00 -0700 2024-10942 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10942.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10962.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10962.html Mon, 20 May 2024 00:00:00 -0700 2024-10962 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10962.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10961.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10961.html Mon, 20 May 2024 00:00:00 -0700 2024-10961 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10961.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10977.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10977.html Mon, 20 May 2024 00:00:00 -0700 2024-10977 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10977.pdf Notice - Proposed Collection; Comment Request; Extension: Rule 15g-3 https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10976.html https://regulations.justia.com/regulations/fedreg/2024/05/20/2024-10976.html Mon, 20 May 2024 00:00:00 -0700 2024-10976 Notice https://www.govinfo.gov/content/pkg/FR-2024-05-20/pdf/2024-10976.pdf